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Keywords: securities law
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Journal Article
Rights in NFTS and the flourishing of NFT marketplaces
Corinne Tan
International Journal of Law and Information Technology, Volume 32, 2024, eaae018, https://doi.org/10.1093/ijlit/eaae018
Published: 31 August 2024
..., the relevance of the copyright system and ultimately, what could support the flourishing of NFT marketplaces. copyright law property law securities law NFTs non-fungible tokens Opensea Rarible NFT marketplace The popularity of nonfungible tokens (NFTs) has grown in recent years and the global market...
Journal Article
The Jurisdiction of Nigeria’s Investments and Securities Tribunal
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Chukwuemeka G. Nnona
The Chinese Journal of Comparative Law, Volume 5, Issue 2, October 2017, Pages 365–397, https://doi.org/10.1093/cjcl/cxx018
Published: 21 December 2017
.... But if securities law is not an artificial box and if securities are not without any inherent characteristic, what indeed is the defining essence? The US Supreme Court, in its decision in Securities and Exchange Commission v WJ Howey & Co 29 as modified by its decision in United Housing...
Journal Article
A Borrowed Cloak: The Institutional Bottlenecks to Legislating Environmental Information Disclosure by Chinese Listed Corporations
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Tao Huang and Qingyue Yue
Journal of Environmental Law, Volume 29, Issue 3, November 2017, Pages 445–473, https://doi.org/10.1093/jel/eqx019
Published: 26 July 2017
... corporate social responsibility must depend on existing legal rules of securities and corporate law. However, the foundation of structuring a legal system on environmental information disclosure by listed corporations is essentially incompatible with the legislative aim of securities law, which mainly...
Journal Article
Varieties of creditor protection: insolvency law reform and credit expansion in developed market economies
Simon Deakin and others
Socio-Economic Review, Volume 15, Issue 2, April 2017, Pages 359–384, https://doi.org/10.1093/ser/mww005
Published: 18 March 2016
... financial markets institutional complementarity G38 Government Policy and Regulation K22 Business and Securities Law K40 General Djankov et al. (2007) , building on the analysis in La Porta et al. (1998) , construct a longitudinal data set of creditor rights in 129 countries over...
Journal Article
The contractual turn: how legal experts shaped corporate governance reforms in Germany
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Philipp Klages
Socio-Economic Review, Volume 11, Issue 1, January 2013, Pages 159–184, https://doi.org/10.1093/ser/mws006
Published: 04 May 2012
... government policy and regulation K22 corporation and securities law In the wake of the internationalization of financial markets, the German corporate governance regime has undergone a series of transformative processes which have changed who shareholders are, what kind of interests prevail, and how large...
Journal Article
EU Day-to-Day Supervision or Intervention-based Supervision: Which Way Forward for the European System of Financial Supervision?
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Pierre Schammo
Oxford Journal of Legal Studies, Volume 32, Issue 4, Winter 2012, Pages 771–797, https://doi.org/10.1093/ojls/gqs002
Published: 21 March 2012
... Securities and Markets Authority (as one of the ESAs), the article concludes that intervention-based supervision has prima facie more to offer. capital markets law EU law securities law financial regulation Ensuring high-quality supervision has emerged as a core theme of the EU's policy efforts...
Journal Article
Labour law and the ‘new workplace’: a symposium
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Socio-Economic Review, Volume 4, Issue 1, January 2006, Pages 119–120, https://doi.org/10.1093/SER/mwj039
Published: 26 October 2005
...: J53 labour–management relations; industrial jurisprudence, G34 mergers; acquisitions; restructuring; corporate governance, K22 corporation and securities law, K23 regulated industries and administrative law In Europe, the publication of the Supiot Report stimulated a wide-ranging debate...
Chapter
Public Offers and Listings of Equity Securities
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Eilís Ferran and Look Chan Ho
Published: 20 February 2014
... to trading on the Alternative Investment Market (AIM); forms of public offer of shares; determining the issue price; the principle of mandatory prospectus disclosure; the operation of the mandatory prospectus disclosure regime; enforcement of securities laws regulating public issues and admission to trading...
Chapter
US ESG Regulation in Transnational Context
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Virginia Harper Ho
Published: 03 October 2024
... SASB corporate governance ESG securities law regulation disclosure federalism constitutional law administrative law disclosure investors Since the mid-2000s, environmental, social, and governance (ESG) concepts have gone mainstream. ESG has also grown beyond its roots in voluntary corporate...
Chapter
Company Information
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Onnig H. Dombalagian
Published: 03 April 2015
...This chapter surveys the design of mandatory disclosure regimes for public company information under US securities law and EU capital markets directives. The chapter begins with an overview of the types of company information that investors seek about issuers and their securities when making...
Chapter
Introduction
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Tom Baker and Sean J. Griffith
Published: 15 January 2011
... and shareholder litigation and evaluates whether shareholder litigation accomplishes its regulatory objective. The chapter also discusses how the emerging consensus among most corporate and securities law scholars rejects compensation as a justification for shareholder litigation. deterrence rationale...
Chapter
Published: 09 July 2015
...This chapter explores the interrelationships among corporate governance, capital markets, and securities law. More specifically, it considers the role that securities law should play in encouraging corporate governance standards that hold managers and directors accountable to shareholders. It also...
Book
Japanese Law (4th edn)
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Hiroshi Oda
Published online: 22 April 2021
Published in print: 11 March 2021
... and business-related laws such as corporate law, securities law, contract law, and competition law. There was a fundamental change in corporate law over past three decades, not the least because of the new Company Law of 2004. The entire system of corporate governance now is very different from the previous...
Chapter
Managerial Capitalism
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Brian R. Cheffins
Published: 26 October 2018
... Antitrust law US Supreme Court Big business Democratic Party Government Harris Louis poll Republican party DuPont Eisenhower Dwight Samuelson Paul Inflation Kennedy John Johnson Lyndon financial capitalism ownership and control managerial capitalism securities law organization man corporate...
Chapter
The End of Contractarianism? Behavioral Economics and the Law of Corporations
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Kent Greenfield
Published: 03 November 2014
.... But behavioralism continues its victorious expansion throughout the law. Though corporate and securities law was perhaps one of the last bastions in the legal academy of the assumptions of neoclassical economics, it is safe to say that the global financial crisis finally marked the end of the glory days of homo...
Chapter
Conclusion
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Mark J. Joe
Published: 20 July 2006
... compensation is implemented, the quality of specialized committees, and the quality of securities law disclosure, and insider-trading enforcement. The major factors influencing and affecting corporate governance are labor markets, politics, and capital and product markets. Political differences among...
Chapter
The Determinants of Ownership and Control: Current Theories
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Brian R. Cheffins
Published: 23 October 2008
..., whereas US securities law traditionally imposed various restrictions on shareholders minded to work together to pressure managers 46 of a publicly traded company, in the UK communication between institutional investors was largely unregulated. 92 In addition, in contrast to their US...
Chapter
The EU Securities Law Framework for SMEs: Can Firms and Investors Meet?
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Marcello Bianchi and others
Published: 04 January 2018
...). This section considers some specific implications of the current rules concerning a number of corporate governance and securities law issues, and highlights how these fit uneasily with SMEs. Some are applicable only to SMEs listed on a regulated market (rules on takeovers, disclosure of major shareholdings...
Chapter
Public Offers and Listings of Equity Securities
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Eilís Ferran and others
Published: 27 September 2023
... of public offer of shares, determining the issue price, the principle of mandatory prospectus disclosure, the operation of the mandatory prospectus disclosure regime, enforcement of securities laws regulating public issues and admission to trading, civil liability in the UK for defective prospectuses, civil...
Chapter
Published: 14 March 2024
...://www.researchgate.net/profile/Rafael-La-Porta/publication/228738060_Capital_markets_and_legal_institutions/links/0a85e52e659a7d1264000000/Capital-markets-and-legal-institutions.pdf . La Porta, Rafael / Lopez-de-Silanes , and Shleifer, Andrei , ‘ What Works in Securities Laws? ’ ( 2006 ) 61 Journal...
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