Abstract

We tried to identify the substitutions involved in the establishment of replication strand bias, which has been recognized as an important evolutionary factor in the evolution of bacterial genomes. First, we analyzed the composition asymmetry of 28 complete bacterial genomes and used it to test the possibility that asymmetric deamination of cytosine might be at the origin of the bias. The model showed significant correlation to the data but left unexplained a significant portion of the variance and indicated a systematic underestimation of GC skews in comparison with TA skews. Second, we analyzed the substitutions acting on the genes from five fully sequenced Chlamydia genomes that had not suffered strand switch since speciation. This analysis showed that substitutions were not at equilibrium in Chlamydia trachomatis or in C. muridarum and that strand bias is still an on-going process in these genes. Third, we identified substitutions involved in the adaptation of genes that had switched strands after speciation. These genes adapted quickly to the skewed composition of the new strand, mostly due to C→T, A→G, and C→G asymmetric substitutions. This observation was reinforced by the analysis of genes that switched strands after divergence between Bacillus subtilis and B. halodurans. Finally, we propose a more extended model based on the analysis of the substitution asymmetries of Chlamydia. This model fits well with the data provided by bacterial genomes presenting strong strand bias.

Introduction

Mutational pressures leading to dramatic differences between the nucleotide compositions of genomes have long been recognized among bacteria (Sueoka 1962 ). These patterns produce heterogeneities in the chromosome, either because there is horizontal transfer from genomes with very different compositions (Ochman, Lawrence, and Groisman 2000 ) or because the mechanisms causing the bias act differentially in certain regions of the chromosome (Gautier 2000 ). Such is the case for replicating strand-associated biases. Under no-strand bias conditions, one would expect to find the equalities A = T and C = G in each strand of DNA (Lobry 1995 ). However, the analysis of complete bacterial genomes reveals an important asymmetry between the leading and the lagging replicating strands (Lobry 1996 ). These observations have been confirmed in many bacteria and have allowed for the determination of the putative origins of replication in a substantial number of bacterial genomes (Grigoriev 1998 ; Salzberg et al. 1998 ; Lopez et al. 1999 ; Rocha, Danchin, and Viari 1999a ). Interestingly, all genomes present the same asymmetry, G is relatively more abundant than C in the genes coded in the leading strand and less abundant in the genes coded in the lagging strand, which is frequently accompanied by a larger abundance of T over A in the leading strand. These biases propagate into higher-order biases in a correlated way, thereby changing the relative frequencies of codons and amino acids of genes and corresponding proteins in each of the replicating strands (Perrière, Lobry, and Thioulouse 1996 ; McInerney 1998 ; Rocha, Danchin, and Viari 1999a ).

Bacterial genes transcribed at high levels have a preference for positioning into the leading strand, presumably to minimize collisions between the replication fork and the transcription bubble (McLean, Wolfe, and Devine 1998 ). As a consequence, more genes are coded from the leading strand than from the lagging strand in most bacteria (in Gram-positive bacteria, this may go up to 80% of the genes in the leading strand) (Rocha et al. 2000 ). Since protein-coding sequences do not contain the same abundance of G and C, this bias accumulates with the replication bias (Sueoka 1999 ). Methods designed to deal with this problem revealed that replication strand bias was not due to the asymmetric distribution of genes in the bacterial chromosomes (Rocha, Danchin, and Viari 1999a ; Mackiewicz et al. 1999 ).

Explanations for strand biases as a by-product of mechanisms other than replication also include transcription-coupled repair, codon usage bias, and oligonucleotide bias (Francino et al. 1996 ; Mrázek and Karlin 1998 ; Salzberg et al. 1998 ). The former are related to the asymmetrical distribution of highly expressed genes along the two DNA strands. However, the data on codon usage bias (Moszer, Rocha, and Danchin 1999 ) and on expression arrays (Tao et al. 1999 ) seem to indicate that only a reduced number of genes are highly expressed at exponential growth. Indeed, differences in transcription levels have not been found to constitute a major cause of replication-linked bias (Tillier and Collins 2000a ). Finally, the contribution of signals such as the χ sequence to strand bias was found to be very small due to the fraction of the genome they occupy (Tillier and Collins 2000a ).

Among the theories aimed at explaining strand bias based on the asymmetry of the replication bubble, the cytosine deamination theory enjoys the most attention (Frank and Lobry 1999 ). The deamination of cytosine in DNA occurs at significant rates in vivo and leads to the formation of uracil, which is excised by the action of uracil-DNA glycosylase (Lindahl 1993 ). The rate of cytosine deamination increases by a factor of 140 when the DNA is single-stranded (Beletskii and Bhagwat 1996 ). Methylation of cytosine is known to increase the rate of deamination by a factor of 4. In this case, the deamination produces a T, which cannot be corrected by the glycosylase (Coulondre et al. 1978 ). Since the leading strand is more exposed in the single-stranded state (in order to serve as template for the synthesis of the lagging strand) (Marians 1992 ), and C→T mutations would induce the formation of GC skews, cytosine deamination has been proposed to be at the basis of strand bias (Frank and Lobry 1999 ). This hypothesis has the advantage of explaining GC and TA skews (and larger GC skews in G+C-poor genomes) within a known mechanistic model and based on a well-established mutational hot spot.

Recently, a large number of studies have accounted for strand asymmetries (for reviews, see Francino and Ochman 1997 ; Frank and Lobry 1999 ). However, several important questions still remain unanswered: (1) Are the genomes that present strong strand bias at compositional equilibrium? (2) What are the major substitutions associated with the establishment of the bias? (3) Is there a simple specific function/mutation responsible for the bias? To tackle these questions, we benefited from the existence of the complete genome sequences of several very closely related bacteria, in particular five Chlamydia genomes (Stephens et al. 1998 ; Kalman et al. 1999 ; Read et al. 2000 ; Shirai et al. 2000 ) and two species of Bacillus (Kunst et al. 1997 ; Takami et al. 2000 ).

Asymmetrical changes are usually studied either by phylogenetic reconstruction of homologous sequences or by detection of deviations from the parity of bases in the genome. In the present work, we explored both types of methodologies, taking advantage of the very strong strand bias of Chlamydia and Bacillus genomes and their extensive homology.

Materials and Methods

Data

Sequence data for all complete bacterial genomes were retrieved from GenBank (http://www.ncbi.nlm.nih.gov). We analyzed the following complete genomes, using the annotations contained in their respective GenBank files: Aquifex aeolicus (Aae), Bacillus halodurans (Bha), B. subtilis (Bsu), Borrelia burgdorferi (Bbu), Buchnera sp. (Bsp), Caulobacter crescentus (Ccr), Campylobacter jejuni (Cje), Chlamydia pneumoniae CWL029 (CpnC), C. pneumoniae AR39 (CpnA), C. pneumoniae J130 (CpnJ), C. trachomatis serovar D (Ctr), C. muridarum (Cmu), Deinococcus radiodurans (two chromosomes) (Dra), Escherichia coli (Eco), Haemophilus influenzae (Hin), Helicobacter pylori 26695 (Hpy), Mycoplasma genitalium (Mge), M. pneumoniae (Mpn), Mycobacterium tuberculosis (Mtu), Neisseria meningitidis MC58 (Nme), Pseudomonas aeruginosa (Pae), Rickettsia prowazekii (Rpr), Synechocystis spp. C125 (Ssp), Treponema pallidum (Tpa), Thermotoga maritima (Tma), Ureaplasma urealyticum (Uur), Vibrio cholerae (two chromosomes) (Vch), and Xylella fastidiosa (Xfa).

Statistical Analysis of Skews

Identification of Biased Genomes Through Linear Discriminant Analysis

Simple cumulative GC and TA skews are sensitive to different populations of genes in the two replicating strands. Therefore, we used linear discriminant analysis to identify genomes with significant strand bias (Rocha, Danchin, and Viari 1999a ). We considered a genome to contain a significant strand bias when the maximal accuracy of our method (percentage of true positives in the classification of leading- and lagging-strand genes) was better than that of the best of 10 random genomes of the same size and composition. In practice, this implies that a genome displays significant strand bias if the accuracy of the discrimination between the replicating strands is larger than 60%–75% (depending on genome length). Because different bacterial strains within a species are often very similar in sequence, and in order not to bias the results, we analyzed only one representative strain for each bacterial species.

Identifying Origins of Replication by GC Skew

The skews for a given sequence were defined as (Lobry 1996 )
After the identification of the genomes presenting a significant strand bias by linear discriminant analysis, we computed cumulative GC skews with overlapping 10-kb windows (1-kb step) to identify the origin and terminus of replication. When unknown, the origin and terminus were defined as the maxima of the integrated curves such that the leading strand contained more G's and more genes than the lagging strand (Grigoriev 1998 ).

Genes' GC Skews

We computed GC and TA skews for the gene sequences using equations (1) and (2) . To compare the differences in skews between the genes present in the different strands, we computed ΔGC and ΔTA skews. These quantities are defined as the difference between the average skews of the genes in the leading strand and the ones in the lagging strand. Considering Nleading and Nlagging, the numbers of genes in the leading and lagging strands, respectively, one obtains
This eliminates the bias due to the larger population of genes in the leading strand, and it also normalizes the replication biases in terms of the average gene asymmetry in nucleotide composition.

Analysis of Similarity

Definition of Homologous Genes

Two genes were considered homologous if they coded for proteins similar both in sequence and in size. To identify homologous genes, we performed pairwise comparisons of all proteins of all proteome pairs, filtering potential hits with P < 10−5 in BlastP and a maximal difference of protein lengths of 20%. Subsequently, we aligned the sequences using a variant of the classical dynamic programming algorithm for global alignment, where one counts 0-weight for gaps at both ends of the largest sequence using the BLOSUM62 matrix (Erickson and Sellers 1983 ). Finally, we retained pairs of proteins with more than 40% similarity.

Classification of Orthologous Genes

Two homologous genes were considered to be orthologous if they were each other's best matches in the respective genomes. We obtained 687 sets of five orthologous for the Chlamydia set and 2,123 sets of two orthologous for the Bacilli set. Using these sets, we analyzed the conservation of the gene organization between genomes by displaying a scatter-plot of the positions of orthologous genes in the different genomes. We further defined three classes of genes for Chlamydia and for Bacillus: genes present in all genomes in the same replicating strand (SS), genes present in different replicating strands (DS), and genes not present in other genomes according to our stringent orthology criteria (NS). For Chlamydia, this resulted in 49 DS and 638 SS genes, whereas for Bacillus we obtained 372 DS and 1751 SS genes. Naturally, the number of NS genes changed from species to species. For example, we obtained 1,977 NS genes for B. subtilis and 131 NS genes for C. muridarum.

Characterization of Orthologous Genes

The Chlamydia set was extremely interesting due to the small divergence between the five genomes. The similarity of the ribosomal 16S subunit was 93.5% between C. trachomatis and C. pneumoniae, 97.4% among C. trachomatis and C. muridarum genomes, and >99% among C. pneumoniae strains. This is in accordance with the phylogeny of Chlamydia that proposes a first speciation event between C. pneumoniae and the pair C. trachomatis/C. muridarum (Everett, Bush, and Andersen 1999 ). The divergence between the two Bacillus 16S subunits (94.4%) was intermediate to that between different species of Chlamydia. A further advantage of the Chlamydia set was the intermediate level of synteny between the elements: within C. pneumoniae and within the pair C. trachomatis/C. muridarum, there was complete conservation of gene order, whereas between these two sets there was less conservation. As a result, the classification of orthologous genes was valid for the genomes of C. pneumoniae on one side and for C. trachomatis and C. muridarum on the other. Also, the vast majority of NS genes were present either in all C. pneumoniae strains or in both C. trachomatis and C. muridarum. Since Chlamydia and Bacillus contain strand biases, one expects a strong and significant signal in these genomes. Finally, we can neglect the effects of differences in G+C content, because they were similar within the two groups of genomes (table 1 ).

Characterization of Differences in Alignments

Directed Changes

We made multiple alignments of protein and DNA sequences of SS and DS genes using CLUSTAL W with default parameters (Thompson, Higgins, and Gibson 1994 ). Multiple alignments of proteins were back-translated into DNA in order to determine rates of synonymous (Ks) and nonsynonymous (Ka) substitutions (Li 1997 ). Since these values are sensitive to low levels of sequence identity, we took into consideration only pairs of genes with Ks < 2.0 for the analysis of SS genes. We used this set of DNA alignments to analyze the spectrum of changes observed among the orthologous genes. For this analysis, we invoked parsimony by counting a change only when a column of the multiple alignments presented a nucleotide consensus minus one (e.g., one column with four G's and one C is a G→C change in the sequence with C). Since each alignment corresponded to a set of SS genes whose positions in the chromosome were known, we could separate the alignments into two subsets; one corresponding to all genes in the leading strand (346 genes) and the other corresponding to genes in the lagging strand (292 genes). Consequently, we analyzed the changes occurring in each strand separately. For these analyses, we used JaDis, a publicly available program designed to compute distances between nucleic acid sequences (http://pbil.univ-lyon1.fr/) (Gonçalves et al. 1999 ). We performed a similar analysis for DS genes. In both cases, the absolute values of substitutions from i to j were converted to relative substitution frequencies fij by dividing by the average number of nucleotides i in the sequence and expressing the result as a percentage among all types of nucleotide substitution (Gojobori, Li, and Graur 1982 ).

Undirected Changes

Since the switch of replicating strand took place before the divergence C. trachomatis/C. muridarum or of C. pneumoniae strains, we used a complementary approach to analyze DS genes, using pairwise alignments to count mismatches. This analysis should account for the adaptation of genes since switching strands, whereas the analysis of DS genes with multiple alignments only accounts for adaptation since speciation. To limit our analysis to well-conserved proteins, we imposed a stricter threshold of similarity (>60% in protein sequence), which resulted in a set of proteins exhibiting an average similarity of 75%. These proteins were more constrained at the amino acid level, which renders pairwise alignments more reliable. For the two bacilli, we lacked a sufficiently close outgroup to determine the direction of mutations, and the same method was used: (1) We aligned the sequences and identified the mismatches. (2) Having arbitrarily chosen one of the two species as the reference species (RS), we cataloged all mismatches in classes XRS : YnonRS (XY).(3) We separated all DS genes into two categories: the genes that were in the leading strand in the reference species (lagging in the other genome), and those that were in the lagging strand in the reference species (leading in the other genome). (4) For each of these two categories, we computed the difference between XRS : YnonRS and YRS : XnonRS, which indicates the asymmetry in terms of mismatches. The comparison of the asymmetries between the two categories indicates the asymmetry at the basis of the adaptation to the new strand.

It is important to emphasize the differences between this and the preceding analysis. Suppose that a gene is in the leading strand of the reference species. In the analysis of the multiple alignment of SS genes, a mismatch C4,lead : T1,lead indicates a Clead→Tlead substitution. In the pairwise alignment of DS genes, a mismatch Tlead : Clag cannot be interpreted as a Clead→Tlead change. This mismatch may have been caused by C→T in the leading strand of the reference genome or by T→C in the lagging strand of the other genome (in the previous analysis, the probability of four Tlead→Clead changes was neglected, referring to parsimony). Therefore, C : T mismatches in DS genes indicate either a Clead→Tlead change or an Alead→Glead change. We indicate this ambiguity by C(A)→T(G).

Further Analysis of Alignments

To analyze the importance of multiple substitutions in our data set, we looked for changes in the SS multiple alignments between C. trachomatis and C. muridarum (which corresponded to a larger evolutionary distance than the one between C. pneumoniae strains). The average Ks was below one substitution per synonymous site, and the upper Ks value for the 95% confidence interval was 0.84 (for nonsynonymous sites [Ka] it was 0.07).

Results

Strand Biases Among Bacteria

Prevalence of Strand Biases

Twenty-one out of 28 chromosomes (representing 26 species) of bacteria had significant strand biases (table 1 ). Exceptions were the Mycoplasmas, D. radiodurans, A. aeolicus, and Synechocystis sp., many of which have been described previously (Rocha, Danchin, and Viari 1999a ). The largest strand bias (as measured by maximal discrimination) was observed in the genome of Borrelia burgdorferi, followed by C. trachomatis, T. pallidum, C. pneumoniae, and chromosome 2 of V. cholerae. Although many of these highly biased genomes presented low G+C contents, the correlation between accuracy and G+C content was not significantly different from 0 (Spearman's rho = −0.18, P > 0.3). In fact, the above-mentioned genomes lacking strand bias (with the exception of D. radiodurans) also had G+C contents well below 50%.

Correlation Between Discrimination and Skews

ΔGC skews of the genomes were closely correlated with the accuracy of discrimination between strands. This was less evident for the ΔTA skews. In fact, the Spearman's rank correlation between maximal discrimination and ΔGC skew was 0.77 (P < 0.001), but it was only 0.40 between maximal discrimination and ΔTA skew (P < 0.1). Because the cytosine deamination theory predicts proportionality between the two skews, we built a model for the theory and tested it with the data of biased genomes.

Testing the Cytosine Deamination Theory

The composition of a hypothetical unbiased gene in terms of the four bases is NA,0, NC,0, NG,0, NT,0, taken as the mean of the average composition of the leading- and lagging-strand genes. Suppose that the gene is in the leading strand and will suffer the corresponding asymmetry. The deamination theory predicts that strand bias will induce a C→T change with probability z for each C during a period t. Therefore, the composition of the gene remains unchanged for G and A, but not for C and T:
At time t, the nucleotide frequencies of the gene become NA,0, ez tNC,0, NG,0, NT,0 + (1 − ez t)NC,0, which corresponds to a change
We can determine the observed values of GCt and TAt and test if they coincide with the expected ones. This results in two estimations of zt from equation (6) for each genome, one coming from TA skews and the other from GC skews, which can be compared by a nonparametric test (Wilcoxon test). For each genome, a different zt will apply, but within a genome, the pair should be identical. Thus, we are not comparing the values of the bias in different genomes, but checking the ability of C→T asymmetries to predict coherent values for ΔGCt and ΔTAt within each genome. Because the deamination theory is a mutational theory, the best fit of the model should correspond to the analysis of third positions of codons. Note that this model refers to C→T asymmetries, of which cytosine deamination is only one particular case.

The 21 bacterial chromosomes with strand bias showed a significant correlation between the two values of zt predicted by the two expressions in equation (6) using third positions of codons. In fact, after excluding Buchnera sp. (see below), the Spearman's rank correlation between the two terms was 0.83 (P < 0.001), suggesting an important contribution of C→T asymmetries to the establishment of the strand bias. However, a systematic underevaluation of ΔGC skew was also apparent (P < 0.05, Wilcoxon test). In 17 out of 20 chromosomes, the number of changes required to explain the ΔTA skews was larger than the one required to explain the ΔGC skew. The systematic underestimation of ΔGC skews suggests the existence of other sources of bias.

Preliminary regression analysis of the zt data indicated heteroscedasticity, with variance increasing with the values of zt. Standard procedures of regression analysis recommend a logarithmic transformation of the data in such cases (Zar 1996 ). The linear regression on the transformed data (excluding Buchnera sp. and H. pylori) resulted in a fit presenting a coefficient of determination of 0.68 (P < 0.001). Although the regression line fits the data well, it does not fit the expected result (fig. 1 ). This confirms the results of the Wilcoxon test, suggesting that a model based solely on C→T asymmetries underestimates GC skews.

Strand Bias Oscillations in Chlamydia

Chlamydia SS Genes Are Not at Equilibrium

We identified the recent substitution asymmetries in the SS genes of Chlamydia by analyzing the changes in C. trachomatis, C. muridarum, and C. pneumoniae. For C. pneumoniae, we considered all changes observed in the genomes of the three strains to obtain larger counts. Because these strains diverged rather recently, the parameters of the substitution matrix had very large confidence intervals. Indeed, our analysis used only 0.1% of the positions in the multiple alignments for C. pneumoniae, compared with 6.0% for C. trachomatis and C. muridarum. The frequencies of substitutions for the other Chlamydia are presented in table 2 . Most changes are not significantly unbalanced between replicating strands in C. trachomatis and C. muridarum, and none are statistically significant in C. pneumoniae. In C. muridarum, we observed that SS genes from both strands were getting richer in G and T and poorer in A and C (P < 0.001; Wilcoxon tests). In C. trachomatis, SS genes were getting richer in G and C and poorer in A and T (P < 0.001; Wilcoxon tests). When we compared the evolutions of the relative compositions in the two strands, we observed that the C. muridarum genes in the leading strand were getting richer in G and C and poorer in A and T (P < 0.02; Wilcoxon tests). In C. trachomatis, the leading strand genes were getting richer in T and G (P < 0.01; Wilcoxon tests) when compared with the lagging strand (differences for A and C are not statistically significant). As a consequence, there was no significant evolution of the GC and TA skews in the genes of the two strands for C. muridarum, and there was an increase in GC skew in C. trachomatis (P < 0.01; Wilcoxon test), with no significant differences for TA skews. For C. pneumoniae, the differences were not statistically significant. The most important asymmetries in substitution frequencies in C. muridarum and C. trachomatis were A→G–G→A (2.64% and 0.86%, respectively) and C→T–T→C (1.45% and −0.87%, respectively), but only the former were statistically significant (P < 0.01; Wilcoxon test).

The Fate of Inverted Genes and the Evolution of ΔGC Skews

Inversions in Chlamydia

Inverted genes in genomes with strand bias are expected to adapt fast to the composition of the new strand (Rocha, Danchin, and Viari 1999a ; Tillier and Collins 2000b ). Hence, we computed GC skews in third codon positions of DS genes in C. pneumoniae AR39 and C. muridarum (orthologous in different replicating strands) to test if they had evolved toward the bias of the new strand. We observed that all but two DS genes had GC skews typical of the new strand (fig. 2 ). We then proceeded to test if DS genes were distinguishable from SS and NS genes of the same current strand. Taking C. muridarum as a reference, we observed that GC skew at position 3 was significantly different between the three types of genes (P < 0.001; Kruskal-Wallis test), but, surprisingly, DS genes possessed a larger ΔGC skew (0.567) than SS (0.492) or NS (0.54) genes; i.e., the order of the bias was DS ≈ NS > SS (P < 0.05; Tukey-Kramer test). The same analysis applied to C. pneumoniae AR39 genes revealed similar results, but in this case the order was NS ∼ DS > SS (P < 0.01; Tukey-Kramer test).

Inversions in Bacillus

A similar pattern was found among DS genes in Bacillus. Taking B. subtilis as a reference, we observed ΔGC skews in the order NS (0.171) ≈ DS (0.167) > SS (0.124) (P < 0.05; Tukey Kramer test), and similar results were obtained using B. halodurans as the reference. As in Chlamydia, the genes in Bacillus that have suffered an inversion have acquired the composition corresponding to the new host strand. Also, in both genera, DS genes exhibited biases larger than expected for their new strand.

Characterization of Mutations in Inverted Genes

Within each of the two Chlamydia monophyletic groups the genomes were collinear. Because strand switch took place before the speciation events, the analysis of 34 DS genes was first performed using only a pair of genomes. We chose C. muridarum and C. pneumoniae AR39 for simplicity (both sequences start at the origin of replication). DS genes suffered a strand switch since speciation of these two species, and this induced opposite replication biases (Tillier and Collins 2000b ). Hence, the substitutions that took place in these genes provide clues for the establishment of the bias. We observed significant asymmetries in A(G)→C(T)–C(T)→A(G), in C→G, and especially in C(A)→T(G)–T(G)→C(A) (table 3 ). In this analysis, the directionality of changes could not be determined (see Materials and Methods).

These changes led to an increase in G and T in the leading strand and an increase in C and A in the lagging strand. Similar results were obtained for the DS genes in the two bacilli. For both Bacillus and Chlamydia, C and G increased in the respective strands at a faster rate than A and T. This is because C→G–G→C is asymmetric, but A→T–T→A is not. We analyzed the changes in the third codon positions for both sets in order to check if selective constraints at the amino acid level could be responsible for part of the signal. The differences were not statistically significant (P > 0.1; Wilcoxon test).

Although the strand switch took place before speciation events within C. pneumoniae or between C. trachomatis and C. muridarum, one may suppose that some of the change occurred after speciation. In this case, the analysis of DS genes could be done using the multiple alignments, as for SS genes, with the advantage that the direction of the substitutions can be determined. We built the table of relative substitution frequencies for the DS genes (table 4 ), which revealed three significantly different frequencies of substitution: C→T–T→C (11.4%), A→G–G→A (8.4%). and C→G–G→C (2.2%) (P < 0.01; Wilcoxon tests). The A→C–C→A difference (2.4%) had the same magnitude as that of C→G-G→C, but it was not statistically significant (P > 0.1).

Refining the Model

We started by proposing a model based on C→T asymmetries, which were clearly insufficient to explain the data. The analysis of pairwise alignments of DS genes suggested that C→G had about half the importance of C(A)→T(G)–T(G)→C(A) in the establishment of the asymmetry. The analysis of multiple alignments indicated that C→T–T→C was only slightly more important than A→G–G→A. Since these values were for Chlamydia and they may change for different species, we make the simplification that the three asymmetries all have the same relative importance. Hence, we can rewrite equation (5) as
At time t, the nucleotide frequencies become eztNA,0, e−2ztNC,0, NG,0 + (1 − e−2zt/2)NC,0 + (1 − ezt)NA,0, NT,0 + (1 − e−2zt/2)NC,0. Using, as previously, the genes in the leading strand to compute the observed values of GCt and TAt, we can test if these values coincide with the expected ones. The regression analysis of the logarithms of zt provided a good adjustment to the data (R2 = 0.52, P < 0.001), and the regression line could not be distinguished from the expectation of the model (P > 0.30; t-tests for the slope and the intercept). Although a large variance remains unexplained, it seems that the use of a simple model including these three contributions with equal contributions for the establishment of the strand bias is able to correctly fit the data (fig. 1 ). The differences between observed and expected GC and TA skews were not statistically significant (P > 0.1; Wilcoxon test). However, one outlier, M. tuberculosis, had to be removed from the regression.

Genes Evolve at Different Rates Depending on Position and Type

Amounts of Changes in Genes in the Different Replicating Strands

The lagging-strand genes presented more changes among SS genes both for Chlamydia (6.6%, P < 0.001; Wilcoxon test) and for Bacillus (6.4%, P < 0.001).

Different Evolution Rates for NS, SS, and DS Genes

One would expect SS genes to exhibit higher GC skews, but we observed the opposite. Hence, we tested to determine if genes in different strands and belonging to different types (i.e., SS, DS) evolved at similar rates. Both in Chlamydia and in Bacillus, DS genes evolved significantly faster than SS genes (P < 0.001; Wilcoxon test). Between C. trachomatis and C. muridarum, similarity scores increase as follows: NS < DS < SS (P < 0.01; Tukey-Kramer test).

Ka/Ks Ratios

We investigated the Ka/Ks ratios of orthologs of C. trachomatis and C. muridarum and of orthologs of C. muridarum and C. pneumoniae AR39 (note that we removed all pairs for which Ks > 2.0; see Materials and Methods). The median Ka/Ks value for orthologs in C. trachomatis/C. muridarum was 0.07 (0.069 in the lagging strand and 0.073 in the leading strand) and 0.12 for orthologs in C. muridarum/C. pneumoniae AR39 (0.120 in the lagging strand and 0.117 in the leading strand). These differences between leading- and lagging-strand genes are not statistically significant. The comparison of SS and DS genes among bacilli revealed similar values of Ka/Ks for both sets (respectively, 0.12 and 0.14).

Discussion

Ongoing Strand Bias in Bacteria

Following previous observations (Mackiewicz et al. 1999 ; Rocha, Danchin, and Viari 1999a ), we observed pervasiveness of strand bias in bacterial genomes, with GC skews correlating better with strand discrimination than TA skews. This suggests that strand bias should not have its origin only on C→T asymmetries, a hypothesis which is reinforced by the analyses of the models and of the asymmetric substitution rates. The extended model for the impact of asymmetry in gene evolution revealed a good fit to the data and one single outlier: M. tuberculosis. Nevertheless, Buchnera sp. is a borderline case (fig. 1 ), which may not be surprising given that it has the characteristics of an endocellular symbiont suffering a genome reduction that involves the lost of a considerable amount of repair mechanisms (Shigenobu et al. 2000 ). One should note that the species under comparison diverged a long time ago, have very different lifestyles, and contain proteomes heterogeneous in size and composition, different G+C contents, and very different sets of replication and repair machineries. All of these effects result in the considerable amount of variance that remains unexplained by the linear regression analyses.

One might expect that substitution frequencies in SS genes in stable genomes with strong GC skews such as C. muridarum and C. trachomatis might be at equilibrium. Instead, they were found to entail variations in the nucleotide compositions of the two strands. As a result, in C. trachomatis, there is a net increase in GC skew in SS genes (nonsignificant for C. muridarum). This means that, at least in this species, strand bias is still an ongoing process even in SS genes. Hence, it is not surprising that in both Chlamydia and Bacillus, DS genes have adapted to the composition of the new strand. It was previously reported that paralogs in different replicating strands of B. burgdorferi presented signs of adaptation to the respective strands (Lafay et al. 1999 ; Rocha, Danchin, and Viari 1999a ), and a recent study of DS genes in Chlamydia demonstrated that they adapt fast to the new strand (Tillier and Collins 2000b ). Our results confirm these previous works and provide some clues for the substitutions at the basis of the adaptation.

Our analysis of SS and DS genes used closely related sequences, but not enough to assure complete avoidance of multiple substitutions. To avoid a large number of multiple substitutions and to produce faithful alignments, we restricted our study to the most conserved proteins. These proteins have evolved less due to functional constraints. We are then observing substitutions for which the weight of selection may be important, which incorporates a bias, particularly due to the codon usage bias and transcription-coupled repair of highly expressed genes. Chlamydia and Bacillus have different codon usage biases (Moszer, Rocha, and Danchin 1999 ; Romero, Zavala, and Musto 2000 ), but the analysis of the substitutions in the two groups is concordant. If codon usage bias was biasing the results in a very important way, this should not happen. Also, it has been found that biases associated with highly expressed genes do not significantly interfere with replication bias (Mackiewicz et al. 1999 ; Tillier and Collins 2000a ), and one may expect this to not significantly change the results. The interference of some biases in the analyses of other biases is a very important question that unfortunately remains unsolved. Analyses of other close genomes with important strand bias may shed further light on this question.

Different Causes for a Simple Bias

The two major asymmetries in DS genes of C. muridarum and C. trachomatis since speciation are A→G–G→A and C→T–T→C. This is consistent with the observations of SS genes that also indicate that these two substitutions are the most asymmetric (although the latter is not statistically significant). It is also consistent with the analysis of DS genes using pairwise alignments in order to capture the substitutions during all the processes of adaptation. Unfortunately, the latter analysis does not allow one distinguish between C→T and A→G. Both asymmetries induce increases in GC and TA skews and lead to proportionality between the increases. C→T asymmetries may be assigned to preferential cytosine deamination in single-stranded DNA, although other hypotheses based on C→T asymmetries may also be compatible with the data. G : C→A : T transitions dominate the spectra of mutations of E. coli; however, most studies have focused on C→T mutations, not on A→G (Frank and Lobry 1999 ), and few data are available on A→G mutations.

Two other different substitution frequencies are asymmetric in the adaptation process of DS genes: C→G–G→C and A→C–C→A. Both were also observed in the analyses of pairwise alignments, but in this case A→C–C→A was indistinguishable from G→T (although G→T was not significant in the multiple-alignment approaches). Interestingly, C→G and G→C are among the most rare mutations observed in E. coli (Hutchinson 1996 ). However, the asymmetry is not necessarily correlated with the absolute number of substitutions. Indeed, also in our data set, C→G and G→C are systematically the most rare substitutions (tables 2 and 4 ). Nevertheless, it is puzzling to observe that the pairwise alignments indicate a stronger role for C→G–G→C in the adaptation to the strand than do the multiple alignments (7% and 2.2%, respectively). One may consider two explanations for this observation: (1) C→G asymmetries are more important in earlier phases of the adaptation, or (2) multiple substitutions in the pairwise alignments are biasing our results concerning these rare mutations (pairwise alignments represent a longer period of evolution). Although the A→C–C→A asymmetry plays no direct role in the establishment of the bias (it just converts TA skew in GC skew), one may suppose that part of the C→G substitutions in fact correspond to C→A→G multiple substitutions. Independent of its origin, the C→G asymmetry results in an increase in GC skew without an increase in TA skew. This may explain the systematic underevaluation of ΔGC skews by the model based only on C→T asymmetry: the contribution of C→G asymmetry would “correct” this effect (note that A→T is not asymmetric).

We have suggested elsewhere that genome shuffling would disturb strand bias (Rocha, Danchin, and Viari 1999b ). However, one might also suppose mutation rates and repair efficiency to play an important role in the tuning of the process. As for mutation, using the example of cytosine deamination, the methylation of cytosine increases C→T mutations. In bacteria, such methylation is provided by restriction modification systems, which are constantly being acquired and lost by horizontal transfer (Jeltsch and Pingoud 1996 ). Therefore, mutation could be a cause of the change in bias with time. As for repair, several reports indicate that the mismatch repair system compensates for C→T substitution asymmetries, even when the cytosine is methylated (Jones, Wagner, and Radman 1987 ). A small change in the repair machinery could originate an increased capacity for repair and a consequent reduction in the asymmetry. The efficiency of mismatch repair does change along the evolutionary history of bacteria (Taddei et al. 1997 ; Sniegowski et al. 2000 ). It has also been shown that replicating strands exhibit different replication accuracy rates (Izuta, Roberts, and Kunkel 1995 ; Iwaki et al. 1996 ; Fijalkowska et al. 1998 ) and that repair might be involved in it (Radman 1998 ).

Since the analyses of DS genes were performed between genomes that diverged some time ago, we cannot assume that the substitutions we observe are devoid of selective constraints. Nevertheless, we observed that switched genes adapted fast to the new strand and that this adaptation resulted in a small Ka/Ks ratio. This suggests that amino acid bias is not at the origin of such biases, even if the adaptation process involves changing the amino acid content of the coded proteins (Perrière, Lobry, and Thioulouse 1996 ; Lafay et al. 1999 ). Effects of amino acid selection on strand bias have also been discarded by other analyses (Mackiewicz et al. 1999 ; Tillier and Collins 2000b ). However, selective effects at the DNA level cannot be ruled out through this approach. In particular, one cannot exclude the possibility that strand bias is the result of selection for more efficient replication by the asymmetric replication bubble.

Conclusions

The existence of strand bias has important consequences for the study of bacterial molecular evolution. First, it indicates that in many bacteria the use of substitution matrices that do not take into account strand asymmetries provides a poor approximation of real data. Second, it indicates that a gene may suffer a process of accelerated evolution just through a change of replicating strand. This may also make the discrimination of paralogy from orthology difficult, especially in large functional families. Third, it provides an additional signal to use in the detection of horizontal transfer and genome rearrangements, but only for recent events. Fourth, it may elucidate still unknown particularities in the processes underlying DNA replication and repair.

Howard Ochman, Reviewing Editor

1

Abbreviations: DS, orthologous genes present in different replicating strands (i.e., leading versus lagging); Ka, nonsynonymous substitution rate; Ks, synonymous substitution rate; NS, genes without orthologs in the other species; SS, orthologous genes present in the same replicating strand.

2

Keywords: replication strand bias mutation genome analysis sequence evolution

3

Address for correspondence and reprints: Eduardo P. C. Rocha, Atelier de BioInformatique, Université Paris VI, 12 Rue Cuvier, 75005 Paris, France. [email protected].

Table 1 Asymmetries Observed in the Complete Genomes of Bacteria Used in the Study

Table 1 Asymmetries Observed in the Complete Genomes of Bacteria Used in the Study

Table 2 Relative Substitution Frequencies Observed for Chlamydia trachomatis (Ctr) and Chlamydia muridarum (Cmu) for SS Genes in the Leading and Lagging Strand

Table 2 Relative Substitution Frequencies Observed for Chlamydia trachomatis (Ctr) and Chlamydia muridarum (Cmu) for SS Genes in the Leading and Lagging Strand

Table 3 Asymmetric Substitution Frequencies in DS Genesa

Table 3 Asymmetric Substitution Frequencies in DS Genesa

Table 4 Relative Substitution Frequencies Observed for DS Genes in the Leading and Lagging Strands Using Chlamydia muridarum as the Reference Genome

Table 4 Relative Substitution Frequencies Observed for DS Genes in the Leading and Lagging Strands Using Chlamydia muridarum as the Reference Genome

Fig. 1.—Regression analysis of zt values using ΔTA and ΔGC skews in 20 bacterial genomes. The dashed gray lines represent the expectations of the models. A, Model including only C→T asymmetries (eq. 6 ), where Buchnera sp. ASP and Helicobacter pylori were excluded as outliers (regression line: log Z(GC) = −0.17 (±0.16) + 1.23 (±0.18) log Z(TA)). B, Extended model, using equation (7) , where Mycobacterium tuberculosis was excluded as outlier (regression line: log Z(GC) = −0.04 (±0.36) + 0.98 (±0.23) log Z(TA))

Fig. 1.—Regression analysis of zt values using ΔTA and ΔGC skews in 20 bacterial genomes. The dashed gray lines represent the expectations of the models. A, Model including only C→T asymmetries (eq. 6 ), where Buchnera sp. ASP and Helicobacter pylori were excluded as outliers (regression line: log Z(GC) = −0.17 (±0.16) + 1.23 (±0.18) log Z(TA)). B, Extended model, using equation (7) , where Mycobacterium tuberculosis was excluded as outlier (regression line: log Z(GC) = −0.04 (±0.36) + 0.98 (±0.23) log Z(TA))

Fig. 2.—Distribution of ΔGC skews in the DS genes of leading and lagging strands of Chlamydia muridarum and C. pneumoniae

Fig. 2.—Distribution of ΔGC skews in the DS genes of leading and lagging strands of Chlamydia muridarum and C. pneumoniae

Alain Viari played a very important role in earlier discussions of this work. Isabelle Gonçalves programmed in JaDis the function that allows the determination of mutations of the type consensus − 1 in the multiple alignments. We are grateful for comments and suggestions from Elisabeth Tillier, Carmen Gomes, and Isabelle Gonçalves on previous versions of the manuscript. The criticisms and suggestions of two anonymous referees constituted important contributions to this work.

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