ABSTRACT

We combine deep optical and radio data, from the Hyper Suprime-Cam and the Low-Frequency Array (LOFAR), respectively, to study 78 radio active galactic nuclei (AGN) in nearby (z < 0.5) dwarf galaxies. Comparison to a control sample, matched in stellar mass and redshift, indicates that the AGN and controls reside in similar environments, show similar star formation rates (which trace gas availability) and exhibit a comparable incidence of tidal features (which indicate recent interactions). We explore the AGN properties by combining the predicted gas conditions in dwarfs from a cosmological hydrodynamical simulation with a Monte Carlo suite of simulated radio sources, based on a semi-analytical model for radio-galaxy evolution. In the subset of LOFAR-detectable simulated sources, which have a similar distribution of radio luminosities as our observed AGN, the median jet powers, ages, and accretion rates are ∼1035 W, ∼5 Myr, and ∼10−3.4 M yr−1, respectively. The median mechanical energy output of these sources is ∼100 times larger than the median binding energy expected in dwarf gas reservoirs, making AGN feedback plausible. Since special circumstances (in terms of environment, gas availability, and interactions) are not necessary for the presence of AGN, and the central gas masses are predicted to be an order of magnitude larger than that required to fuel the AGN, AGN triggering in dwarfs is likely to be stochastic and a common phenomenon. Together with the plausibility of energetic feedback, this suggests that AGN could be important drivers of dwarf galaxy evolution, as is the case in massive galaxies.

1 INTRODUCTION

Our current statistical understanding of galaxy evolution is largely underpinned by massive galaxies. This is primarily because these systems are bright enough to be detectable, across cosmic time, in past wide-area surveys, which offer large footprints but are relatively shallow. However, while massive galaxies form the basis of most of the existing literature, their dwarf (M* < 109.5 M) counterparts dominate the galaxy number density in all environments and at all epochs (e.g. Wright et al. 2017; Martin et al. 2019). A complete understanding of galaxy evolution therefore demands a comprehension of how dwarf galaxies form and evolve over time (e.g. Calabrò et al. 2017).

The dearth of statistical studies in the dwarf regime, particularly outside the very local Universe, is driven primarily by the fact that typical dwarfs are too faint to be visible in past wide-area surveys like the Sloan Digital Sky Survey (SDSS; Alam et al. 2015). The dwarfs that are visible in such surveys tend to be anomalously bright, due to the presence of high levels of star formation, driven by recent mergers or fly-bys with massive galaxies (e.g. Jackson et al. 2021a). This makes these systems transient and unrepresentative of the general dwarf population, making it difficult to draw conclusions about how typical dwarfs evolve from such surveys.

Our past inability to study statistical samples of typical dwarfs over cosmic time has two important implications. First, our empirical picture is biased towards bright (massive) galaxies. Second, since our current galaxy formation models are calibrated to reproduce only the subset of massive galaxies, our understanding of the physics of galaxy evolution is potentially highly incomplete. Not unexpectedly, many well-known inconsistencies between theory and observation are found in the dwarf regime, e.g. the classical ‘substructure’ (Moore et al. 1999; Bullock & Boylan-Kolchin 2017), ‘core-cusp’ (de Blok 2010), ‘too-big-to-fail’ (Boylan-Kolchin, Bullock & Kaplinghat 2011), and ‘satellite planes’ problems (e.g. Kroupa, Theis & Boily 2005; Metz, Kroupa & Jerjen 2007; Tully et al. 2015), or more recent controversies, such as the presence of severely dark-matter-deficient dwarf galaxies (e.g. van Dokkum et al. 2018; Guo et al. 2019; but see Jackson et al. 2021b for a solution to this problem).

The advent of new optical surveys that are both deep and wide, like the recent Hyper Suprime-Cam Subaru Strategic Program (HSC-SSP; Aihara et al. 2018) and the forthcoming Legacy Survey of Space and Time (LSST; e.g. Robertson et al. 2017), enables us to perform some of the first unbiased, statistical studies of the general dwarf galaxy population, out to at least intermediate redshift (z ∼ 0.5). When combined with deep-wide surveys at other wavelengths, such as the radio (as is the case here), this new generation of data sets offers an unprecedented opportunity to study many aspects of galaxy evolution in the dwarf regime that we were previously restricted to exploring only in massive galaxies.

Active galactic nuclei (AGN) are thought to play an important role in regulating the evolution of massive galaxies (e.g. Hardcastle, Evans & Croston 2007; Kaviraj et al. 2007; Schawinski et al. 2007; Pipino et al. 2009; Shabala, Kaviraj & Silk 2011; Fabian 2012), with negative AGN feedback routinely employed in galaxy formation models to bring the predicted properties – e.g. stellar masses, morphologies, colours, and star formation rates (SFRs) – of massive galaxies in line with observations (e.g. Cole et al. 2000; Bower et al. 2006; Croton et al. 2006; Beckmann et al. 2017; Kaviraj et al. 2017). However, whether black holes (BHs) exist in dwarf galaxies in appreciable numbers, and how these BHs may influence dwarf galaxy evolution (e.g. through AGN feedback), remain important but largely unexplored questions, both from empirical and theoretical standpoints (e.g. Volonteri, Lodato & Natarajan 2008; van Wassenhove et al. 2010; Greene, Strader & Ho 2020; Houda et al. 2022).

The generic presence of BHs and AGN feedback in dwarf galaxies could offer solutions to many unresolved problems in our standard paradigm (e.g. Volonteri 2010; Silk 2017). For example, AGN feedback could help suppress the excess number of dwarfs seen in simulations (e.g. Kaviraj et al. 2017) and bring dwarf galaxy number densities in line with observational data, which supernova feedback alone may fail to do (e.g. Keller, Wadsley & Couchman 2016). Ejection of material through AGN feedback may provide a solution to the ‘overmassive’ dwarf galaxies predicted by simulations (Garrison-Kimmel et al. 2013). It may also explain the large fraction (∼30 per cent) of baryons that is missing from massive discs that must accumulate at least some of their mass through the accretion of dwarfs (Shull, Smith & Danforth 2012). Accreting intermediate-mass BHs in dwarfs could contribute to reionization (e.g. Volonteri & Gnedin 2009) and provide natural seeds for the hierarchical formation of the supermassive BHs that are ubiquitously found in massive galaxies (e.g. Johnson et al. 2013).

While BHs in dwarf galaxies are included in current cosmological simulations, BH growth in this regime is stunted (e.g. Dubois et al. 2015; Bower et al. 2017; Habouzit, Volonteri & Dubois 2017; McAlpine et al. 2018; Trebitsch et al. 2018), both due to the displacement of gas around the BH by stellar feedback, and because BHs tend to wander in the simulated dwarfs due to their shallow potential wells, and often spend very little time in regions of high gas density. However, it is important to note that current cosmological simulations do not have the spatial resolution to properly resolve the vicinity of the BH (e.g. Beckmann, Slyz & Devriendt 2018; Beckmann, Devriendt & Slyz 2019). It is therefore not clear whether these effects are an artefact of the relatively low spatial resolution of such simulations or whether BHs in dwarfs in the real Universe may actually exhibit the same trends. Observational studies of AGN in dwarf galaxies, across cosmic time, are therefore a critical exercise, to put constraints on a key element of our structure-formation paradigm.

Previous observational work on AGN in dwarfs has been hampered by the difficulties in detecting dwarf galaxies in past optical surveys (as described above), coupled with the challenges in detecting the low-mass BHs that reside in these systems. Nevertheless, a burgeoning literature has used the accretion signatures of active BHs to study their properties in dwarf galaxies using, for example, optical emission-line diagnostics (Greene & Ho 2007; Reines, Greene & Geha 2013; Moran et al. 2014), optical variability (e.g. Baldassare, Geha & Greene 2020a), infrared photometry (Jarrett et al. 2011; Satyapal et al. 2014; Marleau et al. 2017; Satyapal, Abel & Secrest 2018; Kaviraj, Martin & Silk 2019), nuclear X-ray emission (Secrest et al. 2015; Mezcua et al. 2016, 2018; Pardo et al. 2016; Baldassare et al. 2017; Chen et al. 2017; Birchall, Watson & Aird 2020), and excess radio emission that cannot be accounted for by star formation alone (Nyland et al. 2017; Mezcua et al. 2018; Mezcua, Suh & Civano 2019; Ichikawa et al. 2021).

Several recent studies that have harnessed such methods have identified large statistical samples of AGN in dwarf galaxies (e.g. Greene & Ho 2007; Reines et al. 2013; Moran et al. 2014; Satyapal et al. 2014; Lemons et al. 2015; Sartori et al. 2015; Marleau et al. 2017; Nucita et al. 2017; Aird, Coil & Georgakakis 2018; Mezcua et al. 2018, 2019; Kaviraj et al. 2019; Baldassare et al. 2020a; Birchall et al. 2020; Greene et al. 2020). These studies show that massive BHs can indeed form in dwarfs and can experience sustained periods of accretion resulting in AGN activity, with the AGN fractions ranging from fractions of a per cent to a few tens of per cent. Given the difficulty in detecting both dwarfs and their central BHs at cosmological distances, these are strict lower limits. Indeed, in very nearby objects (cz < 10 000 km s−1) where high signal-to-noise ratio (S/N) observations of dwarfs can be made, some studies indicate that the fraction of systems that exhibit AGN signatures can be high (e.g. ∼80 per cent; Dickey et al. 2019) and a full BH occupation fraction cannot be ruled out (e.g. Miller et al. 2015).

Recent studies have increasingly focused on the properties and demographics of these BHs and their potential role in influencing the evolution of their dwarf galaxy hosts. For example, Birchall et al. (2020) have used X-ray observations to demonstrate that AGN in dwarfs can have a broad range of accretion rates. Kaviraj et al. (2019) have combined deep optical data from the HSC-SSP with infrared photometry from WISE (Wright et al. 2010) to show that AGN in dwarfs are likely triggered by secular processes (rather than mergers) and that their bolometric luminosities indicate that AGN feedback is plausible and is likely to be an important driver of the evolution of their host galaxies.

Resolved optical emission-line measurements in dwarf galaxies have allowed studies of the nuclear regions of these systems in unprecedented detail. Many of these studies have found evidence of emission-line ratios that are indicative of AGN activity (e.g. Dickey et al. 2019; Mezcua & Domínguez Sánchez 2020). In some cases, the spatially resolved kinematics show evidence for AGN-driven outflows in low-redshift dwarfs (e.g. Penny et al. 2018; Manzano-King, Canalizo & Sales 2019; Liu et al. 2020). In a similar vein, recent radio studies (e.g. Mezcua et al. 2019) have shown that radio jets in dwarfs (out to z ∼ 3.4) have comparable efficiencies, and are capable of producing the same type of mechanical feedback, as those found in massive galaxies. Indeed, it is worth noting that dwarfs lie on an extrapolation of the M–σ relation traced by massive galaxies, with similar scatter (e.g. Schutte, Reines & Greene 2019; Baldassare et al. 2020b; Davis et al. 2020; Greene et al. 2020). This suggests that AGN activity could be important in this regime, because BH feedback predicts a universal M |$\propto \, \sigma ^4$| relation (e.g. Silk & Rees 1998; King & Pounds 2015; King & Nealon 2021). The growing empirical evidence for AGN feedback appears consistent with the results of recent (idealized) high-resolution simulations, which have shown that energetic feedback from accreting BHs in dwarfs can indeed influence the SFRs in their host galaxies, in a similar way to what is seen in massive galaxies (e.g. Barai & de Gouveia Dal Pino 2019; Koudmani et al. 2019; Koudmani, Henden & Sijacki 2021).

Most techniques used to identify AGN in dwarfs so far have some potential drawbacks. Detection of AGN via optical emission lines, in shallow surveys like the SDSS, may miss a significant percentage of the dwarf-AGN population, both due to the fact that many systems will not exhibit emission lines with adequate S/N to be measured, and also because the dwarfs that are detected by these surveys are, as noted above, heavily biased towards highly star-forming systems (e.g. Baldassare et al. 2020a; Jackson et al. 2021a). Infrared-selected AGN may include some contamination from star-forming systems although, given the properties of their interstellar media, this is less likely at low redshift (e.g. Satyapal et al. 2018). Identifying low-mass BHs via their X-ray emission can also be problematic, because separating the weak X-ray emission due to accreting low-mass BHs from potential contaminants like X-ray binaries and emission from the hot interstellar gas can be a challenge (Birchall et al. 2020).

Selecting AGN in dwarfs via their radio emission offers a route to efficiently and unambiguously confirm the presence of accreting BHs in these systems (e.g. Mezcua et al. 2019). Radio telescopes have fast survey speeds (e.g. Dewdney et al. 2009; Wootten & Thompson 2009; Perley et al. 2011; van Haarlem et al. 2013a), the radio emission is impervious to dust obscuration and the only source of contamination at frequencies less than 10 GHz is star formation activity (Condon 1992), which can be mitigated by comparing the observed radio emission to what is expected from the measured SFR of the system (e.g. Gürkan et al. 2018; Lofthouse et al. 2018; Smith et al. 2021). The principal bias imposed by a radio-selected sample is the sensitivity limit of the telescope in question.

In this study, we combine, for the first time, deep-wide optical and low-frequency (150 MHz) radio data, from the HSC-SSP and LOFAR (van Haarlem et al. 2013b), respectively, to construct a sample of 78 dwarfs in which the radio emission far exceeds what would be expected from star formation alone, and which therefore host radio AGN. It is worth noting that the MHz frequency range is able to detect synchrotron emission with less contamination from starburst-driven thermal emission than GHz frequencies (e.g. Condon 1992). We use the deep optical and radio data to gain insights into the processes that likely trigger the AGN in these dwarfs, explore the properties of the AGN themselves and compare the energetics of the AGN to the expected binding energies of the gas reservoirs in dwarf galaxies to explore the plausibility of AGN feedback in this regime.

This paper is structured as follows. In Section 2, we describe the optical (HSC-SSP) and radio (LOFAR) data sets used in this study. In Section 3, we describe the construction of a sample of radio AGN in dwarf galaxies and a control sample of non-AGN matched in stellar mass and redshift. In Section 4, we compare the local environments, the fraction of objects with tidal features, and the SFRs and colours in the AGN to that in their control counterparts, in order to gain insights into the properties of their host dwarf galaxies and the processes that trigger these BHs. In Section 5, we combine the likely conditions in the interstellar media of dwarfs from a cosmological hydrodynamical simulation, with a semi-analytical model of the propagation of radio jets, to explore the likely jet powers, ages, and accretion rates of the radio AGN in our dwarfs. We then compare the potential mechanical energy output of the AGN to the typical binding energies of the gas reservoirs to explore the plausibility of the AGN feedback in dwarf galaxies. We summarize our findings in Section 6.

2 DATA

2.1 LOFAR

LOFAR is a wide-field radio telescope with unparalleled sensitivity and angular resolution in the 10–240 MHz frequency range. The LOFAR Two-metre Sky Survey (LoTSS; Shimwell et al. 2019) is being performed using the High Band Antenna stations of LOFAR. LoTSS is optimized for frequencies in the range 120–168 MHz and will eventually cover the entire northern sky. The ELAIS-N1 field is the deepest of the three publicly available1 LoTSS deep fields (Sabater et al. 2021), with a central root mean square noise level of |${\sim}20\, \mu$|Jy beam−1 at a central frequency of 146 MHz. The resolution of the survey is 6 arcsec, with 84 862 radio sources detected at an S/N of at least 5, within a 68 deg2 area. The fast survey speed offered by LOFAR, due to its wide, instantaneous field of view, enables the sampling of large numbers of radio sources that, when combined with ancillary data, will enable detailed studies of star formation and AGN activity across cosmic time.

2.2 The HSC-SSP

The HSC-SSP is a deep-wide optical survey in four broad-band (grizy) and four narrow-band filters (Aihara et al. 2018). The HSC offers a 1.5 degree field of view, with a median i-band seeing of ∼0.6 arcsec. The survey provides wide, deep, and ultra-deep layers, with areas and r-band point source depths of 1400, 30, and 4 deg2 and ∼26, 27, and 28 mag, respectively. The surface brightness limit of the deep layer (which we use in this study) is ∼29 mag arcsec−2 (e.g. Huang et al. 2018).

The HSC-SSP provides an unprecedented combination of depth and area compared to the benchmark wide-area surveys of the past. For example, the shallowest layer of the HSC-SSP is 4 mag deeper than standard-depth imaging from the SDSS (Abazajian et al. 2009), making this the deepest imaging in any optical survey of a comparable area, to date. The deep-wide nature of this survey makes it the best choice for obtaining, virtually for the first time, statistical samples of objects in the low surface brightness regime, such as dwarf galaxies at cosmological distances, and faint structures like merger-induced tidal features and intracluster light, out to intermediate and high redshift (e.g. Kaviraj 2020).

Here, we combine data from the LOFAR ELAIS-N1 field with the Deep layer of the HSC-SSP, to perform a statistical study of AGN in dwarfs in the redshift range z < 0.5. We employ photometric redshifts, stellar masses, and SFRs provided by the HSC-SSP (Tanaka et al. 2018), which are derived using the DEmP code (Hsieh & Yee 2014), applied to HSC data.2 It is worth noting that, given their faintness, large spectroscopic samples of dwarfs at cosmological distances are beyond the capabilities of current instrumentation. Dwarf galaxy studies, like this one, are therefore likely to rely on photometric redshifts from deep surveys, like the HSC-SSP, for the foreseeable future.

3 SAMPLE SELECTION

3.1 Radio AGN in dwarf galaxies

We first select a parent sample of low-mass objects in the HSC-SSP galaxy catalogue, which lie in the ELAIS-N1 field, have stellar masses in the range of 107.5 M < M* < 109.5 M and redshifts in the range 0.1 < z < 0.5. We only consider objects that have stellar mass errors less than 0.5 dex and fractional redshift errors less than 20 per cent. The lower redshift limit is driven by the fact that there are no dwarf galaxies in the HSC-DEmP catalogue with redshifts less than 0.1 that also fall below our chosen fractional redshift error threshold. The upper redshift limit is driven by the fact that we wish to use visual inspection to study the presence of interaction-induced tidal features around our dwarfs (see Section 4) and, given the surface brightness limit of the HSC images, tidal features around dwarfs are unlikely to be detectable beyond z ∼ 0.5 (e.g. Kaviraj 2014; Jackson et al. 2021a).

We then cross-match this parent sample (which contains around 80 000 low-mass objects) with the LOFAR source catalogue and consider the 136 objects which have LOFAR detections with an S/N greater than 5 and offsets less than 1 arcsec between the optical and radio sources. The fraction of matches that occur simply by chance is given by NdϕπR2/Nc, where Nd is the total number of dwarfs in the overlap region between HSC-SSP and LOFAR, ϕ is the average LOFAR source density (which is 9.629 × 10−5 per square arcsecond in the ELAIS-N1 field; see Sabater et al.2021), R is the maximum offset between the cross-matched optical and radio sources (1 arcsec), and Nc is the number of cross-matched sources that have optical-radio offsets less than R.

Before calculating the chance-match fraction, we exclude a small fraction of objects in the HSC-SSP galaxy catalogue that are actually bright (H ii) regions within massive galaxies that have been misidentified as low-mass galaxies. Fig. 1 shows two examples of such objects. Visual inspection of a random ∼5000 low-mass objects in the HSC-SSP Deep survey, in our mass range of interest, indicates that the fraction of such objects that are actually H ii regions and not dwarf galaxies is ∼2 per cent. Taking these misidentifications into account, the chance match fraction is ∼17 per cent.

Example HSC colour images of two massive galaxies with bright H ii regions where the optical deblender has shredded a single galaxy into multiple optical sources. As a result, the H ii regions are misclassified as low-mass (dwarf) galaxies. The blue cross indicates the HSC source that has been identified as a low-mass galaxy and cross-matched to a nearby LOFAR source. The red markers indicate the locations of other nearby HSC optical sources, which have also been identified as galaxies. This demonstrates how massive nearby galaxies can sometimes be shredded into several components in deep, high-resolution surveys like the HSC-SSP.
Figure 1.

Example HSC colour images of two massive galaxies with bright H ii regions where the optical deblender has shredded a single galaxy into multiple optical sources. As a result, the H ii regions are misclassified as low-mass (dwarf) galaxies. The blue cross indicates the HSC source that has been identified as a low-mass galaxy and cross-matched to a nearby LOFAR source. The red markers indicate the locations of other nearby HSC optical sources, which have also been identified as galaxies. This demonstrates how massive nearby galaxies can sometimes be shredded into several components in deep, high-resolution surveys like the HSC-SSP.

To obtain as clean a sample as possible, we visually inspect all HSC-SSP objects in our mass range of interest that have a radio match within 1 arcsec, using HSC colour images overlaid with LOFAR radio contours. We use this process to remove objects with potential nearby radio contaminants and those that are possible background sources (see Fig. 2). Fig. 3 shows examples of the LOFAR-detected dwarfs that comprise our final AGN sample (top row) and also dwarfs from the control sample (bottom row).

HSC colour images of three dwarf galaxies, with LOFAR matches within 1 arcsec, where the radio emission could either be contaminated by nearby neighbours or be due to background sources. These objects are removed from our final sample via visual inspection of such images. The red and blue crosses indicate the locations of the radio and optical source centroids, respectively. The extent of the radio emission is demonstrated using the white contours. The contour levels in each of the above images (left to right) increase linearly by 200, 33, and 100 µJy beam−1, with a maximum of 750, 130, and 380 µJy beam−1, respectively. Left: Given the large optical-radio offset, which places the radio centroid outside the main body of the dwarf, a background source could be responsible for the radio emission in this object. Middle: The close proximity of a nearby galaxy (orange), along with the extended radio emission to the south east suggests that the radio emission coincident with the dwarf could be contaminated by these objects. Right: The radio centroid is situated outside the body of the dwarf, and appears coincident with a faint nearby optical source to the east, which could potentially be the dominant source of the radio emission.
Figure 2.

HSC colour images of three dwarf galaxies, with LOFAR matches within 1 arcsec, where the radio emission could either be contaminated by nearby neighbours or be due to background sources. These objects are removed from our final sample via visual inspection of such images. The red and blue crosses indicate the locations of the radio and optical source centroids, respectively. The extent of the radio emission is demonstrated using the white contours. The contour levels in each of the above images (left to right) increase linearly by 200, 33, and 100 µJy beam−1, with a maximum of 750, 130, and 380 µJy beam−1, respectively. Left: Given the large optical-radio offset, which places the radio centroid outside the main body of the dwarf, a background source could be responsible for the radio emission in this object. Middle: The close proximity of a nearby galaxy (orange), along with the extended radio emission to the south east suggests that the radio emission coincident with the dwarf could be contaminated by these objects. Right: The radio centroid is situated outside the body of the dwarf, and appears coincident with a faint nearby optical source to the east, which could potentially be the dominant source of the radio emission.

Top row: HSC colour images of two typical dwarf galaxies in our final AGN sample, which are confirmed, via visual inspection, to be cross-matched correctly with their radio source counterparts. The red and blue crosses indicate the locations of the radio and optical source centroids, respectively. The extent of the radio emission is demonstrated using the white contours. The contour levels in each of the images above (left to right) increase linearly by 70 and 200 µJy beam−1, with a maximum of 250 and 820 µJy beam−1, respectively. In all cases, the radio centroid sits within the body of the dwarf and there are no potential contaminants within close proximity to the object. Bottom row: HSC colour images of two dwarf galaxies in the control samples selected for the AGN in the top row. As noted in Section 3.2, control-sample dwarfs are stellar mass and redshift-matched to their corresponding AGN.
Figure 3.

Top row: HSC colour images of two typical dwarf galaxies in our final AGN sample, which are confirmed, via visual inspection, to be cross-matched correctly with their radio source counterparts. The red and blue crosses indicate the locations of the radio and optical source centroids, respectively. The extent of the radio emission is demonstrated using the white contours. The contour levels in each of the images above (left to right) increase linearly by 70 and 200 µJy beam−1, with a maximum of 250 and 820 µJy beam−1, respectively. In all cases, the radio centroid sits within the body of the dwarf and there are no potential contaminants within close proximity to the object. Bottom row: HSC colour images of two dwarf galaxies in the control samples selected for the AGN in the top row. As noted in Section 3.2, control-sample dwarfs are stellar mass and redshift-matched to their corresponding AGN.

Finally, we identify AGN in our dwarf galaxy sample through their excess radio emission, beyond what is expected due to star formation alone, using the L150–SFR relations from Smith et al. (2021) for low-mass galaxies (where L150 is the LOFAR 150 MHz luminosity). We first use the HSC-SSP SFR to calculate the L150 emission that is contributed by star formation using the Smith et al. (2021) L150–SFR relation. We then identify systems that host AGN as those where the L150 measured by LOFAR exceeds the L150 predicted from the SFR by 0.5 dex or more. This indicates that the radio emission is more than three times that which can be accounted for by star formation activity alone, indicating the presence of another radio source, which can only plausibly be an AGN. We note that there is no trend between the stellar mass of the dwarfs and the L150 excess. As shown in the top panel of Fig. 4, this results in 78 dwarf galaxies that host AGN (black points) and 17 that are detected by LOFAR but where the radio luminosity is consistent with star formation (green points). In the middle and bottom panels of this figure, we plot the L150 and SFR of our LOFAR-detected dwarfs as a function of redshift, and indicate the LOFAR 5σ detection thresholds in these quantities.

Top: L150 versus SFR for our final sample of dwarf galaxies that have LOFAR counterparts. The solid blue and dashed orange lines show L150–SFR relations from Smith et al. (2021) for two stellar masses (orange = 107.5 M⊙, blue = 109.5 M⊙) with a +0.5 dex excess added to the median relation (which is our criterion for selecting AGN). Black points represent AGN (i.e. objects where the radio luminosity is more than 0.5 dex greater than the L150 that corresponds to the SFR), while green points indicate dwarfs where the L150 is consistent with star formation (i.e. within 0.5 dex of the L150 that corresponds to the SFR). Middle and bottom: The L150 (middle) and SFR (bottom) of our LOFAR-detected dwarfs as a function of redshift. Black and green points indicate AGN and non-AGN, respectively. The light blue curves indicate the 5σ detection threshold of LOFAR.
Figure 4.

Top: L150 versus SFR for our final sample of dwarf galaxies that have LOFAR counterparts. The solid blue and dashed orange lines show L150–SFR relations from Smith et al. (2021) for two stellar masses (orange = 107.5 M, blue = 109.5 M) with a +0.5 dex excess added to the median relation (which is our criterion for selecting AGN). Black points represent AGN (i.e. objects where the radio luminosity is more than 0.5 dex greater than the L150 that corresponds to the SFR), while green points indicate dwarfs where the L150 is consistent with star formation (i.e. within 0.5 dex of the L150 that corresponds to the SFR). Middle and bottom: The L150 (middle) and SFR (bottom) of our LOFAR-detected dwarfs as a function of redshift. Black and green points indicate AGN and non-AGN, respectively. The light blue curves indicate the 5σ detection threshold of LOFAR.

The distributions of radio-optical offsets, stellar masses, and redshifts for our final sample of dwarfs are shown in Fig. 5. While there are some dwarfs which do not host AGN but are detected by LOFAR, these are all clustered within 0.25 dex of the upper limit of our mass range (middle panel of Fig. 5), with a median stellar mass that is 0.6 dex larger than that of the AGN. Thus, while the majority (82 per cent) of LOFAR-detected dwarfs that have M* < 109.5 M, at the redshifts being considered, are AGN, the AGN fraction of LOFAR-detected dwarfs is essentially 100 per cent at M* < 109.25 M at these redshifts. In other words, given the SFRs in dwarf galaxies at such epochs, these systems typically need a radio AGN to actually be detectable by LOFAR.

Distributions of radio-optical offsets (top), stellar masses (middle), and redshifts (bottom) for the AGN (black) and non-AGN (green). Median values are shown using the dashed vertical lines.
Figure 5.

Distributions of radio-optical offsets (top), stellar masses (middle), and redshifts (bottom) for the AGN (black) and non-AGN (green). Median values are shown using the dashed vertical lines.

3.2 Control sample

We construct a control sample of non-AGN dwarf galaxies that is matched to our AGN population in stellar mass and redshift. We first exclude all HSC-SSP galaxies with a LOFAR radio source detection within 6 arcsec. For each of the 78 dwarf AGN galaxies, we then randomly select three dwarfs, each of which has a redshift within 0.01 and a stellar mass within 0.05 dex of the AGN in question and identical error constraints in mass and redshift as those used to select the LOFAR-selected dwarfs. We visually inspect this control sample in order to remove objects that are not bona-fide dwarfs (e.g. H ii regions). If such objects are found they are replaced by another randomly drawn dwarf, with the same selection criteria as those described above. A two sample Kolmogorov–Smirnov (KS) test for the redshift and stellar mass distributions of the AGN and control samples both result in a p-value close to 1.

4 LOCAL ENVIRONMENTS, FRACTIONS OF INTERACTING GALAXIES, AND STAR FORMATION PROPERTIES

We begin our analysis by studying the environments of our AGN. In the absence of spectroscopic redshifts, we consider projected densities, using 2D nearest-neighbour distances to massive galaxies (M* > 1010.5 M) that have redshifts within the 1σ limits of the redshift of each dwarf galaxy. Projected densities, quantified using such nearest-neighbour distances, correlate with the true 3D density, and the relative behaviours in projection are preserved in three-dimensional space (e.g. Shattow et al. 2013). We calculate 2D distances to the first, second, third, fifth, and tenth nearest massive galaxies. These distances trace both the very local neighbourhood and the more large-scale environment around each dwarf. We then compare the distributions of these distances for the AGN and controls, to probe whether differences exist in the environments of the AGN and the control galaxies.

Fig. 6 indicates that the 2D distances to the nearest, third nearest, and tenth nearest massive galaxies do not show any differences between the AGN and the control samples. Median values are indicated using the dashed vertical lines and bootstrapped errors on the medians are indicated using the shaded regions. The median values for the AGN and control populations are consistent within the errors. Furthermore, a Mann–Whitney U test (Mann & Whitney 1947) yields p-values greater than 0.05 in all cases, indicating that there are no statistically significant differences in the distributions of distances for the AGN and controls. We note that the second and fifth nearest distances also show the same behaviour (although we omit these from Fig. 6 for clarity). Both the very local neighbourhoods and the large-scale environments of the AGN and the control population therefore appear similar. Thus, the triggering of these AGN is unlikely to be driven by environmental factors, e.g. higher density regions that can cause elevated rates of gas accretion in the AGN (e.g. Jackson et al. 2021a) and/or induce stronger tidal fields that can trigger the internal gas reservoirs of these systems (e.g. Martin et al. 2019; Jackson et al. 2021b).

2D distances (calculated using RA and Dec. only within a redshift slice) to the nearest (top panel), third nearest (middle panel), and tenth nearest (bottom panel) massive galaxies (M* > 1010.5 M⊙) for dwarfs in the AGN (black) and control (red) samples. We only consider massive galaxies that have redshifts within the 1σ limits of the redshift of the dwarf galaxy in question. Medians and the corresponding bootstrapped uncertainties are shown using the vertical dashed lines and shaded regions, respectively. The median values for the AGN and controls are consistent within the uncertainties for each of the distances considered. Both the very local neighbourhoods and the large-scale environments of the AGN and controls appear similar, and the triggering of these AGN is unlikely to be driven by environmental factors.
Figure 6.

2D distances (calculated using RA and Dec. only within a redshift slice) to the nearest (top panel), third nearest (middle panel), and tenth nearest (bottom panel) massive galaxies (M* > 1010.5 M) for dwarfs in the AGN (black) and control (red) samples. We only consider massive galaxies that have redshifts within the 1σ limits of the redshift of the dwarf galaxy in question. Medians and the corresponding bootstrapped uncertainties are shown using the vertical dashed lines and shaded regions, respectively. The median values for the AGN and controls are consistent within the uncertainties for each of the distances considered. Both the very local neighbourhoods and the large-scale environments of the AGN and controls appear similar, and the triggering of these AGN is unlikely to be driven by environmental factors.

The fraction of objects that show tidal features in the HSC images (Fig. 7) is 6.4|$_{-1.8}^{+3.9}$| per cent in the AGN compared to 4.7|$_{-1.0}^{+1.8}$| per cent in their control counterparts,3 where the uncertainties are calculated following Cameron (2011).4 The low tidal fraction, coupled with the fact that the tidal fractions are consistent, within uncertainties, in the AGN and control samples, suggests that the AGN are not being triggered by mergers with lower mass galaxies or fly-bys with massive companions (which can also produce tidal features in dwarfs, see Jackson et al. 2021b). The latter point is consistent with the fact that, while fly-by induced tidal features in dwarfs only appear when they pass very close (at distances less than 100 kpc, see e.g. Jackson et al. 2021b) to massive galaxies, the 2D distances of the dwarfs to their nearest massive galaxies are all much larger (the fraction of nearest massive galaxies that are within 100 Mpc of a dwarf is ∼6 per cent for both the AGN and the controls).

HSC colour images of a dwarf galaxy with (left) and without (right) tidal features that are indicative of an interaction with other galaxies.
Figure 7.

HSC colour images of a dwarf galaxy with (left) and without (right) tidal features that are indicative of an interaction with other galaxies.

As we show in Section 5, our AGN are likely to be driven by activity that has been triggered recently, because the radio luminosities in older AGN would fall below the detection limit of LOFAR at the redshifts probed in this study. If these young AGN were merger-driven, then the triggering mergers would be recent and the tidal features would have had very little time to fade, making them more easily detectable and making it more likely that the tidal fraction would be elevated in the AGN compared to the controls. However, since the tidal fractions are consistent between the two samples, this reinforces the argument that our AGN are not driven by interactions. It is worth noting that the low tidal fraction, and the apparent irrelevance of interactions in triggering AGN found here, is in agreement with the conclusions of Kaviraj et al. (2019), who studied AGN in a large sample of dwarf galaxies using infrared data.

In Fig. 8, we compare the SFR (top panel) and observed gz colour (bottom panel) distributions of the AGN and control samples. The observed gz colour (which roughly corresponds to rest-frame ur at the redshifts of our dwarfs) traces the recent star formation history. In all cases, the median values of the AGN and control distributions are consistent within errors and a Mann–Whitney U test between these distributions yields p-values greater than 0.05 in all cases, indicating that there are no statistically significant differences in the distributions of both quantities.

Top: SFR versus stellar mass for the AGN (red) and control sample (black). The heatmap shows the distribution of all galaxies in the HSC-SSP. The histograms show the distributions of SFRs for the AGN (red) and control sample (black). Medians and the corresponding bootstrapped uncertainties are shown using the vertical dashed lines and shaded regions, respectively. Bottom: Same as top panel but for the observed g − z colour (which roughly corresponds to rest-frame u − r at the redshifts of our dwarf sample). There is no statistically significant difference between the distributions of the AGN and the controls in either the SFR or the observed g − z colour.
Figure 8.

Top: SFR versus stellar mass for the AGN (red) and control sample (black). The heatmap shows the distribution of all galaxies in the HSC-SSP. The histograms show the distributions of SFRs for the AGN (red) and control sample (black). Medians and the corresponding bootstrapped uncertainties are shown using the vertical dashed lines and shaded regions, respectively. Bottom: Same as top panel but for the observed gz colour (which roughly corresponds to rest-frame ur at the redshifts of our dwarf sample). There is no statistically significant difference between the distributions of the AGN and the controls in either the SFR or the observed gz colour.

The consistency in the SFR and colour suggests that the gas masses that are driving the star formation are similar in the AGN and the control samples. The AGN are, therefore, not gas-enriched compared to their control counterparts, either due to greater gas availability in their neighbourhoods (which appears consistent with the similarity in local environments described above) or because they are intrinsically more gas-rich.

5 AGN PROPERTIES – AGES, JET POWERS, ACCRETION RATES, AND THE PLAUSIBILITY OF AGN FEEDBACK

We proceed by exploring the properties of the AGN in our dwarfs, by combining the gas conditions predicted in dwarf galaxies from the high-resolution NewHorizon (NH hereafter) cosmological hydrodynamical simulation (Dubois et al. 2021) with a semi-analytical model for the evolution of radio galaxies (Hardcastle 2018). Since we only have integrated radio luminosities for our dwarf AGN, and no information about the gas conditions in individual systems, we do not attempt to derive detailed properties for individual AGN in our sample. Instead, we use the ensemble of predicted initial conditions expected in dwarfs from the cosmological simulation to inform a Monte Carlo suite of simulated radio AGN sources produced using the semi-analytical model. This enables us to statistically explore plausible ranges for properties like ages, jet powers, and accretion rates for our AGN. We also compare the mechanical energy output of the simulated AGN in our Monte Carlo suite to the expected binding energies of the dwarf gas reservoirs to study the plausibility of AGN feedback in these systems.

In order to estimate the range of gas conditions that may exist in typical dwarf galaxies, we use the predicted properties of dwarfs in the NH cosmological simulation at z ∼ 0.3. NH provides a spherical volume, with a radius of 10 comoving Mpc, centred on a region of average density within the larger (142 Mpc3 volume) Horizon-AGN simulation (Dubois et al. 2014; Kaviraj et al. 2017). NH offers dark matter and stellar mass resolutions of 106 and 104 M, respectively, and a maximum spatial resolution of 34 pc. The gravitational force softening equals the local grid size. Galaxies in our stellar mass range of interest are therefore well-resolved in the simulation, with at least 5000 star particles representing individual objects. NH produces good agreement with key galaxy properties, over cosmic time, in both the dwarf and high-mass regimes (Dubois et al. 2021).

In all NH dwarf galaxies, every gas cell within 1 Reff of the centre of each simulated galaxy is extracted at the maximum possible refinement (34 pc). We then calculate the average pressure, weighted by the volume of each gas cell, and the average density (∑mi/(4/3πR3)) for all gas cells within radii ranging from 0.05 Reff out to a maximum of 1 Reff (where mi is the mass of an individual gas cell and Reff is the effective radius). The average temperature within each radius bin is then calculated by assuming a single-phase gas. Fig. 9 shows the mean densities and temperatures (top row) at 0.1 Reff and the profiles of these quantities in individual NH dwarfs (shown using hairlines in the bottom row).

Mean central number densities and temperatures at 0.1 Reff (top row) and the profiles in these quantities (shown using hairlines in the bottom row) for dwarf galaxies from the NewHorizon cosmological simulation. The red solid lines indicate a range of King profiles (King 1966) that bracket the hairlines. The dotted lines in the bottom row indicate the geometric mean and median profiles (see legend).
Figure 9.

Mean central number densities and temperatures at 0.1 Reff (top row) and the profiles in these quantities (shown using hairlines in the bottom row) for dwarf galaxies from the NewHorizon cosmological simulation. The red solid lines indicate a range of King profiles (King 1966) that bracket the hairlines. The dotted lines in the bottom row indicate the geometric mean and median profiles (see legend).

We then use the temperature and density profiles, derived as described above, as input to a semi-analytical model for the evolution of radio galaxies (Hardcastle 2018). The model solves differential equations that model the shock front around radio galaxy lobes, employing simplifying assumptions derived from 2D and 3D numerical simulations. Based on existing observational constraints, it assumes a light, electron–positron jet, solely radiating particles within the lobes, and a magnetic field energy density that is one-tenth of the radiating particles. For radio galaxies, the model reproduces a range of properties of observed radio sources (e.g. radio luminosities, shocked shell temperatures, physical sizes) as well as other inferences of observed trends between the jet power and the radio luminosity (Hardcastle et al. 2019; Mahatma et al. 2020).

We use this modelling to determine the evolution of a Monte Carlo suite of 10 000 simulated radio AGN sources in the types of environments expected in dwarf galaxies, in order to provide a broad statistical exploration of the parameter space that is likely to give rise to the AGN that we see in the dwarf galaxies in our observed sample. The procedure follows that outlined in section 4 of Hardcastle (2018). For these simulated sources, we draw redshifts from a uniform distribution in the range 0.3 < z < 0.5 (the redshift range within which most of our dwarfs lie, see Fig. 5), jet powers from a power-law distribution in the range 1034 < Q < 1037 W, with p(Q) ∝ Q−1 (which produces a good match to the observed radio luminosity function of more powerful radio-loud AGN, see Hardcastle et al. 2019) and temperatures from a power-law distribution in the range 3500 < T < 3 × 106 K with p(T) ∝ T−1 to roughly match the results from NH.

All sources are assumed to have an isothermal King profile atmosphere with a core radius of 0.8 kpc, as this gives a reasonable match to the density profiles from NH (Fig. 9), and central densities are taken from a log-uniform distribution in the range shown in the bottom left panel of Fig. 9, i.e. log10(n0/m−3) = 3.35 ± 0.75. The source lifetimes are drawn from a uniform distribution from 0 to 100 Myr and the AGN episode start time is drawn from a uniform distribution between 120 and 0 Myr before the time of simulated observation: since a remnant radio AGN in which the jet has switched off will fade below the detection threshold in less than 20 Myr, this ensures that the simulations cover all observable phases of a dwarf radio AGN’s evolution. Each source is also assigned a random angle to the line of sight drawn from a distribution with p(θ) = sin (θ). Once these simulations are complete, we simulate observations of the source population at the LOFAR observing frequency, including the effects of spectral ageing but also the flux and surface brightness limits of the LOFAR data, in order to characterize the population of the simulated objects that would be detectable by LOFAR.

The subset of LOFAR-detectable sources in our Monte Carlo suite shows a remarkably similar distribution of radio luminosities to that of the AGN in our dwarf galaxies (Fig. 10). Fig. 11 shows examples of the radio luminosity and source-length evolution of typical model sources, with various jet powers. The time evolution, in Myr, is shown using the coloured points. The solid orange and blue lines indicate the LOFAR luminosity limit and the physical scale corresponding to the LOFAR angular resolution (6 arcsec) at the median redshift of our dwarf AGN (z ∼ 0.38), respectively. This figure indicates that sources with such typical evolutionary histories are expected to spend very little time (less than a few tens of Myr) at radio luminosities brighter than the LOFAR detection limit after their onset. The AGN in this study are therefore ones that are young and close to their peak luminosities (where they are LOFAR detectable) and, as a result, have small physical sizes, so that they are not resolved in the LOFAR images. These properties appear consistent with the fact that the colours of the AGN and controls are similar (as would be expected if we are preferentially detecting young AGN, which have not had a chance to significantly impact their gas reservoirs) and the fact that we do not see any extended sources in our sample in our visual inspection.5

Distributions of the 150 MHz radio luminosities for the AGN (black) and the LOFAR-detectable (LD) sources in our Monte Carlo suite of simulated radio AGN sources (blue). Median values and bootstrapped uncertainties are indicated by the dashed lines and shaded regions, respectively. The distribution of radio luminosities of the LOFAR-detectable simulated sources is similar to those in our AGN.
Figure 10.

Distributions of the 150 MHz radio luminosities for the AGN (black) and the LOFAR-detectable (LD) sources in our Monte Carlo suite of simulated radio AGN sources (blue). Median values and bootstrapped uncertainties are indicated by the dashed lines and shaded regions, respectively. The distribution of radio luminosities of the LOFAR-detectable simulated sources is similar to those in our AGN.

Examples of the evolution of typical LOFAR-detectable simulated sources with various jet powers. The time evolution, in Myr, is shown using the coloured points. The solid orange and blue lines indicate the LOFAR luminosity limit and the physical scale corresponding to the LOFAR angular resolution (6 arcsec) at the median redshift of our AGN (z ∼ 0.38), respectively. Such typical evolutionary histories are expected to spend very little time (<10 Myr) brighter than the LOFAR detection limit after their onset. The AGN in this study are therefore young and close to their peak luminosities (where they are LOFAR-detectable) and, as a result, have relatively small physical sizes so that they are expected to be unresolved in the LOFAR images.
Figure 11.

Examples of the evolution of typical LOFAR-detectable simulated sources with various jet powers. The time evolution, in Myr, is shown using the coloured points. The solid orange and blue lines indicate the LOFAR luminosity limit and the physical scale corresponding to the LOFAR angular resolution (6 arcsec) at the median redshift of our AGN (z ∼ 0.38), respectively. Such typical evolutionary histories are expected to spend very little time (<10 Myr) brighter than the LOFAR detection limit after their onset. The AGN in this study are therefore young and close to their peak luminosities (where they are LOFAR-detectable) and, as a result, have relatively small physical sizes so that they are expected to be unresolved in the LOFAR images.

In the left-hand and right-hand panels of Fig. 12, we present the distributions of ages and jet powers of the 119 LOFAR-detectable sources in our Monte Carlo simulation, respectively. The median values of the jet powers and ages are 5.17 Myr and 1035.3 W. The 16 (84) percentile values are 1.03 (18) Myr and 1034.9 (1035.9) W, respectively. Given the good agreement between the observed and simulated properties of this population, and if the assumptions implicit in our modelling are correct, these jet powers and ages should be approximately representative of the true observed population.

Distributions of ages (left) and jet powers (Q) and associated accretion rates ($\dot{\rm {M}}$; right) of the 119 LOFAR detectable sources in our Monte Carlo suite of simulated radio AGN sources. Median values and bootstrapped errors are shown using the dashed vertical lines and shaded regions, respectively. The accretion rates, shown on the upper x-axis of the right-hand panel, are estimated using the jet powers (Q), assuming an efficiency (η) of 10 per cent, where $\dot{\rm {M}}=\rm {Q}/(\eta .\rm {c}^2)$.
Figure 12.

Distributions of ages (left) and jet powers (Q) and associated accretion rates (⁠|$\dot{\rm {M}}$|⁠; right) of the 119 LOFAR detectable sources in our Monte Carlo suite of simulated radio AGN sources. Median values and bootstrapped errors are shown using the dashed vertical lines and shaded regions, respectively. The accretion rates, shown on the upper x-axis of the right-hand panel, are estimated using the jet powers (Q), assuming an efficiency (η) of 10 per cent, where |$\dot{\rm {M}}=\rm {Q}/(\eta .\rm {c}^2)$|⁠.

We use the jet powers (⁠|$\rm {Q}$|⁠) to estimate accretion rates (⁠|$\dot{\rm {M}}$|⁠) assuming an efficiency (η) of 10 per cent6 (e.g. Fabian 2012), where |$\dot{\rm {M}}=\rm {Q}/(\eta .\rm {c}^2)$|⁠. These accretion rates are shown on the upper x-axis in the top panel of this figure. The median accretion rate is ∼10−3.43 M yr−1 and the 16 and 84 percentile values are 10−3.89 and 10−2.81 M yr−1, respectively. It is worth noting that, given these accretion rates, the gas mass accreted by the AGN during its lifetime is small compared to that already available in the intrinsic gas reservoirs of nearby dwarf galaxies.

To demonstrate this point, we construct a sample of NH dwarfs that are mass-matched to our observed AGN sample, by selecting, for every observed AGN, two random NH dwarfs that have stellar masses within 0.05 M of the AGN in question. The top panel of Fig. 13 indicates that, in the very central regions of these NH dwarfs (i.e. within the inner 5 per cent of their effective radii), where the gas is likely to be more susceptible to accretion by the BH, the median gas masses (orange) are more than an order of magnitude larger than what is needed to fuel the LOFAR-detectable simulated sources from our semi-analytical analysis (blue). In other words, an abundant gas supply likely exists within the existing gas reservoirs of nearby dwarfs to drive the observed AGN activity.

Top: Comparison of the central gas masses (within 0.05 Reff) in NH dwarfs (orange) to the total gas accreted on to the BH within the lifetime of the LOFAR-detectable simulated radio sources (blue). The NH dwarfs are mass matched to our AGN sample (middle panel in Fig. 5). Median values and bootstrapped errors are shown using the dashed lines and shaded regions, respectively. The central gas masses far exceed that required for AGN fuelling by more than an order of magnitude, indicating that there is an ample gas supply in the intrinsic gas reservoirs of dwarfs to trigger the observed AGN activity. Bottom: Comparison of the binding energies of the gas reservoirs, within 2 Reff (orange), in NH dwarfs, to the mechanical energy outputted by the full Monte Carlo suite of 10 000 simulated sources (red; the distribution is omitted for clarity) and the LOFAR-detectable (LD) subset (blue). Median values and bootstrapped errors are shown using the dashed vertical lines and shaded regions, respectively. The median mechanical energy output of both the full suite of simulated sources and the LOFAR-detectable subset is higher than the median binding energy of the gas reservoirs by ∼0.8 and ∼2 dex, respectively. The mechanical energy output of AGN in such systems is therefore likely to be able to perform significant amounts of negative feedback as is the case in massive galaxies.
Figure 13.

Top: Comparison of the central gas masses (within 0.05 Reff) in NH dwarfs (orange) to the total gas accreted on to the BH within the lifetime of the LOFAR-detectable simulated radio sources (blue). The NH dwarfs are mass matched to our AGN sample (middle panel in Fig. 5). Median values and bootstrapped errors are shown using the dashed lines and shaded regions, respectively. The central gas masses far exceed that required for AGN fuelling by more than an order of magnitude, indicating that there is an ample gas supply in the intrinsic gas reservoirs of dwarfs to trigger the observed AGN activity. Bottom: Comparison of the binding energies of the gas reservoirs, within 2 Reff (orange), in NH dwarfs, to the mechanical energy outputted by the full Monte Carlo suite of 10 000 simulated sources (red; the distribution is omitted for clarity) and the LOFAR-detectable (LD) subset (blue). Median values and bootstrapped errors are shown using the dashed vertical lines and shaded regions, respectively. The median mechanical energy output of both the full suite of simulated sources and the LOFAR-detectable subset is higher than the median binding energy of the gas reservoirs by ∼0.8 and ∼2 dex, respectively. The mechanical energy output of AGN in such systems is therefore likely to be able to perform significant amounts of negative feedback as is the case in massive galaxies.

We complete our study by comparing the expected binding energy of gas reservoirs in dwarfs to the mechanical energy output of the simulated radio AGN sources. In the bottom panel of Fig. 13, we compare the binding energies of the gas reservoirs of the same mass-matched NH dwarfs (orange) to the mechanical energy output of the LOFAR-detectable simulated sources (light blue). The binding energies are estimated by calculating the gravitational potential of a uniform sphere, using the total mass inside 2 Reff. The mechanical energy output by the radio sources is calculated by multiplying the jet power Q (which is assumed to be constant during the active phase in these semi-analytical models) by the lifetime of the AGN. Median values are shown using the dashed lines while bootstrapped uncertainties are shown using the shaded regions. We also show the median value of the mechanical energy output of all 10 000 sources in our Monte Carlo suite (dark red). We omit the distribution for clarity.

While the LOFAR-detectable simulated sources are consistent with our observed AGN population in terms of their radio luminosities, it is not clear whether the ‘LOFAR-undetected’ sources have counterparts in the real Universe. Nevertheless, given the broad parameter space traced by the Monte Carlo suite, comparing the mechanical energy output of the LOFAR-undetected sources is useful for gauging the general plausibility of feedback in radio AGN within dwarfs, rather than just in the youngest systems. The median mechanical energy output of both the full suite of 10 000 simulated AGN sources (1056.5 erg) and the subset that is LOFAR-detectable (1057.4 erg) are higher than the median binding energy (1055.7 erg) by ∼0.8 and ∼2 dex, respectively. This implies that removal and/or displacement of significant fractions of the gas reservoir via energetic feedback from the AGN is plausible in dwarfs (as is the case in massive galaxies).

In summary, our analysis indicates that special circumstances (e.g. particular environments, the presence of interactions, or higher gas fractions) are not required to trigger the AGN we observe in our dwarf galaxies. Furthermore, an ample gas supply exists within the central regions of the intrinsic gas reservoirs of dwarfs to drive the observed AGN activity. Taken together, this suggests that AGN triggering in this regime is likely to be stochastic in nature. Since there is no reason to believe that the epochs probed in this study are special in terms of triggering AGN in dwarfs, this could be a rather common phenomenon. The young AGN we find in our study are not inconsistent with the short-lived AGN episodes at high accretion rates hypothesized in current theoretical studies, where BHs are unable to grow effectively in dwarfs (Dubois et al. 2015; Habouzit, Volonteri & Dubois 2017). Our inability to observe fainter long-lived AGN at the depth of our LOFAR images makes it difficult to constrain the true lifetime distribution of AGN in dwarfs and put constraints on fuelling and growth of BHs in such galaxies. Observing long-lived AGN, accreting at high fractions of the Eddington rate, would be needed in order to show that BHs in dwarf galaxies can grow efficiently.

It is worth noting that the low AGN fractions reported in many previous studies (e.g. those noted in the introduction) are likely to be driven by the fact that the low-mass BHs in dwarfs are only detectable in existing surveys when they are close to their peak accretion rates, rather than due to a general paucity of AGN activity in dwarf galaxies. It is also for this reason that estimating an AGN fraction in our study is not meaningful. Finally, the potential mechanical energy output of the AGN in our dwarfs is likely to exceed the typical binding energy of their gas reservoirs, making AGN feedback a plausible process in these systems.

6 SUMMARY

Dwarf galaxies dominate the galaxy number density, making them essential to a complete understanding of galaxy evolution. While AGN are thought to play an important role in influencing the evolution of massive galaxies (e.g. via negative feedback that regulates their stellar mass growth), the role of AGN in the dwarf regime is a key question that remains largely unexplored. BH growth within dwarfs in current cosmological simulations is stunted, both due to supernova feedback blowing away ambient gas around the BHs and also because these BHs tend to wander in regions of low gas density (e.g. Dubois et al. 2021). However, it is not clear whether this behaviour is a result of the low spatial resolution of these simulations (and thus the inability to properly resolve the structures close to the BHs themselves) or whether this is an accurate representation of BHs in dwarf galaxies in the real Universe. Observational studies that can offer constraints on such simulations are therefore valuable.

Empirical studies of accreting BHs in dwarf galaxies have been hampered both by the depths of past surveys and by strong selection biases (e.g. dwarfs in shallow surveys, like the SDSS, requiring anomalously high SFRs to be detectable in the first place). Nevertheless, recent observational work has provided a wealth of evidence, not just for the existence of BHs in dwarf galaxies but also for sustained periods of accretion in these systems (both of which were points of significant debate even a decade ago). However, there has remained a lack of insight into the factors and processes that trigger BHs in the dwarf regime, the properties of the AGN themselves (e.g. jet powers and accretion rates) and how the energetics of the AGN compare to the binding energies of the gas reservoirs, which is critical for determining the plausibility of AGN feedback.

In this study, we have combined deep optical and radio data in the ELAIS-NI field, from the HSC-SSP and LOFAR, respectively, to study 78 nearby (z < 0.5) dwarf galaxies that host radio AGN. We have then compared the properties of these AGN to a control sample that is matched in stellar mass and redshift. Our analysis of the characteristics of the AGN has used the predicted gas conditions in dwarfs from a cosmological hydrodynamical simulation as input into a Monte Carlo suite of simulated radio sources from a semi-analytical model for radio galaxy evolution. We have used this to explore the AGN properties (e.g. ages, jet powers, and accretion rates) and compared the expected binding energies of dwarf gas reservoirs to the potential mechanical energy output of the AGN, in order to explore the plausibility of AGN feedback. Our main conclusions are as follows:

  • The local environments of our AGN are similar to that of their control counterparts, with no evidence that the AGN are preferentially closer to massive galaxies. The triggering of these AGN is therefore unlikely to be driven by environmental factors (e.g. higher rates of gas accretion due to a denser local environment or triggering of the internal gas reservoirs of the dwarf AGN hosts due to stronger tidal fields).

  • The fraction of AGN with tidal features, which are indicative of recent interactions, is relatively low (∼6 per cent) and consistent with that in their control counterparts. This suggests that neither mergers with lower mass galaxies nor fly-bys with massive galaxies are the principal triggering process in dwarfs that host AGN.

  • At the redshifts of our AGN, the LOFAR detection limit is close to the peak luminosities of the subset of sources in our Monte Carlo simulation that are LOFAR-detectable. These peak luminosities also decay rapidly, to values fainter than the detection limit, over time-scales of a few tens of Myr. This indicates that the AGN in our study are preferentially young (the median age is only ∼5 Myr).

  • The distributions of SFRs and observed gz colours of the AGN and control samples are consistent with each other. The observed gz colour roughly traces rest-frame ur at our redshifts of interest. Note that, since our AGN are young, the SFRs and colours trace the gas richness of the dwarf host just before the AGN switched on. The consistency in the SFRs and colours suggests that the gas masses that are driving the star formation are similar in the AGN and controls. The AGN are therefore unlikely to be gas-enriched compared to their control counterparts, either due to greater gas availability in their neighbourhoods (which appears consistent with the similarity in local environments described above) or because they are intrinsically more gas-rich.

  • In the subset of the LOFAR-detectable sources in our Monte Carlo suite (which exhibits a similar distribution of radio luminosities as our observed AGN), the median values of the ages, jet powers, and accretion rates (assuming a canonical 10 per cent efficiency) are ∼5 Myr, ∼1035 W, and ∼10−3.4 M yr−1, respectively.

  • The gas masses consumed by these simulated sources are more than an order of magnitude lower than the predicted gas masses in the central regions of their dwarf hosts. There is therefore likely to be an ample internal gas supply to trigger the (relatively low) accretion rates required to drive the AGN seen in our sample.

  • A comparison of the expected binding energies of dwarf gas reservoirs to the mechanical energy input of simulated sources, in both the full Monte Carlo suite and the subset that is LOFAR-detectable, indicates that the binding energies are at least an order of magnitude lower than the mechanical energy available from the AGN. Negative AGN feedback is therefore as plausible in dwarfs as it is in massive galaxies.

  • Our analysis shows that special circumstances (e.g. particular environments, the presence of interactions or higher gas fractions) are not necessary to trigger the AGN in our dwarf galaxies and an ample gas supply likely exists within their intrinsic gas reservoirs to drive the AGN activity. This suggests that AGN triggering in this regime is likely to be stochastic in nature. Furthermore, since there is no reason to believe that the epochs sampled in this study are special in terms of AGN activity in dwarfs, this could be a rather common phenomenon. It is likely that the low AGN fractions reported in some previous studies are driven by the fact that the low-mass BHs in dwarfs are only detectable in existing surveys when they are close to their peak accretion rates, rather than due to a general dearth of AGN activity in dwarf galaxies. Indeed, it is worth recalling here that in very nearby dwarfs (cz < 10 000 km s−1), the fraction of systems that exhibit AGN signatures, can be high (e.g. ∼80 per cent, Dickey et al. 2019).

While the combination of the HSC-SSP and LOFAR has enabled us to the study young AGN in dwarf galaxies, which are close to their peak radio luminosities, forthcoming surveys will enable us to gain deeper insights into the broader population of AGN in dwarf galaxies. LSST, which will offer similar depth to the HSC-SSP Deep layer over around half the sky, will image millions of dwarf galaxies in six optical filters. When combined with radio data from the Square Kilometre Array (SKA; e.g. Dewdney et al. 2009), this will enable uniquely detailed studies of radio AGN in the dwarf regime. Moreover, dwarf galaxies that host an AGN could be studied using LSST data alone, by exploiting their optical variability. The depth of these forthcoming data sets will permit the detection of AGN in lower mass galaxies, with a much broader range of accretion rates and ages, than is possible using current instrumentation.

To conclude, our study suggests that AGN potentially play as significant a role in the evolution of dwarfs as they do in massive galaxies. The implementation of AGN physics in the dwarf regime should be explored in more detail in galaxy formation models. Confrontation of these models with forthcoming surveys, like the LSST and SKA, will be critical for advancing our understanding of how dwarf galaxies form over cosmic time and the role that AGN play in their evolution.

ACKNOWLEDGEMENTS

We are grateful to the anonymous referee for several suggestions that improved the quality of the original manuscript. FD, SK, MH, and RAJ acknowledge support from the STFC [ST/V506709/1, ST/S00615X/1, ST/V000624/1, ST/R504786/1]. KM has been supported by the National Science Centre (UMO-2018/30/E/ST9/00082). RAJ acknowledges support from the Yonsei University Research Fund (Yonsei Frontier Lab. Young Researcher Supporting Program) of 2021 and from the Korean National Research Foundation (NRF-2020R1A2C3003769).

Some of the numerical work made use of the DiRAC Data Intensive service at Leicester, operated by the University of Leicester IT Services, which forms part of the STFC DiRAC HPC Facility (www.dirac.ac.uk). The equipment was funded by BEIS capital funding via STFC capital grants ST/K000373/1 and ST/R002363/1 and STFC DiRAC Operations grant ST/R001014/1. DiRAC is part of the National e-Infrastructure. This research has used the DiRAC facility, jointly funded by the STFC and the Large Facilities Capital Fund of BIS, and has been partially supported by grant Segal ANR- 19-CE31-0017 of the French ANR. This work was granted access to the HPC resources of CINES under the allocations 2013047012, 2014047012 and 2015047012 made by GENCI and was granted access to the high-performance computing resources of CINES under the allocations c2016047637 and A0020407637 from GENCI, and KISTI (KSC-2017-G2-0003). Large data transfer was supported by KREONET, which is managed and operated by KISTI. This work has made use of the Horizon cluster on which the simulation was post-processed, hosted by the Institut d’Astrophysique de Paris. We thank Stephane Rouberol for running it smoothly for us.

The Hyper Suprime-Cam (HSC) collaboration includes the astronomical communities of Japan and Taiwan, and Princeton University. The HSC instrumentation and software were developed by the National Astronomical Observatory of Japan (NAOJ), the Kavli Institute for the Physics and Mathematics of the Universe (Kavli IPMU), the University of Tokyo, the High Energy Accelerator Research Organization (KEK), the Academia Sinica Institute for Astronomy and Astrophysics in Taiwan (ASIAA), and Princeton University. Funding was contributed by the FIRST program from Japanese Cabinet Office, the Ministry of Education, Culture, Sports, Science and Technology (MEXT), the Japan Society for the Promotion of Science (JSPS), Japan Science and Technology Agency (JST), the Toray Science Foundation, NAOJ, Kavli IPMU, KEK, ASIAA, and Princeton University.

This paper makes use of software developed for the Large Synoptic Survey Telescope. We thank the LSST Project for making their code available as free software at http://dm.lsst.org.

The Pan-STARRS1 Surveys (PS1) have been made possible through contributions of the Institute for Astronomy, the University of Hawaii, the Pan-STARRS Project Office, the Max-Planck Society and its participating institutes, the Max Planck Institute for Astronomy, Heidelberg and the Max Planck Institute for Extraterrestrial Physics, Garching, The Johns Hopkins University, Durham University, the University of Edinburgh, Queen’s University Belfast, the Harvard-Smithsonian Center for Astrophysics, the Las Cumbres Observatory Global Telescope Network Incorporated, the National Central University of Taiwan, the Space Telescope Science Institute, the National Aeronautics and Space Administration under Grant No. NNX08AR22G issued through the Planetary Science Division of the NASA Science Mission Directorate, the National Science Foundation under Grant No. AST-1238877, the University of Maryland, and Eotvos Lorand University (ELTE) and the Los Alamos National Laboratory.

Based in part on data collected at the Subaru Telescope and retrieved from the HSC data archive system, which is operated by Subaru Telescope and Astronomy Data Center at National Astronomical Observatory of Japan.

LOFAR, the Low Frequency Array designed and constructed by ASTRON, has facilities in several countries, which are owned by various parties (each with their own funding sources), and are collectively operated by the International LOFAR Telescope (ILT) foundation under a joint scientific policy. The ILT resources have benefited from the following recent major funding sources: CNRS-INSU, Observatoire de Paris and Université d’Orléans, France; BMBF, MIWF-NRW, MPG, Germany; Science Foundation Ireland (SFI), Department of Business, Enterprise and Innovation (DBEI), Ireland; NWO, The Netherlands; the Science and Technology Facilities Council, UK; Ministry of Science and Higher Education, Poland.

Part of this work was carried out on the Dutch national e-infrastructure with the support of the SURF Cooperative through grant e-infra 160022 and 160152. The LOFAR software and dedicated reduction packages on https://github.com/apmechev/GRID_LRT were deployed on the e-infrastructure by the LOFAR e-infragroup, consisting of J. B. R. Oonk (ASTRON & Leiden Observatory), A. P. Mechev (Leiden Observatory) and T. Shimwell (ASTRON) with support from N. Danezi (SURFsara) and C. Schrijvers (SURFsara). This research has made use of the University of Hertfordshire high-performance computing facility (https://uhhpc.herts.ac.uk/) and the LOFAR-UK compute facility, located at the University of Hertfordshire and supported by STFC [ST/P000096/1]. The Jülich LOFAR Long Term Archive and the German LOFAR network are both coordinated and operated by the Jülich Supercomputing Centre (JSC), and computing resources on the supercomputer JUWELS at JSC were provided by the Gauss Centre for supercomputing e.V. (grant CHTB00) through the John von Neumann Institute for Computing (NIC). This research made use of astropy, a community-developed core python package for astronomy (Astropy Collaboration 2013) hosted at http://www.astropy.org/, and of matplotlib (Hunter 2007).

DATA AVAILABILITY

The sample of AGN used in this paper can be accessed from https://tinyurl.com/davis-dwarfagn.

Footnotes

2

The DEmP code employs polynomial fitting from 40-nearest neighbours in training sets, weighted by the separation from the galaxy in question in colour–magnitude space. The galaxies in the training sets, which include AGN, either have spectroscopic redshifts (see Hsieh & Yee 2014 for the data bases used) or highly accurate photometric redshifts (e.g. Laigle et al. 2016). The probability distributions for the derived quantities are calculated by propagating the photometric uncertainties via Monte Carlo simulations and the training set sampling uncertainties, using bootstrapping. In the latest HSC DEmP photo-z release, the shape/size measurements of galaxies are also included in the inputs, which improves the photometric redshift quality (Hsieh, private communication). DEmP achieves bias = −0.003, scatter = 0.019, outlier rate = 5.9 per cent for galaxies with i < 24.5 (at HSC Wide depth).

3

It is worth noting that these fractions agree well with the fraction of dwarfs that are predicted to be morphologically disturbed in cosmological simulations at late epochs (∼5 per cent, Martin et al. 2021).

4

Cameron (2011) provides a method of calculating accurate Bayesian binomial confidence intervals using the quantiles of the beta distribution. These are typically more accurate than simpler methods, like using the normal approximation, which can misrepresent the degree of statistical uncertainty that is present under the sampling conditions often encountered in astronomical surveys.

5

It is worth noting here that, since our AGN are preferentially young and their radio luminosities are likely to decay rapidly, it is plausible that a fraction of the dwarfs in the control sample do in fact host faint AGN that fall below the detection threshold of LOFAR.

6

This is simply in analogy with the radiative efficiency generically used to estimate accretion rate from bolometric luminosity. However, jet efficiency can be very different from this value, by up to an order of magnitude (Russell et al. 2013; Nemmen & Tchekhovskoy 2015).

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