Table 2.

Systematic validation of the CALIBER EHR-derived phenotypes for HF, AMI, and bleeding across 6 approaches of evidence: cross-EHR concordance, case-note review, etiology, prognosis, genetic associations, and external populations

Validation domainDescriptionWhat has been done
HFAMIBleeding
Cross-EHR source concordanceTo what extent is the phenotype concordant across EHR sources?The proportion of HF cases recorded in primary care and hospital care EHR was 27%31The proportion of nonfatal AMI defined across primary care, hospital care, and disease registry was 32%29The proportion of bleeding events recorded in primary care and hospital care was 12%, with 47% of bleeding events recorded only in primary care and 12% only in hospital care
Case-note reviewWhat is the PPV and the NPV when comparing the algorithm with clinician review of case notes or “gold standard” source of information?Compared with AMI defined in the disease registry, the PPV of AMI recorded in primary care was 92.2% (95% CI, 91.6%-92.8%) and in hospital admissions was 91.5% (95% CI, 90.8%-92.1%)29Compared through independent review by 2 clinicians, the PPV of bleeding events identified through the phenotyping algorithm was 0.88
EtiologyAre the prospective associations with risk actors consistent with previous evidence?Type 2 diabetes,84 systolic/diastolic blood pressure,32 heart rate,85 socioeconomic deprivation,86 alcohol consumption,87 smoking,88 ethnicity,44,AMI,29 depression,89 neutrophil counts,90 eosinophil/lymphocyte counts,91 atrial fibrillation,30 sex92Type 2 diabetes,84 systolic/diastolic blood pressure,32 heart rate,85 socioeconomic deprivation,86 alcohol consumption,87 smoking,88 ethnicity,44 AMI,29 depression,89 neutrophil counts,90 eosinophil/lymphocyte counts,91 atrial fibrillation,30 influenza infection,93 ischemic presentations,94 sex92At 5 y, 29.1% (95% CI, 28.2%-29.9%) of atrial fibrillation patients, 21.9% (95% CI, 21.2%-22.5%) of myocardial infarction patients, 25.3% (95% CI, 24.2%-26.3%) of unstable angina patients and 23.4% (95% CI, 23.0%-23.8%) of stable angina had bleeding of any kind
PrognosisAre the risks of subsequent events plausible?Corrected for age and sex, HF was strongly associated with mortality, with HRs for all‐cause mortality ranging from 7.01 (95% CI, 6.83-7.20) to 7.23 (95% CI, 7.03-7.43), and up to 15.38 (95% CI, 15.02-15.83) for patients in primary care with acute HF hospitalization, primary care only, and patients hospitalized but no primary care record31
  • Patients with myocardial infarction identified in the disease registry had lower crude 30-d mortality (10.8%; 95% CI, 10.2%-11.4%) than did those identified in hospital care (13.9%; 95% CI, 13.3%-14.4%) or in primary care (14.9%; 95% CI, 14.4%-15.5%) (Figure 3⇓). At 1 year, however, mortality was similar in all 3 groups, at around 20%29

  • Of the 24 479 patients with AMI, 5775 (23.6%) developed HF during a median follow-up of 3.7 years (incidence rate per 1000 person-years, 63.8; 95% CI, 62.2-65.5)95

The HR for all-cause mortality was 1.98 (95% CI, 1.86-2.11) for primary care bleeding with markers of severity, and 1.99 (95% CI, 1.92-2.05) for hospitalized bleeding without markers of severity, compared with patients with no bleeding
Genetic associationsAre the observed genetic associations plausible and concordance with previous evidence?Consistent direction and magnitude of associations were replicated in 67 (97%) of previously reported genetic variants4
External populationsHas the algorithm been tested (in any of the previous validation domains) in different countries?We observed high 3-y crude cumulative risks of all-cause death (from 19.6% [England] to 30.2% [United States]); the composite of AMI, stroke, or death (from 26.0% [France] to 36.2% [United States]); and hospitalized bleeding (from 3.1% [France] to 5.3% [United States])64
Validation domainDescriptionWhat has been done
HFAMIBleeding
Cross-EHR source concordanceTo what extent is the phenotype concordant across EHR sources?The proportion of HF cases recorded in primary care and hospital care EHR was 27%31The proportion of nonfatal AMI defined across primary care, hospital care, and disease registry was 32%29The proportion of bleeding events recorded in primary care and hospital care was 12%, with 47% of bleeding events recorded only in primary care and 12% only in hospital care
Case-note reviewWhat is the PPV and the NPV when comparing the algorithm with clinician review of case notes or “gold standard” source of information?Compared with AMI defined in the disease registry, the PPV of AMI recorded in primary care was 92.2% (95% CI, 91.6%-92.8%) and in hospital admissions was 91.5% (95% CI, 90.8%-92.1%)29Compared through independent review by 2 clinicians, the PPV of bleeding events identified through the phenotyping algorithm was 0.88
EtiologyAre the prospective associations with risk actors consistent with previous evidence?Type 2 diabetes,84 systolic/diastolic blood pressure,32 heart rate,85 socioeconomic deprivation,86 alcohol consumption,87 smoking,88 ethnicity,44,AMI,29 depression,89 neutrophil counts,90 eosinophil/lymphocyte counts,91 atrial fibrillation,30 sex92Type 2 diabetes,84 systolic/diastolic blood pressure,32 heart rate,85 socioeconomic deprivation,86 alcohol consumption,87 smoking,88 ethnicity,44 AMI,29 depression,89 neutrophil counts,90 eosinophil/lymphocyte counts,91 atrial fibrillation,30 influenza infection,93 ischemic presentations,94 sex92At 5 y, 29.1% (95% CI, 28.2%-29.9%) of atrial fibrillation patients, 21.9% (95% CI, 21.2%-22.5%) of myocardial infarction patients, 25.3% (95% CI, 24.2%-26.3%) of unstable angina patients and 23.4% (95% CI, 23.0%-23.8%) of stable angina had bleeding of any kind
PrognosisAre the risks of subsequent events plausible?Corrected for age and sex, HF was strongly associated with mortality, with HRs for all‐cause mortality ranging from 7.01 (95% CI, 6.83-7.20) to 7.23 (95% CI, 7.03-7.43), and up to 15.38 (95% CI, 15.02-15.83) for patients in primary care with acute HF hospitalization, primary care only, and patients hospitalized but no primary care record31
  • Patients with myocardial infarction identified in the disease registry had lower crude 30-d mortality (10.8%; 95% CI, 10.2%-11.4%) than did those identified in hospital care (13.9%; 95% CI, 13.3%-14.4%) or in primary care (14.9%; 95% CI, 14.4%-15.5%) (Figure 3⇓). At 1 year, however, mortality was similar in all 3 groups, at around 20%29

  • Of the 24 479 patients with AMI, 5775 (23.6%) developed HF during a median follow-up of 3.7 years (incidence rate per 1000 person-years, 63.8; 95% CI, 62.2-65.5)95

The HR for all-cause mortality was 1.98 (95% CI, 1.86-2.11) for primary care bleeding with markers of severity, and 1.99 (95% CI, 1.92-2.05) for hospitalized bleeding without markers of severity, compared with patients with no bleeding
Genetic associationsAre the observed genetic associations plausible and concordance with previous evidence?Consistent direction and magnitude of associations were replicated in 67 (97%) of previously reported genetic variants4
External populationsHas the algorithm been tested (in any of the previous validation domains) in different countries?We observed high 3-y crude cumulative risks of all-cause death (from 19.6% [England] to 30.2% [United States]); the composite of AMI, stroke, or death (from 26.0% [France] to 36.2% [United States]); and hospitalized bleeding (from 3.1% [France] to 5.3% [United States])64

AMI: acute myocardial infarction; CI: confidence interval; EHR: electronic health record; HF: heart failure; HR: hazard ratio; NPV: negative predictive value; PPV: positive predictive value.

Table 2.

Systematic validation of the CALIBER EHR-derived phenotypes for HF, AMI, and bleeding across 6 approaches of evidence: cross-EHR concordance, case-note review, etiology, prognosis, genetic associations, and external populations

Validation domainDescriptionWhat has been done
HFAMIBleeding
Cross-EHR source concordanceTo what extent is the phenotype concordant across EHR sources?The proportion of HF cases recorded in primary care and hospital care EHR was 27%31The proportion of nonfatal AMI defined across primary care, hospital care, and disease registry was 32%29The proportion of bleeding events recorded in primary care and hospital care was 12%, with 47% of bleeding events recorded only in primary care and 12% only in hospital care
Case-note reviewWhat is the PPV and the NPV when comparing the algorithm with clinician review of case notes or “gold standard” source of information?Compared with AMI defined in the disease registry, the PPV of AMI recorded in primary care was 92.2% (95% CI, 91.6%-92.8%) and in hospital admissions was 91.5% (95% CI, 90.8%-92.1%)29Compared through independent review by 2 clinicians, the PPV of bleeding events identified through the phenotyping algorithm was 0.88
EtiologyAre the prospective associations with risk actors consistent with previous evidence?Type 2 diabetes,84 systolic/diastolic blood pressure,32 heart rate,85 socioeconomic deprivation,86 alcohol consumption,87 smoking,88 ethnicity,44,AMI,29 depression,89 neutrophil counts,90 eosinophil/lymphocyte counts,91 atrial fibrillation,30 sex92Type 2 diabetes,84 systolic/diastolic blood pressure,32 heart rate,85 socioeconomic deprivation,86 alcohol consumption,87 smoking,88 ethnicity,44 AMI,29 depression,89 neutrophil counts,90 eosinophil/lymphocyte counts,91 atrial fibrillation,30 influenza infection,93 ischemic presentations,94 sex92At 5 y, 29.1% (95% CI, 28.2%-29.9%) of atrial fibrillation patients, 21.9% (95% CI, 21.2%-22.5%) of myocardial infarction patients, 25.3% (95% CI, 24.2%-26.3%) of unstable angina patients and 23.4% (95% CI, 23.0%-23.8%) of stable angina had bleeding of any kind
PrognosisAre the risks of subsequent events plausible?Corrected for age and sex, HF was strongly associated with mortality, with HRs for all‐cause mortality ranging from 7.01 (95% CI, 6.83-7.20) to 7.23 (95% CI, 7.03-7.43), and up to 15.38 (95% CI, 15.02-15.83) for patients in primary care with acute HF hospitalization, primary care only, and patients hospitalized but no primary care record31
  • Patients with myocardial infarction identified in the disease registry had lower crude 30-d mortality (10.8%; 95% CI, 10.2%-11.4%) than did those identified in hospital care (13.9%; 95% CI, 13.3%-14.4%) or in primary care (14.9%; 95% CI, 14.4%-15.5%) (Figure 3⇓). At 1 year, however, mortality was similar in all 3 groups, at around 20%29

  • Of the 24 479 patients with AMI, 5775 (23.6%) developed HF during a median follow-up of 3.7 years (incidence rate per 1000 person-years, 63.8; 95% CI, 62.2-65.5)95

The HR for all-cause mortality was 1.98 (95% CI, 1.86-2.11) for primary care bleeding with markers of severity, and 1.99 (95% CI, 1.92-2.05) for hospitalized bleeding without markers of severity, compared with patients with no bleeding
Genetic associationsAre the observed genetic associations plausible and concordance with previous evidence?Consistent direction and magnitude of associations were replicated in 67 (97%) of previously reported genetic variants4
External populationsHas the algorithm been tested (in any of the previous validation domains) in different countries?We observed high 3-y crude cumulative risks of all-cause death (from 19.6% [England] to 30.2% [United States]); the composite of AMI, stroke, or death (from 26.0% [France] to 36.2% [United States]); and hospitalized bleeding (from 3.1% [France] to 5.3% [United States])64
Validation domainDescriptionWhat has been done
HFAMIBleeding
Cross-EHR source concordanceTo what extent is the phenotype concordant across EHR sources?The proportion of HF cases recorded in primary care and hospital care EHR was 27%31The proportion of nonfatal AMI defined across primary care, hospital care, and disease registry was 32%29The proportion of bleeding events recorded in primary care and hospital care was 12%, with 47% of bleeding events recorded only in primary care and 12% only in hospital care
Case-note reviewWhat is the PPV and the NPV when comparing the algorithm with clinician review of case notes or “gold standard” source of information?Compared with AMI defined in the disease registry, the PPV of AMI recorded in primary care was 92.2% (95% CI, 91.6%-92.8%) and in hospital admissions was 91.5% (95% CI, 90.8%-92.1%)29Compared through independent review by 2 clinicians, the PPV of bleeding events identified through the phenotyping algorithm was 0.88
EtiologyAre the prospective associations with risk actors consistent with previous evidence?Type 2 diabetes,84 systolic/diastolic blood pressure,32 heart rate,85 socioeconomic deprivation,86 alcohol consumption,87 smoking,88 ethnicity,44,AMI,29 depression,89 neutrophil counts,90 eosinophil/lymphocyte counts,91 atrial fibrillation,30 sex92Type 2 diabetes,84 systolic/diastolic blood pressure,32 heart rate,85 socioeconomic deprivation,86 alcohol consumption,87 smoking,88 ethnicity,44 AMI,29 depression,89 neutrophil counts,90 eosinophil/lymphocyte counts,91 atrial fibrillation,30 influenza infection,93 ischemic presentations,94 sex92At 5 y, 29.1% (95% CI, 28.2%-29.9%) of atrial fibrillation patients, 21.9% (95% CI, 21.2%-22.5%) of myocardial infarction patients, 25.3% (95% CI, 24.2%-26.3%) of unstable angina patients and 23.4% (95% CI, 23.0%-23.8%) of stable angina had bleeding of any kind
PrognosisAre the risks of subsequent events plausible?Corrected for age and sex, HF was strongly associated with mortality, with HRs for all‐cause mortality ranging from 7.01 (95% CI, 6.83-7.20) to 7.23 (95% CI, 7.03-7.43), and up to 15.38 (95% CI, 15.02-15.83) for patients in primary care with acute HF hospitalization, primary care only, and patients hospitalized but no primary care record31
  • Patients with myocardial infarction identified in the disease registry had lower crude 30-d mortality (10.8%; 95% CI, 10.2%-11.4%) than did those identified in hospital care (13.9%; 95% CI, 13.3%-14.4%) or in primary care (14.9%; 95% CI, 14.4%-15.5%) (Figure 3⇓). At 1 year, however, mortality was similar in all 3 groups, at around 20%29

  • Of the 24 479 patients with AMI, 5775 (23.6%) developed HF during a median follow-up of 3.7 years (incidence rate per 1000 person-years, 63.8; 95% CI, 62.2-65.5)95

The HR for all-cause mortality was 1.98 (95% CI, 1.86-2.11) for primary care bleeding with markers of severity, and 1.99 (95% CI, 1.92-2.05) for hospitalized bleeding without markers of severity, compared with patients with no bleeding
Genetic associationsAre the observed genetic associations plausible and concordance with previous evidence?Consistent direction and magnitude of associations were replicated in 67 (97%) of previously reported genetic variants4
External populationsHas the algorithm been tested (in any of the previous validation domains) in different countries?We observed high 3-y crude cumulative risks of all-cause death (from 19.6% [England] to 30.2% [United States]); the composite of AMI, stroke, or death (from 26.0% [France] to 36.2% [United States]); and hospitalized bleeding (from 3.1% [France] to 5.3% [United States])64

AMI: acute myocardial infarction; CI: confidence interval; EHR: electronic health record; HF: heart failure; HR: hazard ratio; NPV: negative predictive value; PPV: positive predictive value.

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