Abstract

After recognition, NK cells can kill susceptible target cells through perforin-dependent mechanisms or by inducing death receptor-mediated apoptosis, and they can also secrete cytokines that are pivotal for immunomodulation. Despite the critical role as effector cells against tumors and virus-infected cells, NK cells have been implicated in the regulation of T cell-mediated responses in different models of autoimmunity, transplantation, and viral infections. Here, we review the mechanisms described for NK cell-mediated inhibition of adaptive immune responses, with spotlight on the emerging evidence of their regulatory role that shapes antitumor immune responses.

Introduction

NK cells constitute the third most abundant lymphoid cell population in blood of humans. Evidence obtained from mouse studies and the analysis of patients with rare primary immunodeficiencies characterized by the absence of NK cells or the presence of functionally deficient NK cells unraveled their critical role during immunity against viral infections.1–3 Experimental evidence obtained in mice also positioned them as major players in antitumor immunity.4,5 In humans, such role was inferred from a large longitudinal study where an association between “natural cytotoxicity” in blood and susceptibility to develop different malignancies was observed.6 NK cells also exert immunoregulatory effects in different physiologic and pathologic conditions, skewing the adaptive immune response toward a Th1- and cytotoxic CD8 T cell-mediated immune response.7–9 In addition, it has been established that NK cells are relatively abundant in different tissues, contributing to the local immunosurveillance against pathogens.10,11

The discovery of a new family of innate immune cells named innate lymphoid cells (ILCs) that play an essential role in the initiation, regulation, and resolution of inflammation has led to a reclassification of NK cells as one of the components of this extended family of innate immune cells of lymphoid lineage.12 All ILCs lack an antigenic receptor and, with the exception of NK cells, are sparse in lymphoid organs, but enriched in mucosa and skin.13

Although classically it was assumed that NK cells remain usually in a nonactivated status or silenced due to the expression of a vast array of inhibitory receptors, such as KIRs, NKG2A, 2B4, TIGIT, and others, recent evidence obtained by single-cell transcriptome analysis demonstrated that different human NK cell subpopulations from bone marrow and blood express genes that indicate the occurrence of a homeostatic activation.14 Nonetheless, when NK cells encounter tumor or infected host cells that display a dysregulated expression of ligands for activation receptors such as NKG2D, NKp46, and NKp30,5 NK cells usually become activated and trigger a cytotoxic response against these susceptible target cells and also begin to secrete cytokines (in particular IFN-γ) and chemokines.10,15 NK cells can kill virus-infected or tumor cells through the release of lytic granules containing granzyme and perforin or by inducing death receptor-mediated apoptosis via the expression of FasL or TRAIL.16 Moreover, NK cells become activated by diverse proinflammatory cytokines, in particular IL-12, IL-15, and IL-18.17

From a functional perspective, mouse and human NK cells are quite similar (both are cytotoxic and produce proinflammatory cytokines). However, they differ in some phenotypic features. In humans, NK cells are defined by the absence of expression of CD3 and by the expression of CD56 and CD16 (the FcRγIIIa). According to the expression of CD56 and CD16, they are further subdivided into 2 major subpopulations.18 Nearly 90% of NK cells in peripheral blood exhibit a CD3CD56dimCD16+ phenotype, and exhibit a high content of perforin and granzymes (and consequently, display a strong cytotoxic activity); the rest of NK cells in blood display a CD3CD56brightCD16dim/− phenotype, express CD25, and mostly produce immunoregulatory cytokines in response to different stimuli.18–22 These cells prevail in secondary lymph nodes and, through the secretion of cytokines, instruct dendritic cells (DCs) to generate Th1- and cytotoxic CD8 T cell-skewed responses, shaping in this way the adaptive immunity.23,24 In vitro evidence and studies from certain primary immunodeficiencies indicate that CD56brightCD16dim/− cells constitute a precursor of the most mature CD56dimCD16+ cells.25–29 However, in mice and because they do not express CD56, NK cells are characterized as CD3CD49b+ cells, but in some particular strains such as C57BL/6, they can also be characterized as CD3CD161b/CD161c+ cells (CD3NK1.1+ cells).30 In addition, 4 subpopulations of mouse NK cells are currently recognized, based on the expression of CD27 and CD11b, with phenotypes CD27CD11b, CD27+CD11b, CD27+CD11b+, and CD27−−CD11b+ from the most immature to the most mature NK cell subpopulations.31,32

Although an array of diverse surface receptors confers NK cells the ability to sense ligands expressed on target cells and respond accordingly, NK cell also senses proinflammatory and immunosuppressive cytokines produced by different cells of myeloid origin.33 Moreover, NK cells also express TLR and respond to the presence of their specific ligands.34,35 In addition, cooperation between cytokines for NK cell activation and development of effector function has been described.9,36,37 Therefore, NK cells can integrate multiple signals from their environment and adjust their effector functions to optimize the extent of their response to pathogens and tumor cells.

Despite their critical role as effectors against tumors and pathogens, more recently NK cells have been implicated in the negative regulation of adaptive immune responses. In this review, we discuss the role of NK cells regulating adaptive immunity both in physiologic and in pathologic conditions, with their regulatory functions during antitumor immunity on the spotlight.

Regulatory Functions of NK Cells During Infections

During infections, strong adaptive immune responses need to be tightly controlled to optimize efficient pathogen elimination while protecting the host from immunopathology. Accumulating evidence highlights the role of NK cells as regulators of adaptive immune responses. Several reports show evidence of the ability of NK cells to directly eliminate activated T cells in a perforin-dependent manner.38,39 Early studies demonstrated that mouse CD4 and CD8 T cells that have been activated by antigen presenting cells38 and human CD4 and CD8 T cells activated after superantigen, alloantigen, or specific antigenic peptide-stimulation,39 up-regulate the expression of NKG2D ligands, which makes them susceptible to recognition and elimination by IL-2-activated NK cells in a NKG2D- and perforin-dependent manner in vitro.38,39 Moreover, the regulatory role of NK cells was also appreciated in vivo in different physiopatholog situations, as detailed in the next sections.

Regulatory functions of NK cells during viral infections

Studies using lymphocytic choriomeningitis virus (LCMV) infection unraveled that NK cells can negatively regulate the magnitude of the antiviral response. LCMV constitutes an excellent experimental model that has been widely used to address tissue-specific tolerance and its underlying mechanisms.40,41 Although LCMV infection strongly activates NK cells, virus elimination is NK cell-independent.42 Besides, in 2B4-deficient LCMV-infected mice, NK cells were able to eliminate activated CD8 T cells in vitro and in vivo, suggesting that 2B4-CD48 interactions protects CD8 T cells from NK cell-mediated killing during viral infection.43 Also, NK cell-deficient (Nfil3−/−) mice or NK cell-depleted wild-type mice infected with LCMV displayed an increased virus-specific CD8 T cell response, resulting in earlier virus control. In this setting, LCMV-specific T cells expressed NKG2D ligands, whereas NKG2D was up-regulated and 2B4 was down-regulated on NK cells, resulting in a negative regulation of T cell proliferation and IFN-γ production in a NKG2D and perforin-dependent manner.44 The use of NCR1-deficient mice and transfer experiments showed that NK cells can directly kill virus-activated CD4 and CD8 T cells during chronic LCMV infection, in a NKp46-depedent manner. In the absence of NCR1 (that encodes for NKp46), CD8 T cells exhibited an enhanced effector response, which resulted in faster viral clearance accompanied by severe immunopathology, supporting the notion that the regulatory activity of NK cells is important to limit T cell-mediated damage to the host.45 More recently, it was observed that LCMV-activated NK cells can kill all activated CD4 subsets and CD8 T cell in vitro and in vivo in a perforin-dependent manner, yet the different T cell subsets showed a hierarchy of sensitivity, being. Th0 and Th1 cells the most resistant and regulatory T cell (Treg), Th17, Th2, and CD8 T cells the more sensitive to NK cell cytotoxicity.46

Other viral infections also provided evidence for a regulatory role of NK cells. Depletion of NK cells in murine cytomegalovirus (MCMV)-infected mice resulted in enhanced IFN-γ production by CD4 and CD8 T cells, and CD8 T cell proliferation.42 Consistent with an immunoregulatory role, NK cells from Noé mice (mice with a loss of function mutation in NCR1 gene that display over-expression of the Helios transcription factor) display an hyperreactive phenotype and the ability to inhibit IFN-γ production by CD4 and CD8 T cells in MCMV-infected mice and the generation of a fully protective memory T cell response to the intracellular bacteria Listeria monocytogenes.47 Remarkably, MCMV infection in mice recapitulates many aspects of infection of humans with CMV.48 In both species, infection with the corresponding CMV promotes the expansion of NK cells with features of cells of the adaptive immune response characterized by the expression of Ly49H in mice and CD94/NKG2C in humans.49 However, whether NKG2C+ human NK cells can display a putative regulatory function during CMV infection remains unknown.

Additional transfer experiments demonstrated that NK cells activated by LCMV, Pichinde virus, mouse hepatitis virus, or poly I:C could eliminate LCMV-activated CD4 T cells. Reciprocally, LCMV-activated NK cells were able to lyse CD4 T cells activated by infections with LCMV, Pichinde virus, MCMV, mouse hepatitis virus, or vaccinia virus.50 These results provided evidence that the killing of activated CD4 T cells by activated NK cell during viral infections is a widespread phenomenon. In these settings, activated CD4 T cells were significantly more susceptible to NK cell-mediated elimination than activated CD8 T cells, presumably because of higher expression of CD48 on activated CD8 T cells. However, as CD4 T cells provide help to generate CD8 T cell responses to LCMV, NK cells also indirectly can regulate the magnitude of CD8 T cell responses through the elimination of such CD4 T cells.50 Nevertheless, the capacity of NK cells to inhibit T cell responses seems to relate to the virus ability to induce NK cell activation. NK cells become poorly activated by vaccinia virus resulting in higher expression of NKG2A and lower expression of activation markers and effector molecules compared with the LCMV-activated NK cells, and these NK cells exhibit a reduced ability to constrain CD4 T cell responses.51

Depending on the infective dose and the pathogen, NK cell-mediated regulation of T cell activity may be beneficial or detrimental to the host. For example, NK cell depletion has minimal effect on T cell-mediated immunity or immunopathology in mice infected with low doses of LCMV-clone 13, a strain that generates chronic disease, or acutely infected with LCMV-Armstong, a strain that is spontaneously cleared after acute infection.50,52 In contrast, infection of mice with high doses of LCMV-clone13, resulted in the accumulation of exhausted T cells that contributed to viral persistence but prevented fatal pathology, and this effect was not observed in NK cell-depleted mice.50,52 Conversely, at medium doses of infection, NK cells fostered T cell-mediated disease. Therefore, NK cells seem to act as a rheostat that regulates the magnitude of antiviral T cell responses and critically affect the outcome of the infection, which may result in resolution, chronicity, or immunopathology.50

Type I IFN are key cytokines rapidly induced during viral infections that, in LCMV-activated antigen-specific T cells, can induce the expression of ligands for NK cell inhibitory receptors such as classical MHC-I molecules and Qa-1b53 and restrict the expression of NKp46 ligands,54 protecting activated T cells from NK cell-mediated perforin-dependent lysis. Also, type I IFN, by suppressing the up-regulation of MCMV-induced NKG2D ligands on NK cells, protects NK cells from fratricide through NKG2D and perforin-mediated elimination.55 In humans, IFN-β signaling in CD4 T cells induces HLA-E expression, rescuing them from NK cell-mediated elimination.56 Thus, type I IFN signaling triggered during viral infections can attenuate T cell susceptibility to NK cell-mediated elimination, and this phenomenon may contribute to the adequate expansion of effector T cells required to control the viral infections.

As mentioned above, NK cells can induce death receptor-mediated apoptosis through expression of TRAIL and engagement of TRAIL receptors DR4 (TRAIL-R1) or DR5 (TRAIL-R2) on target cells.16 During chronic MCMV infection of BALB/c mice, TRAIL+ NK cells accumulate in the salivary glands, whereas activated CD4 T cells express NKG2D ligands and TRAIL-R2, making them susceptible to NKG2D-mediated recognition and TRAIL-dependent deletion by NK cells.57 Remarkably, depletion of NK cells resulted in a faster resolution of the infection but the resulting magnified inflammatory response resulted in an autoimmune disease similar to human Sjogren’s syndrome.57 In humans, a similar mechanism aimed at controlling the magnitude of the antiviral CD8 T cell response seems to operate in patients with chronic hepatitis B virus (HBV) infection. Accordingly, in chronic HBV-infected patients, high expression of TRAIL was detected on liver NK cells, whereas high expression of TRAIL-R2 was observed on HBV-specific CD8 T cells, and this last population was further enriched in the liver and susceptible to caspase-8-mediated apoptosis.58 Recently, a novel nonapoptotic pathway for TRAIL signaling on NK cells was described that involves an IL-15-induced TRAIL-mediated enhancement of granzyme B production by NK cells that results in diminished CD8 T cell responses due to T cell elimination in LCMV-infected mice.59

In addition to their ability to directly eliminate T cells, NK cells were shown to also indirectly suppress T cell responses through the secretion of IL-10.60,61 Compared with the NK cells from healthy donors, NK cells from individuals chronically infected with hepatitis C virus (HCV) produce larger amounts of IL-10,62,63 which in turn could inhibit DC maturation.62 Likewise, NK cells from patients chronically infected with HBV produce larger amounts of IL-10 than healthy donors and monocytes exposed to HBV induced the differentiation of IL-10-producing NK cells, which inhibited HBV-specific-T cell proliferation and IFN-γ production in a IL-10-dependent manner.64

NK cells can also indirectly regulate B cell responses against LCMV through perforin-dependent elimination of follicular helper CD4 T cells (Tfh), and a subsequent inhibition of germinal center responses and antibody generation.65,66

Regulatory functions of NK cells during bacterial and parasite infections

Evidence about a regulatory function of NK cells during bacterial and parasite infections are less abundant. In mice, NK cells are an early source of IL-10 during systemic infections with Toxoplasma gondii or Yersinia pestis. Systemic but not localized infections induced IL-12 production by DCs, which subsequently triggered IL-10 production by NK cells that limited further production of IL-12.67 In contrast, during L. monocytogenes infection, IL-10 production by NK cells is driven by IL-18 in an IL-12-independent way,68 arguing that at least 2 different pathways can induce IL-10 secretion by NK cells. Additionally, NK cell production of IL-10 during Leishmania donovani  69 and L. monocytogenes  70 infection results in inhibition of protective immunity, whereas during infection with MCMV, NK cell-derived IL-10 regulates the magnitude of endogenous CD8 T cell responses and protects the host from CD8 T cell-dependent immunopathology.71

As with viruses, NK cells can also indirectly regulate B cell responses against bacteria through a similar mechanism that involves the limitation of antibody production due to the elimination of Tfh cells that inhibit the germinal center reaction during L. monocytogenes,65 and also during immunization.72

Regulatory Functions of NK Cells During Autoimmunity and Inflammation

Viral infections and the resulting antiviral immunity (in which NK cells play an important role) are associated with the development of several systemic autoimmune diseases.73 Paradoxically, in a model of induced colitis, NK cells ameliorated the severity of the disease through perforin-dependent elimination of effector CD4 T cells.74 Also, during the development of experimental autoimmune uveitis (EAU), IFN-γ derived from NK cells was sufficient to reduce the severity of the disease by suppressing the development of Th17 responses though a circuit that involved a NK cell-derived IFN-γ induction of IL-27 production by DCs, which potentiated IFN-γ production by NK cells and induced IL-10 production by both cells, and contributed to inhibit pathogenic Th17 responses.75 Therefore, NK cells can suppress immunopathology in different models of autoimmune disorders, which highlights their dual role as effector cells and as regulatory cells of the immune response against pathogens.

Additional evidence unraveled a role of MHC-I class Ib molecule Qa-1, which is recognized by the NK cell inhibitory receptor CD94/NKG2A, in T cell protection from NK cell-mediated cytotoxicity. During the development of experimental autoimmune encephalomyelitis (EAE), the interaction between Qa-1 on CD4 T cells with CD94/NKG2A on NK cells prevented NK cell-dependent T cell elimination and contributed to amplify the expansion of autoreactive CD4 T cells, whereas antibody-mediated blockade of Qa-1 or adoptive transfer of autoreactive Qa-1−/− CD4 T cells attenuated the severity of the disease.76 In addition, in mice with collagen-induced arthritis (which resembles human rheumatoid arthritis in some aspects) where pathology is mediated by Th17 cells and Tfh cells that facilitate the expansion of autoreactive B cells, blockade of NKG2A interaction with Qa-1 fostered NK cell-mediated elimination of Th17 and Tfh cells in vitro and ameliorated arthritis progression in vivo.77 Moreover, another subset of regulatory NK cells, characterized by the expression of CD117 (c-Kit) and programmed death-ligand 1 (PD-L1) and that could kill activated CD8 T cells (but not CD4 T cells) through PD-L1-recognition in vitro and in vivo, was described.78 These CD117+ NK cells could be generated in vitro upon IL-18 stimulation of naïve CD117 NK cells and were detected in spleens and lymph nodes of healthy mice and, at lower frequencies, in NOD mice. Remarkably, adoptive transfer of IL-18-stimulated NK cells (presumably containing an increased abundance of these CD117+ NK cells) reduced the severity of streptozotocin-induced diabetes in mice in a PD-L1-dependent manner.78 Also, CD38+CD56bright NK cells can inhibit CD4 T cell proliferation through the production of adenosine, whereas CD56bright NK cells from the synovial fluid of patients with juvenile idiopathic arthritis express lower amounts of CD38 and fail to inhibit CD4 T cell proliferation, confirming the role of CD38 expressed by NK cells in the regulation of T cell proliferation.79

Taken together, these studies strongly point to the existence of NK cells with a regulatory role that, through different and perhaps overlapping and/or redundant mechanisms, contribute to an optimal sizing of the magnitude of the T cell-mediated immune response against pathogens, limiting the damage to self-tissues and whose interference may tilt the balance toward immunopathology in different conditions (summarized in Tables 1 and 2 and Figs. 1 and 2).

TABLE 1

Regulation of immune responses by NK cells during infections

SpeciesPathogenTarget cellMolecules involvedReferences
Mouse- LCMV - CD8 T cells
- CD4 T cells
- CD4 and CD8 T cells
- CD8 T cells and APC
- NK cells
- CD8 T cells
- CD4 T cells, Tfh and B cells
- NKG2D, 2B4 or NKp46, and perforin
- N/D
- Type I IFNs, NKp46, and perforin
- N/D
- Type I IFN, NKG2D, and perforin
- TRAIL, IL-15, IFN-γ, granzyme B, and perforin
- Perforin
43–45,53  
80  
50,54  
52  
55  
59  
65,66
- MCMV - CD4 and CD8 T cells
- NK cells
- CD4 T cells
- CD8 T cells
- N/D
- Type I IFN, NKG2D and perforin
- NKG2D, TRAIL
- IL-10
80  
55  
57  
71
- Toxoplasma gondii- DCs- IL-1067
-Listeria monocytogenes- Inflammatory myeloid cells- IL-1068,70
- Leishmania donovani- N/D- IL-1069
Human - Mycobacterium bovis- CD4 T cells- IL-1061
- Chronic HCV - DCs
- N/D
- CD94/NKG2A, IL-10, and TGF-β
- NKp30, NKp46, and IL-10
62  
63
- Chronic HBV - CD8 T cells
- T cells
- TRAIL and caspase-8
- IL-10
58  
64
SpeciesPathogenTarget cellMolecules involvedReferences
Mouse- LCMV - CD8 T cells
- CD4 T cells
- CD4 and CD8 T cells
- CD8 T cells and APC
- NK cells
- CD8 T cells
- CD4 T cells, Tfh and B cells
- NKG2D, 2B4 or NKp46, and perforin
- N/D
- Type I IFNs, NKp46, and perforin
- N/D
- Type I IFN, NKG2D, and perforin
- TRAIL, IL-15, IFN-γ, granzyme B, and perforin
- Perforin
43–45,53  
80  
50,54  
52  
55  
59  
65,66
- MCMV - CD4 and CD8 T cells
- NK cells
- CD4 T cells
- CD8 T cells
- N/D
- Type I IFN, NKG2D and perforin
- NKG2D, TRAIL
- IL-10
80  
55  
57  
71
- Toxoplasma gondii- DCs- IL-1067
-Listeria monocytogenes- Inflammatory myeloid cells- IL-1068,70
- Leishmania donovani- N/D- IL-1069
Human - Mycobacterium bovis- CD4 T cells- IL-1061
- Chronic HCV - DCs
- N/D
- CD94/NKG2A, IL-10, and TGF-β
- NKp30, NKp46, and IL-10
62  
63
- Chronic HBV - CD8 T cells
- T cells
- TRAIL and caspase-8
- IL-10
58  
64

LCMV, lymphocytic choriomeningitis virus; N/D, not determined; IFNs, interferons; APC, antigen presenting cells; Tfh, follicular helper CD4 T cells; MCMV, murine cytomegalovirus; DCs, dendritic cells; HCV, hepatitis C virus; HBV, hepatitis B virus.

TABLE 1

Regulation of immune responses by NK cells during infections

SpeciesPathogenTarget cellMolecules involvedReferences
Mouse- LCMV - CD8 T cells
- CD4 T cells
- CD4 and CD8 T cells
- CD8 T cells and APC
- NK cells
- CD8 T cells
- CD4 T cells, Tfh and B cells
- NKG2D, 2B4 or NKp46, and perforin
- N/D
- Type I IFNs, NKp46, and perforin
- N/D
- Type I IFN, NKG2D, and perforin
- TRAIL, IL-15, IFN-γ, granzyme B, and perforin
- Perforin
43–45,53  
80  
50,54  
52  
55  
59  
65,66
- MCMV - CD4 and CD8 T cells
- NK cells
- CD4 T cells
- CD8 T cells
- N/D
- Type I IFN, NKG2D and perforin
- NKG2D, TRAIL
- IL-10
80  
55  
57  
71
- Toxoplasma gondii- DCs- IL-1067
-Listeria monocytogenes- Inflammatory myeloid cells- IL-1068,70
- Leishmania donovani- N/D- IL-1069
Human - Mycobacterium bovis- CD4 T cells- IL-1061
- Chronic HCV - DCs
- N/D
- CD94/NKG2A, IL-10, and TGF-β
- NKp30, NKp46, and IL-10
62  
63
- Chronic HBV - CD8 T cells
- T cells
- TRAIL and caspase-8
- IL-10
58  
64
SpeciesPathogenTarget cellMolecules involvedReferences
Mouse- LCMV - CD8 T cells
- CD4 T cells
- CD4 and CD8 T cells
- CD8 T cells and APC
- NK cells
- CD8 T cells
- CD4 T cells, Tfh and B cells
- NKG2D, 2B4 or NKp46, and perforin
- N/D
- Type I IFNs, NKp46, and perforin
- N/D
- Type I IFN, NKG2D, and perforin
- TRAIL, IL-15, IFN-γ, granzyme B, and perforin
- Perforin
43–45,53  
80  
50,54  
52  
55  
59  
65,66
- MCMV - CD4 and CD8 T cells
- NK cells
- CD4 T cells
- CD8 T cells
- N/D
- Type I IFN, NKG2D and perforin
- NKG2D, TRAIL
- IL-10
80  
55  
57  
71
- Toxoplasma gondii- DCs- IL-1067
-Listeria monocytogenes- Inflammatory myeloid cells- IL-1068,70
- Leishmania donovani- N/D- IL-1069
Human - Mycobacterium bovis- CD4 T cells- IL-1061
- Chronic HCV - DCs
- N/D
- CD94/NKG2A, IL-10, and TGF-β
- NKp30, NKp46, and IL-10
62  
63
- Chronic HBV - CD8 T cells
- T cells
- TRAIL and caspase-8
- IL-10
58  
64

LCMV, lymphocytic choriomeningitis virus; N/D, not determined; IFNs, interferons; APC, antigen presenting cells; Tfh, follicular helper CD4 T cells; MCMV, murine cytomegalovirus; DCs, dendritic cells; HCV, hepatitis C virus; HBV, hepatitis B virus.

TABLE 2

Regulation of immune responses by NK cells during autoimmunity

SpeciesDisease/ModelTarget cellMolecules involvedReferences
Mouse - Sjogren’s-like Syndrome
- Colitis
- EAU
- EAE
- Collagen-induced arthritis
- NOD and streptozotocin-induced diabetes
- CD4 T cells
- CD4 T cells
- DCs, Th17, and Tr1
- CD4 T cells
- Th17 and Tfh
- CD8 T cells
- NKG2D, TRAIL
- perforin
- IFN-γ, IL-27, and IL-10
- CD94/NKG2A
- CD94/NKG2A
- PD-L1
57  
74  
75  
76  
77  
78
Human- Juvenile idiopathic arthritis- CD4 T cells- CD38 and ADO79
SpeciesDisease/ModelTarget cellMolecules involvedReferences
Mouse - Sjogren’s-like Syndrome
- Colitis
- EAU
- EAE
- Collagen-induced arthritis
- NOD and streptozotocin-induced diabetes
- CD4 T cells
- CD4 T cells
- DCs, Th17, and Tr1
- CD4 T cells
- Th17 and Tfh
- CD8 T cells
- NKG2D, TRAIL
- perforin
- IFN-γ, IL-27, and IL-10
- CD94/NKG2A
- CD94/NKG2A
- PD-L1
57  
74  
75  
76  
77  
78
Human- Juvenile idiopathic arthritis- CD4 T cells- CD38 and ADO79

EAU, experimental autoimmune uveitis; Th17, T helper 17 cells; Tr1, type 1 regulatory cells; IFN, interferon; EAE, experimental autoimmune encephalomyelitis; Tfh, follicular helper CD4 T cells; PD-L1, programmed death-ligand 1; ADO, adenosine.

TABLE 2

Regulation of immune responses by NK cells during autoimmunity

SpeciesDisease/ModelTarget cellMolecules involvedReferences
Mouse - Sjogren’s-like Syndrome
- Colitis
- EAU
- EAE
- Collagen-induced arthritis
- NOD and streptozotocin-induced diabetes
- CD4 T cells
- CD4 T cells
- DCs, Th17, and Tr1
- CD4 T cells
- Th17 and Tfh
- CD8 T cells
- NKG2D, TRAIL
- perforin
- IFN-γ, IL-27, and IL-10
- CD94/NKG2A
- CD94/NKG2A
- PD-L1
57  
74  
75  
76  
77  
78
Human- Juvenile idiopathic arthritis- CD4 T cells- CD38 and ADO79
SpeciesDisease/ModelTarget cellMolecules involvedReferences
Mouse - Sjogren’s-like Syndrome
- Colitis
- EAU
- EAE
- Collagen-induced arthritis
- NOD and streptozotocin-induced diabetes
- CD4 T cells
- CD4 T cells
- DCs, Th17, and Tr1
- CD4 T cells
- Th17 and Tfh
- CD8 T cells
- NKG2D, TRAIL
- perforin
- IFN-γ, IL-27, and IL-10
- CD94/NKG2A
- CD94/NKG2A
- PD-L1
57  
74  
75  
76  
77  
78
Human- Juvenile idiopathic arthritis- CD4 T cells- CD38 and ADO79

EAU, experimental autoimmune uveitis; Th17, T helper 17 cells; Tr1, type 1 regulatory cells; IFN, interferon; EAE, experimental autoimmune encephalomyelitis; Tfh, follicular helper CD4 T cells; PD-L1, programmed death-ligand 1; ADO, adenosine.

Direct inhibition of T cell responses by NK cells during viral infections. Following viral infections, activated NK cells can inhibit T cell responses through different mechanisms. (A) Activating/inhibitory receptor-mediated recognition: activated NK cells show an enhanced expression of activating receptors and reduced expression of inhibitory receptors, whereas activated T cells show an augmented expression of ligands for activating receptors, which makes them susceptible to NK cell-mediated recognition and perforin-mediated lysis. Type I IFN signaling on both cells, through modulation of the expression of such receptors and ligands, can protect activated T cells from NK cell-mediated lysis. (B) Death receptor-mediated recognition. Caspase 8-mediated apoptosis can be induced on DR5-expressing T cells upon engagement of TRAIL on NK cells (Apoptotic pathway); also, TRAIL signaling on NK cells can enhance the production of IL-15-induced granzyme B, which results in increased perforin-mediated lysis of T cells (Non-apoptotic pathway), and (C) IL-10-mediated inhibition: NK cell-derived IL-10 can directly inhibit CD4 and CD8 T cell responses
FIGURE 1

Direct inhibition of T cell responses by NK cells during viral infections. Following viral infections, activated NK cells can inhibit T cell responses through different mechanisms. (A) Activating/inhibitory receptor-mediated recognition: activated NK cells show an enhanced expression of activating receptors and reduced expression of inhibitory receptors, whereas activated T cells show an augmented expression of ligands for activating receptors, which makes them susceptible to NK cell-mediated recognition and perforin-mediated lysis. Type I IFN signaling on both cells, through modulation of the expression of such receptors and ligands, can protect activated T cells from NK cell-mediated lysis. (B) Death receptor-mediated recognition. Caspase 8-mediated apoptosis can be induced on DR5-expressing T cells upon engagement of TRAIL on NK cells (Apoptotic pathway); also, TRAIL signaling on NK cells can enhance the production of IL-15-induced granzyme B, which results in increased perforin-mediated lysis of T cells (Non-apoptotic pathway), and (C) IL-10-mediated inhibition: NK cell-derived IL-10 can directly inhibit CD4 and CD8 T cell responses

Regulation of innate responses by NK cells during infections. Following some systemic viral, bacterial or parasite infections, NK cells can secrete IL-10 which inhibits IL-12 production by dendritic cells (DCs). Moreover, NK cell-derived IL-10 inhibits the recruitment and activation of myeloid cells
FIGURE 2

Regulation of innate responses by NK cells during infections. Following some systemic viral, bacterial or parasite infections, NK cells can secrete IL-10 which inhibits IL-12 production by dendritic cells (DCs). Moreover, NK cell-derived IL-10 inhibits the recruitment and activation of myeloid cells

Regulatory Functions of NK Cells in Antitumor Immunity

The tumor microenvironment induces multiple phenotypic and functional modifications on immune cells. Tumor-infiltrating CD8 T cells display an exhausted phenotype, transcriptionally similar to exhausted CD8 T cells from chronic LCMV-infected mice.81 Also, NK cells infiltrating tumors exhibit an altered phenotype and are often dysfunctional.82 Despite several studies that unraveled the regulatory functions of NK cells during infections and that were discussed above, less is known about regulatory NK cells during tumor progression. Early work using a mouse syngeneic model of RMA lymphoma revealed that the depletion of NK cells induced enhanced antigen presentation by DCs that resulted in increased numbers of tumor-specific CD8 T cells, enhanced tumor-specific lysis and IFN-γ production.83 It was later observed that the interaction between TRAIL on NK cells and TRAIL-R2 on DCs induced the expression of several immunoregulatory molecules such as IL-10, iNOS, and arginase-1 in DCs, which resulted in arginase-1-dependent inhibition of the DCs cross-priming ability of CD8 T cells against tumor-associated antigens.84

Consistent with these results, we observed that following subcutaneous implantation of immunogenic MC57 tumor cells transduced to express the model antigenic peptide SIYRYYGL (SIY), NK cell depletion led to a significantly higher frequency of spontaneously activated SIY-specific CD8 T cells, with enhanced IFN-γ production and cytotoxic capability.85 Furthermore, NK cells also constrained the expansion of an effector memory CD8 T cell population, which resulted in diminished recall response and reduced tumor control after a secondary tumor challenge with the poorly immunogenic B16.SIY tumor.85 Analysis of tumor-infiltrating and tumor-draining lymph node NK cells showed an up-regulated expression of the inhibitory molecule PD-L1 compared with peripheral blood NK cells from the same animals or from tumor-free mice. Mechanistically, DCs from tumor-bearing mice exhibited PD-1 expression and NK cell inhibited DCs maturation through PD-L1, explaining their reduced ability to induce CD8 T cell priming. Together, these data suggest that PD-L1hi NK cells that emerge during tumor growth can directly regulate DCs maturation resulting in a reduced ability to support CD8 T cell priming and recall responses against tumor antigens.85 In another study, CD117+PD-L1+ NK cells were shown to be induced by B16 and CT26-derived IL-18, and adoptive transfer of these NK cells resulted in reduced numbers of DCs and promoted the growth of both tumors in a PD-L1 dependent manner.86 The presence of PD-L1+ NK cells was also described in patients with acute myeloid leukemia, and anti-PD-L1 antibodies promoted enhanced NK cell effector functions and a better control of PD-L1 tumors in a PD-1 independent-manner.87

Additionally, after immunization of OT1 mice with OVA, NK cells could kill antigen-specific CD8 T cells in a NKG2D and perforin-dependent manner, whereas immunization in the absence of NK cells resulted in a higher frequency of OT1 CD8 T cells and an enhanced memory response that resulted in an improved tumor control when immunized mice were challenged with B16.OVA tumor cells.88 A different and more indirect mechanism for regulatory NK cells was described in a model of Lewis Lung carcinoma where NK cells induced Treg recruitment through CCL22 secretion, which in turn could contribute to immunoregulation.89

In humans, the presence of a population of CD3CD56+ cells in cultures of tumor-infiltrating lymphocytes (TIL) from patients with primary high-grade serous ovarian cancer was associated with reduced numbers of CD4 and CD8 T cells. These regulatory CD3CD56+ cells showed an expression profile overlapping with those of NK cells and other ILCs, expressed NKG2D, NKp30 and NKp46, and suppressed TIL proliferation and TNF-α and IFN-γ production in an NKp46-dependent manner Moreover, the presence of these regulatory CD3CD56+ cells in TIL cultures correlated with a reduction in the time to relapse.90 In addition, a higher frequency of a population of circulating NKp46+CD56dimCD16+ NK cells was associated with a decreased overall survival in patients with non-small cell lung cancer (NSCLC), and NKp46 blockade enhanced IFN-γ production by tumor antigen-specific CD4 T cells in cultures of patient-derived PBMC.91

A recent study shows that tumor-infiltrating NK cells from breast cancer patients display an increased expression of the 5′ ectonucleotidase CD73, accompanied by up-regulation of other immune checkpoint receptors such as LAG-3, VISTA, PD-1, and PD-L1.92 The induction of enzymatically active CD73 was dependent on 4-1BBL recognition on tumor cells and CD73+ NK cells were able to inhibit CD4 T cell proliferation and IFN-γ production, but the inhibition was not dependent on the production of extracellular adenosine by CD73 activity. Instead, STAT3-mediated IL-10 production by these CD73+ NK cells accounted for the suppressive effect.92 Consistent with these results, IL-10-producing NK cells were detected in the circulation of a different cohort of breast cancer patients.93 Another study demonstrated that, in melanoma patients, a high frequency of circulating CD56bright NK cells with an altered phenotype, including increased expression of CD38 (another ectoenzyme involved in the noncanonical production of adenosine94) is associated with a worsened outcome.95

Together, these studies start to outline the role of NK cells in the direct and indirect mechanisms involved in regulation of antitumor adaptive immune responses in mouse and humans (summarized in Table 3 and Figs. 3 and 4).

TABLE 3

Regulation of immune responses by NK cells in cancer

SpeciesCell line/TumorTarget cellMolecules involvedReferences
Mouse - RMA and B16F10
- MC57
- B16F10 and CT26
- B16F10
- LN7
- DCs
- DCs
- DCs
- CD8 T cells
- T reg
-TRAIL and arginase-1
- PD-L1
- PD-L1 and IL-18
- NKG2D and perforin
- CCL22
83,84  
85  
86  
88  
89
Human - Serous ovarian cancer
- NSCLC
- Breast cancer
- Melanoma
- T cells
- CD4 T cells
- CD4 T cells
- N/D
- NKp46
- NKp46
- CD73 and IL-10
- CD38
90  
91  
92,93  
95
SpeciesCell line/TumorTarget cellMolecules involvedReferences
Mouse - RMA and B16F10
- MC57
- B16F10 and CT26
- B16F10
- LN7
- DCs
- DCs
- DCs
- CD8 T cells
- T reg
-TRAIL and arginase-1
- PD-L1
- PD-L1 and IL-18
- NKG2D and perforin
- CCL22
83,84  
85  
86  
88  
89
Human - Serous ovarian cancer
- NSCLC
- Breast cancer
- Melanoma
- T cells
- CD4 T cells
- CD4 T cells
- N/D
- NKp46
- NKp46
- CD73 and IL-10
- CD38
90  
91  
92,93  
95

RMA, T cell lymphoma cell line; B16F10, melanoma cell line; iNOS, inducible nitric oxide synthase; MC57, mouse fibrosarcoma cell line; CT26, colon carcinoma cell line; LN7, metastatic cell line of Lewis lung carcinoma; Treg, regulatory T cell; NSCLC, non-small cell lung cancer; N/D, not determined.

TABLE 3

Regulation of immune responses by NK cells in cancer

SpeciesCell line/TumorTarget cellMolecules involvedReferences
Mouse - RMA and B16F10
- MC57
- B16F10 and CT26
- B16F10
- LN7
- DCs
- DCs
- DCs
- CD8 T cells
- T reg
-TRAIL and arginase-1
- PD-L1
- PD-L1 and IL-18
- NKG2D and perforin
- CCL22
83,84  
85  
86  
88  
89
Human - Serous ovarian cancer
- NSCLC
- Breast cancer
- Melanoma
- T cells
- CD4 T cells
- CD4 T cells
- N/D
- NKp46
- NKp46
- CD73 and IL-10
- CD38
90  
91  
92,93  
95
SpeciesCell line/TumorTarget cellMolecules involvedReferences
Mouse - RMA and B16F10
- MC57
- B16F10 and CT26
- B16F10
- LN7
- DCs
- DCs
- DCs
- CD8 T cells
- T reg
-TRAIL and arginase-1
- PD-L1
- PD-L1 and IL-18
- NKG2D and perforin
- CCL22
83,84  
85  
86  
88  
89
Human - Serous ovarian cancer
- NSCLC
- Breast cancer
- Melanoma
- T cells
- CD4 T cells
- CD4 T cells
- N/D
- NKp46
- NKp46
- CD73 and IL-10
- CD38
90  
91  
92,93  
95

RMA, T cell lymphoma cell line; B16F10, melanoma cell line; iNOS, inducible nitric oxide synthase; MC57, mouse fibrosarcoma cell line; CT26, colon carcinoma cell line; LN7, metastatic cell line of Lewis lung carcinoma; Treg, regulatory T cell; NSCLC, non-small cell lung cancer; N/D, not determined.

Direct inhibition of T cells by NK cells during antitumor immune responses. Tumor progression leads to modifications in NK cell phenotype and function, making them able to directly inhibit T cell responses. NK cells can kill antigen-specific CD8 T cells in a NKG2D and perforin-dependent manner and can inhibit T cell proliferation and effector functions in an NKp46-dependent manner. Also, a population of IL-10-producing NK cells (characterized by the expression of CD73) is able to inhibit CD4 T cell proliferation and IFN-γ production in an IL-10-dependent manner
FIGURE 3

Direct inhibition of T cells by NK cells during antitumor immune responses. Tumor progression leads to modifications in NK cell phenotype and function, making them able to directly inhibit T cell responses. NK cells can kill antigen-specific CD8 T cells in a NKG2D and perforin-dependent manner and can inhibit T cell proliferation and effector functions in an NKp46-dependent manner. Also, a population of IL-10-producing NK cells (characterized by the expression of CD73) is able to inhibit CD4 T cell proliferation and IFN-γ production in an IL-10-dependent manner

Indirect inhibition of antitumor T cell responses by NK cells through regulation of DCs maturation and/or cross presentation. During tumor progression NK cells can modulate DCs activation, resulting in attenuated T cell priming. The interaction between TRAIL on NK cells and DR5 on DCs induces the expression of arginase-1 (Arg-1) on DCs, which inhibits the cross-presentation of tumor antigens, and results in reduced cross-priming of CD8 T cells. Tumor-infiltrating NK cells can also express PD-L1, which through interaction with PD-1 expressed on DCs, limits DCs maturation, resulting in diminished CD8 T cell priming
FIGURE 4

Indirect inhibition of antitumor T cell responses by NK cells through regulation of DCs maturation and/or cross presentation. During tumor progression NK cells can modulate DCs activation, resulting in attenuated T cell priming. The interaction between TRAIL on NK cells and DR5 on DCs induces the expression of arginase-1 (Arg-1) on DCs, which inhibits the cross-presentation of tumor antigens, and results in reduced cross-priming of CD8 T cells. Tumor-infiltrating NK cells can also express PD-L1, which through interaction with PD-1 expressed on DCs, limits DCs maturation, resulting in diminished CD8 T cell priming

Concluding Remarks

NK cells can provide multiple levels of inhibition for T cell responses, including indirect inhibition through targeting of DCs, direct lysis of activated T cells or regulation of T cell effector function through the secretion of immunoregulatory cytokines or the expression of discrete cell surface receptors not involved in direct target cell lysis. Moreover, the regulation of CD4 T cell responses has also implications on the generation of B cell immunity. Regardless of the ultimate mechanism used to constrain the adaptive immune response, recently elucidated regulatory functions of NK cells may constitute a mechanism to prevent overactivation of adaptive immune cells during chronic infections that otherwise may lead to immunopathology. However, some tumors may hijack these physiologic regulatory functions, coopting their mechanism to promote immune tolerance and tumor escape. Therefore, the elucidation of phenotypic markers that define NK cells with regulatory functions may lead to the development of novel modalities of immunotherapy in which a timely depletion of NK cells with regulatory functions may improve the efficacy of current immunotherapies. Also, a more comprehensive elucidation of the mechanisms that drive the generation and action such NK cells with regulatory functions will probably contribute to the development of strategies aimed at the manipulation of their expansion and effector functions in different pathologic conditions with the ultimate goal of appropriately sizing an optimal adaptive immune responses in cancer and chronic viral infections, and, on the other hand, promote tolerance in transplants and autoimmune disorders.

Authorship

N.W.Z. and M.B.F. wrote the article. C.I.D. prepared the tables. M.B.F. prepared the figures. N.W.Z., C.I.D. and M.B.F. edited the manuscript and approved it for publication.

Abbreviations

     
  • DCs

    dendritic cells

  •  
  • EAE

    experimental autoimmune encephalomyelitis

  •  
  • EAU

    experimental autoimmune uveitis

  •  
  • HBV

    hepatitis B virus

  •  
  • HCV

    hepatitis C virus

  •  
  • ILCs

    innate lymphoid cells

  •  
  • LCMV

    lymphocytic choriomeningitis virus

  •  
  • MCMV

    murine cytomegalovirus

  •  
  • NSCLC

    non-small cell lung cancer

  •  
  • PD-L1

    programmed death-ligand 1

  •  
  • Tfh

    follicular helper CD4 T cells

  •  
  • TIL

    tumor-Infiltrating Lymphocytes

  •  
  • Treg

    regulatory T cell

Acknowledgments

We thank the National Agency for Promotion of Science and Technology from Argentina (ANPCYT) and the National Research Council of Argentina (CONICET) for providing funding for research. C.I.D. M.B.F. and N.W.Z. are members of the Researcher Career of CONICET.

Disclosures

The authors declare no conflicts of interest.

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