Abstract

Breakthrough candidemia (BrC) is a significant problem in immunocompromised patients, particularly those with hematological disorders. To assess the characteristics of BrC in patients with hematologic disease treated with novel antifungal agents, we collected clinical and microbiological information on said patients from 2009 to 2020 in our institution. Forty cases were identified, of which 29 (72.5%) received hematopoietic stem cell transplant (HSCT)-related therapy. At BrC onset, the most administered class of antifungal agents were echinocandins, administered to 70% of patients. Candida guilliermondii complex was the most frequently isolated species (32.5%), followed by C. parapsilosis (30%). These two isolates were echinocandin-susceptible in vitro but had naturally occurring FKS gene polymorphisms that reduced echinocandin susceptibility. Frequent isolation of these echinocandin-reduced-susceptible strains in BrC may be associated with the widespread use of echinocandins. In this study, the 30-day crude mortality rate in the group receiving HSCT-related therapy was significantly higher than in the group not receiving it (55.2% versus 18.2%, P = .0297). Most patients affected by C. guilliermondii complex BrC (92.3%) received HSCT-related therapy and had a 30-day mortality rate of 53.8%; despite treatment administration, 3 of 13 patients had persistent candidemia. Based on our results, C. guilliermondii complex BrC is a potentially fatal condition in patients receiving HSCT-related therapy with echinocandin administration.

Lay Summary

This retrospective study was conducted at a Japanese center specializing in hematopoietic stem cell transplants and found that the rare pathogen Candida guilliermondii complex was the most common cause of breakthrough candidemia, with high mortality rate, which is a concern for transplant patients.

Introduction

Invasive fungal infections (IFIs) are life-threatening issues in immunocompromised hosts, particularly patients with hematological disease. Thus, antifungal prophylaxis is regularly used in patients with hematological disease to prevent IFIs.1–4 These antifungal treatments can decrease the prevalence of IFI and IFI-related mortality.5–9 However, since the 1990s, they have resulted in breakthrough IFIs,10, 11 which need more attention because new antifungal therapies, such as prophylaxis and novel immunomodulating agents, make diagnosing IFIs difficult.12–14 Breakthrough candidemia (BrC) is one of the most important and prevalent breakthrough IFIs. Despite numerous reports on the epidemiology, risk factors, and prognosis of BrC,15–22 the epidemiology of IFIs has changed since newer antifungal agents have become available,23 particularly those of the echinocandin class.24 In addition, emergence of some resistant Candida species, such as C. glabrata and C. auris,25, 26 and regional differences in resistance rates27–29 may influence the epidemiology of BrC. Indeed, several cases of BrC caused by the rare pathogen C. guilliermondii complex have been identified in hematological patients at our institution in recent years. Candida guilliermondii complex is an uncommon Candida species rarely observed to cause fungemia.30 Apart from case reports and small surveys,15, 20, 31–33 there is little information regarding BrC involving C. guilliermondii complex among patients with hematological disease. Therefore, to clarify the clinical and microbiological information of BrC, particularly associated with respect to the C. guilliermondii complex, we conducted a retrospective study on BrC in hematological patients at our institution from 2009 to 2020.

Materials and methods

Patients and data collection

We conducted a retrospective analysis on BrC among patients with hematological disease admitted at Kyushu University Hospital (a 1275-bed tertiary teaching hospital in Fukuoka, Japan) between January 2009 and December 2020. We included inpatients undergoing treatments for hematological disease and related conditions, including graft-versus-host disease. Medical records were reviewed for collection of the following clinical information: underlying hematological disease and treatment, clinical symptoms at BrC onset, prior antifungal exposure, antifungal treatment, and outcomes after BrC diagnosis, risk factors for candidemia, including use of corticosteroid and other immunosuppressive agents, central venous catheter (CVC) insertion, abdominal operation, intensive care unit (ICU) stay, use of broad-spectrum antimicrobial agents, and neutropenia. This study was approved by the institutional review board of Kyushu University Hospital (approval no. 22223-00).

Definitions

Candidemia was defined as the isolation of any Candida species from ≥1 blood culture set from a patient with signs and symptoms of infection. BrC was defined as candidemia in patients receiving systemic antifungal agents for ≥3 days before the first positive blood culture.34 If the same Candida species was detected within 4 weeks in the same patient, then it was considered to be the same episode.35, 36 Sustained candidemia was defined as candidemia persisting for >2 weeks. Recurrence of candidemia was considered when a blood culture became negative and the same Candida species was detected again >4 weeks after the initial detection. Septic shock was defined as sepsis-induced hypotension persisting despite adequate fluid resuscitation.37 The serum (1, 3)-beta-D-glucan (BDG) level at onset was defined as the BDG level measured within 3 days before and after the onset of candidemia. The Wako turbidimetric assay (Wako Pure Chemical Industries, Tokyo, Japan) was used to measure the serum BDG level using the cutoff values for positivity recommended by the manufacturer (11 pg/ml).15 Neutropenia and severe neutropenia were defined as absolute neutrophil counts of ≤500 cells/µl and ≤100 cells/µl, respectively.15 Broad-spectrum antimicrobial agents included carbapenem, fourth-generation cephalosporin, and piperacillin/tazobactam. The choice of antifungal treatment was under the discretion of each physician in all cases.

Microbiological tests

Blood culture samples were processed using a BacT/Alert system (bioMérieux Japan Ltd, Tokyo, Japan, from January 2009 to March 2013) and a BACTEC FX system (Nippon Becton Dickinson Company Ltd, Tokyo, Japan, from April 2013 to December 2020). Positive samples for yeast according to a gram stain were subcultured on Sabouraud dextrose agar (Nippon Becton Dickinson Company, Ltd, Japan) at 35°C for 48 h. These isolates were initially identified by VITEK 2 YST ID Card (bioMérieux Japan Ltd, from January 2009 to March 2013) and matrix-assisted laser desorption/ionization time-of-flight MALDI VITEK MS (bioMérieux Japan Ltd, from April 2013 to December 2020). Breakthrough Candida isolates were stored at −80°C, and molecular identification was conducted by sequencing of the internal transcribed spacer region according to the CLSI MM18-A protocol.

An antifungal susceptibility test was performed using broth microdilution methods with a commercial kit ASTY (Kyokuto Pharmaceutical Industrial, Tokyo, Japan) following the manufacturer’s instructions. For the four species (C. albicans, C. glabrata, C. krusei, and C. parapsilosis), minimal inhibitory concentration (MIC) results were interpreted following the Clinical and Laboratory Standards Institute (CLSI) clinical breakpoints (CBPs) according to the CLSI M27-S4 standard. For agents without species-specific CBPs, epidemiological cutoff values (ECVs) were applied.38 The MIC interpretation for C. nivariensis was determined according to CLSI standards for C. glabrata. In this study, we defined non-susceptible strains as those whose susceptibility test results were determined other than susceptible by CBPs and non-wild type by ECVs. Candida parapsilosis ATCC 22019 was tested as a quality control for every new lot.

In addition, we performed screening of mutations in hot spot regions of FKS genes. The FKS1 hot spot 1 (HS1) and hot spot 2 (HS2) regions were sequenced for all breakthrough Candida isolates. In addition, FKS2 HS1 and HS2 regions were also analyzed in C. glabrata. Polymerase chain reaction amplification was conducted using two sets of primers previously described (https://doi.org/10.3030/642095).25, 39

Statistical analysis

Continuous data are expressed as the median and interquartile range (IQR), and categorical data are described by the count and percentage. The Mann–Whitney U-test was used to compare continuous variables, and the Fisher’s exact test was used to compare categorical variables. The survival curves at 30 days were calculated using the Kaplan–Meier method, and differences between curves were evaluated using the log-rank test. A P-value < .05 was considered statistically significant. All statistical tests were conducted using EZR.40

Results

Characteristics of BrC in hematological patients

From January 2009 to December 2020, 48 episodes of fungemia (44 candidemia, 2 fusariosis, and 2 trichsporonemia) were detected in patients with hematological disease at Kyushu University Hospital. A total of 40 cases of candidemia in 39 patients met the definition of BrC. Only one patient developed two episodes of BrC (due to C. lusitaniae and C. parapsilosis, respectively) during the study period. The clinical characteristics of the 40 episodes are shown in Table 1. The median age at BrC onset was 55.5 years (IQR, 44–64 years). Of the underlying hematological diseases, myeloid and lymphatic malignancies accounted for 47.5% and 50% of cases, respectively. Of all, 29 cases (29/40, 72.5%) occurred during hematopoietic stem cell transplantation (HSCT)-related treatment; 14 patients (14/40, 35.0%) had received multiple HSCT. In the case of HSCT-related BrC, 18 cases (18/40, 45.0%) occurred during the HSCT conditioning or pre-engraftment period, whereas 11 other patients (11/40, 27.5%) developed BrC during the post-engraftment period. The other 11 BrC episodes developed during HSCT non-related treatment (eight cases of chemotherapy for lymphoma and three of induction therapy for acute myeloid leukemia, respectively). The prevalence of risk factors for candidemia in our BrC patients is shown in Table 1. The presence of a CVC, total parenteral nutrition, and use of broad-range antimicrobial agents were observed in almost all cases (40/40, 100%; 36/40, 90%; and 39/40, 97.5%, respectively). Over half of the patients had immunosuppressive therapy, neutropenia, and mucositis.

Table 1.

Clinical characteristics of 40 BrC cases.

CharacteristicResult (n = 40)
Age, median years (IQR)55.5 (44–64)
Gender, male23 (57.5%)
Underlying hematological disease
 Myeloid malignancy19 (47.5%)
 Lymphoid malignancy20 (50%)
 Other1 (2.5%)
Treatment of hematological disease
 HSCT related29 (72.5%)
  BrC onset after HSCT, median days (IQR)50 (16–106)
  Conditioning5 (12.5%)
  Pre-engraftment13 (32.5%)
  Post-engraftment11 (27.5%)
   GVHD5 (12.5%)
   Relapse3 (7.5%)
   Other supportive therapy3 (7.5%)
  Prior transplantation14 (35%)
 HSCT non-related11 (27.5%)
  Leukemia induction therapy/Other chemotherapy3/8 (7.5%/20%)
Risk factors for candidemia
  Immunosupression
   Neutropenia/severe neutropenia23/20 (57.5%/50%)
   Systemic corticosteroids29 (72.5%)
   Other immunosuppressive agents26 (65%)
  Central venous catheter/total parenteral nutrition40/36 (100%/90%)
  Broad-spectrum antimicrobial agents39 (97.5%)
  ICU stay (previous 30 days)10 (25%)
  Abdominal operation (previous 30 days)1 (2.5%)
  Mucositis21 (52.5%)
Complications
  Endophthalmitis1 (2.5%)
  Meningitis1 (2.5%)
Serum (1,3)-beta-D-glucan (≥11 pg/μl)20 (50%)
Death within 30 days after BrC onset18 (45%)
CharacteristicResult (n = 40)
Age, median years (IQR)55.5 (44–64)
Gender, male23 (57.5%)
Underlying hematological disease
 Myeloid malignancy19 (47.5%)
 Lymphoid malignancy20 (50%)
 Other1 (2.5%)
Treatment of hematological disease
 HSCT related29 (72.5%)
  BrC onset after HSCT, median days (IQR)50 (16–106)
  Conditioning5 (12.5%)
  Pre-engraftment13 (32.5%)
  Post-engraftment11 (27.5%)
   GVHD5 (12.5%)
   Relapse3 (7.5%)
   Other supportive therapy3 (7.5%)
  Prior transplantation14 (35%)
 HSCT non-related11 (27.5%)
  Leukemia induction therapy/Other chemotherapy3/8 (7.5%/20%)
Risk factors for candidemia
  Immunosupression
   Neutropenia/severe neutropenia23/20 (57.5%/50%)
   Systemic corticosteroids29 (72.5%)
   Other immunosuppressive agents26 (65%)
  Central venous catheter/total parenteral nutrition40/36 (100%/90%)
  Broad-spectrum antimicrobial agents39 (97.5%)
  ICU stay (previous 30 days)10 (25%)
  Abdominal operation (previous 30 days)1 (2.5%)
  Mucositis21 (52.5%)
Complications
  Endophthalmitis1 (2.5%)
  Meningitis1 (2.5%)
Serum (1,3)-beta-D-glucan (≥11 pg/μl)20 (50%)
Death within 30 days after BrC onset18 (45%)

Data are the number. (%) of cases, unless otherwise indicated.

BrC, breakthrough candidemia; IQR, interquartile range; HSCT, hematopoietic stem cell transplantation; GVHD, graft versus host disease; ICU, intensive care unit.

Table 1.

Clinical characteristics of 40 BrC cases.

CharacteristicResult (n = 40)
Age, median years (IQR)55.5 (44–64)
Gender, male23 (57.5%)
Underlying hematological disease
 Myeloid malignancy19 (47.5%)
 Lymphoid malignancy20 (50%)
 Other1 (2.5%)
Treatment of hematological disease
 HSCT related29 (72.5%)
  BrC onset after HSCT, median days (IQR)50 (16–106)
  Conditioning5 (12.5%)
  Pre-engraftment13 (32.5%)
  Post-engraftment11 (27.5%)
   GVHD5 (12.5%)
   Relapse3 (7.5%)
   Other supportive therapy3 (7.5%)
  Prior transplantation14 (35%)
 HSCT non-related11 (27.5%)
  Leukemia induction therapy/Other chemotherapy3/8 (7.5%/20%)
Risk factors for candidemia
  Immunosupression
   Neutropenia/severe neutropenia23/20 (57.5%/50%)
   Systemic corticosteroids29 (72.5%)
   Other immunosuppressive agents26 (65%)
  Central venous catheter/total parenteral nutrition40/36 (100%/90%)
  Broad-spectrum antimicrobial agents39 (97.5%)
  ICU stay (previous 30 days)10 (25%)
  Abdominal operation (previous 30 days)1 (2.5%)
  Mucositis21 (52.5%)
Complications
  Endophthalmitis1 (2.5%)
  Meningitis1 (2.5%)
Serum (1,3)-beta-D-glucan (≥11 pg/μl)20 (50%)
Death within 30 days after BrC onset18 (45%)
CharacteristicResult (n = 40)
Age, median years (IQR)55.5 (44–64)
Gender, male23 (57.5%)
Underlying hematological disease
 Myeloid malignancy19 (47.5%)
 Lymphoid malignancy20 (50%)
 Other1 (2.5%)
Treatment of hematological disease
 HSCT related29 (72.5%)
  BrC onset after HSCT, median days (IQR)50 (16–106)
  Conditioning5 (12.5%)
  Pre-engraftment13 (32.5%)
  Post-engraftment11 (27.5%)
   GVHD5 (12.5%)
   Relapse3 (7.5%)
   Other supportive therapy3 (7.5%)
  Prior transplantation14 (35%)
 HSCT non-related11 (27.5%)
  Leukemia induction therapy/Other chemotherapy3/8 (7.5%/20%)
Risk factors for candidemia
  Immunosupression
   Neutropenia/severe neutropenia23/20 (57.5%/50%)
   Systemic corticosteroids29 (72.5%)
   Other immunosuppressive agents26 (65%)
  Central venous catheter/total parenteral nutrition40/36 (100%/90%)
  Broad-spectrum antimicrobial agents39 (97.5%)
  ICU stay (previous 30 days)10 (25%)
  Abdominal operation (previous 30 days)1 (2.5%)
  Mucositis21 (52.5%)
Complications
  Endophthalmitis1 (2.5%)
  Meningitis1 (2.5%)
Serum (1,3)-beta-D-glucan (≥11 pg/μl)20 (50%)
Death within 30 days after BrC onset18 (45%)

Data are the number. (%) of cases, unless otherwise indicated.

BrC, breakthrough candidemia; IQR, interquartile range; HSCT, hematopoietic stem cell transplantation; GVHD, graft versus host disease; ICU, intensive care unit.

Isolated Candida species

The Candida species causative of BrC are shown in Table 2. Candida guilliermondii complex (13/40, 32.5%) was the most frequent isolate, followed by C. parapsilosis (12/40, 30%), C. krusei (4/40, 10%), C. albicans (3/40, 7.5%), C. lusitaniae (3/40, 7.5%), C. nivariensis (2/40, 5%), C. glabrata (1/40, 2.5%), C. kefyr (1/40, 2.5%), and C. rugosa (1/40, 2.5%).

Table 2.

Candida species distribution.

Species= 40
C. guilliermondii complex13 (32.5%)
C. parapsilosis12 (30%)
C. krusei4 (10%)
C. albicans3 (7.5%)
C. lusitaniae3 (7.5%)
C. nivariensis2 (5%)
C. glabrata1 (2.5%)
C. kefyr1 (2.5%)
C. rugosa1 (2.5%)
Species= 40
C. guilliermondii complex13 (32.5%)
C. parapsilosis12 (30%)
C. krusei4 (10%)
C. albicans3 (7.5%)
C. lusitaniae3 (7.5%)
C. nivariensis2 (5%)
C. glabrata1 (2.5%)
C. kefyr1 (2.5%)
C. rugosa1 (2.5%)
Table 2.

Candida species distribution.

Species= 40
C. guilliermondii complex13 (32.5%)
C. parapsilosis12 (30%)
C. krusei4 (10%)
C. albicans3 (7.5%)
C. lusitaniae3 (7.5%)
C. nivariensis2 (5%)
C. glabrata1 (2.5%)
C. kefyr1 (2.5%)
C. rugosa1 (2.5%)
Species= 40
C. guilliermondii complex13 (32.5%)
C. parapsilosis12 (30%)
C. krusei4 (10%)
C. albicans3 (7.5%)
C. lusitaniae3 (7.5%)
C. nivariensis2 (5%)
C. glabrata1 (2.5%)
C. kefyr1 (2.5%)
C. rugosa1 (2.5%)

Antifungal therapy at BrC onset

Tables 3 and 4 show the antifungal therapy at BrC onset. Micafungin (MCF, 15 cases), caspofungin (CPF, 9 cases), liposomal amphotericin B (L-AMB, 6 cases), fluconazole (FLC, 3 cases), voriconazole (VCZ, 3 cases), CPF plus L-AMB (2 cases), CPF plus FLC (1 case), and CPF plus VCZ (1 case) were administered when BrC occurred. The most administered class of antifungal agents were echinocandins, which were administered in 70% of all cases. The next most common were L-AMB (25%), and azoles (20%). Six patients (15%) received antifungal agents (FLC, 3 patients; MCF, 3 patients) at lower than therapeutic doses. The remaining 34 patients (85%), including one case who received a reduced corrected dose of antifungal medication due to hepatic dysfunction, developed BrC despite receiving therapeutic doses. The median time of prior antifungal treatment was 31 days (IQR, 19–44.5 days).

Table 3.

Antifungal therapy at the onset of BrC.

Antifungal therapyn = 40
Single antifungal agent therapy36 (90%)
 Echinocandin24 (60%)
   MCF15 (37.5%)
  CPF9 (22.5%)
 Azole6 (15%)
   FLC3 (7.5%)
   VCZ3 (7.5%)
 L-AMB6 (15%)
Combination therapy4 (10%)
Dose of antifungal agentsa
 Low dose6 (15%)
 Therapeutic dose34 (85%)
Duration of antifungal therapy, median days (IQR)31 (19–45)
Antifungal therapyn = 40
Single antifungal agent therapy36 (90%)
 Echinocandin24 (60%)
   MCF15 (37.5%)
  CPF9 (22.5%)
 Azole6 (15%)
   FLC3 (7.5%)
   VCZ3 (7.5%)
 L-AMB6 (15%)
Combination therapy4 (10%)
Dose of antifungal agentsa
 Low dose6 (15%)
 Therapeutic dose34 (85%)
Duration of antifungal therapy, median days (IQR)31 (19–45)

Data are the number. (%) of cases, unless otherwise indicated.

BrC, breakthrough candidemia; MCF, micafungin; CPF, caspofungin; FLC, fluconazole; VCZ, voriconazole; L-AMB, liposomal amphotericin B; IQR, interquartile range.

a

The therapeutic dose refers to FCZ ≥ 400 mg/day, MCF ≥ 100 mg/day, CAS ≥ 50 mg/day, and L-AMB ≥ 2 mg/kg/day for each drug. The low dose was less than the therapeutic dose. Dose reduction due to liver dysfunction is included in the therapeutic dose.

Table 3.

Antifungal therapy at the onset of BrC.

Antifungal therapyn = 40
Single antifungal agent therapy36 (90%)
 Echinocandin24 (60%)
   MCF15 (37.5%)
  CPF9 (22.5%)
 Azole6 (15%)
   FLC3 (7.5%)
   VCZ3 (7.5%)
 L-AMB6 (15%)
Combination therapy4 (10%)
Dose of antifungal agentsa
 Low dose6 (15%)
 Therapeutic dose34 (85%)
Duration of antifungal therapy, median days (IQR)31 (19–45)
Antifungal therapyn = 40
Single antifungal agent therapy36 (90%)
 Echinocandin24 (60%)
   MCF15 (37.5%)
  CPF9 (22.5%)
 Azole6 (15%)
   FLC3 (7.5%)
   VCZ3 (7.5%)
 L-AMB6 (15%)
Combination therapy4 (10%)
Dose of antifungal agentsa
 Low dose6 (15%)
 Therapeutic dose34 (85%)
Duration of antifungal therapy, median days (IQR)31 (19–45)

Data are the number. (%) of cases, unless otherwise indicated.

BrC, breakthrough candidemia; MCF, micafungin; CPF, caspofungin; FLC, fluconazole; VCZ, voriconazole; L-AMB, liposomal amphotericin B; IQR, interquartile range.

a

The therapeutic dose refers to FCZ ≥ 400 mg/day, MCF ≥ 100 mg/day, CAS ≥ 50 mg/day, and L-AMB ≥ 2 mg/kg/day for each drug. The low dose was less than the therapeutic dose. Dose reduction due to liver dysfunction is included in the therapeutic dose.

Table 4.

Summary of BrC by class of prior antifungal agents.

No.Hematological diseaseHSCTPrior antifungal therapyCandida speciesMIC (μg/ml)Susceptibility for prior antifungal agentsFksp amino acid substitutionβ-D-glucan (≥11 pg/μl)Treatment after BrC diagnosisOutcome at 30 days
Antifungal agentsDuration (days)FLCVCZMCFCPFAMBFks1 HS1Fks1 HS2Fks2 HS1Fks2 HS2
1MLFLC 100 mg12C. albicans0.5≤0.0150.030.51SWTWT+VCZAlive
2ALL+F-FLC 200 mg8C. albicans0.5≤0.015≤0.030.50.5SWTWT+L-AMBDeceased
3AMLFLC 200 mg21C. krusei≥12810.250.51non-WTWTWT+MCF → MCF + L-AMBAlive
4AML+VCZ 400 mg91C. krusei>64>80.12511NSWTWT+VCZ + MCFDeceased
5AML+VCZ 400 mg105C. lusitaniae≥12840.060.50.5non-WTWTWT+Died before BrC diagnosisDeceased
6AML+VCZ 400 mg58C. guilliermondii≥128≥160.510.5non-WTWTWTCPF + L-AMBDeceased
7ML+MCF 75 mg d14C. glabrata40.25140.5NSS629PWTWTWTMCF + L-AMBDeceased
8MDS+MCF 300 mg32C. albicans1≤0.015140.5NSS645PWT+L-AMBAlive
9MDS+MCF 75 mg27C. guilliermondii6410.2510.5SWTWT-L-AMBDeceased
10AML-MRC+MCF 150 mg30C. guilliermondii160.50.060.50.5SWTWTL-AMBDeceased
11AML+MCF 50 mg42C. guilliermondii80.250.2510.5SWTWT+L-AMBAlive
12AML+MCF 50 mg38C. guilliermondii80.250.250.51SWTWTL-AMBDeceased
13AML+MCF 150 mg54C. guilliermondii40.1250.1250.50.5SWTWTL-AMBAlive
14MDS+MCF 150 mg63C. parapsilosis20.06110.5SWTWT+L-AMBDeceased
15ML+MCF 150 mg31C. parapsilosis10.030.511SWTWT+VCZ → L-AMBAlive
16ALL+MCF 150 mg79C. parapsilosis20.06220.5SWTWTL-AMB → FLCAlive
17ML+MCF 150 mg63C. parapsilosis10.030.511SWTWT+L-AMBAlive
18MLMCF 150 mg23C. parapsilosis10.030.510.5SWTWTL-AMBAlive
19AMLMCF 150 mg21C. parapsilosis10.030.511SWTWTMCF (continued same drug)Alive
20ML+MCF 150 mg63C. lusitaniae2≤0.0150.250.51SWTWTL-AMB → VCZDeceased
21MLMCF 150 mg10C. krusei≥12810.12511SWTWTMCF (continued same drug)Alive
22ALL+CPF 50 mg32C. kefyr0.5≤0.015121non-WTF651SWTL-AMB + VCZAlive
23AMLCPF 50 mg20C. parapsilosis0.5≤0.015111SWTWTL-AMBAlive
24AML+CPF 50 mg91C. parapsilosis80.125110.5SWTWT+L-AMB → VCZAlive
25MLCPF 50 mg10C. parapsilosis10.030.50.50.5SWTWT+CPF + L-AMB → CPF + VCZDeceased
26MLCPF 50 mg3C. parapsilosis20.030.250.50.5SWTWT+L-AMB → FLCAlive
27ATLCPF 50 mg54C. parapsilosis1≤0.0150.510.5SWTWTCPF + FLCZAlive
28ML+CPF 50 mg21C. parapsilosis10.030.511SWTWTL-AMBAlive
29 aMPN+CPF 50 mg26C. guilliermondii80.5211SWTWT+CPF + L-AMB → CPF + VCZAlive
30 bMLCPF 50 mg40C. guilliermondii80.250.1250.250.5SWTWTL-AMBDeceased
31AML+L-AMB 2.5 mg/kg42C. krusei640.50.1250.51WTWTWT+MCF + L-AMBDeceased
32MM+L-AMB 2 mg/kg14C. rugosa40.068161InconclusiveeWTWTMCF + L-AMB → MCF + VCZDeceased
33ML+L-AMB 2.5 mg/kg5C. guilliermondii0.50.250.250.51WTWTWTDied before BrC diagnosisDeceased
34MLL-AMB 3 mg/kg32C. lusitaniae20.030.50.251WTWTWT+MCF + L-AMB → MCF + VCZAlive
35 cAML+L-AMB 2.5 mg/kg44C. guilliermondii410.511WTWTWTMCF + VCZAlive
36AML-MRC+L-AMB 2 mg/kg20C. guilliermondii160.50.1250.50.25WTWTWTL-AMB → L-AMB + CPFAlive
37ML+CPF 50 mg + VRC 100 mg35C. nivariensis≥12840.060.51NS/non-WTWTWT+CPF + VCZ → L-AMBDeceased
38ALL+CPF 50 mg + FLC 200 mg7C. guilliermondii160.50.1250.51S/non-WTWTWT+L-AMBDeceased
39ML+CPF 50 mg + L-AMB 1 mg/kg4C. nivariensis20.060.520.5NS/WTWTWT+CPF + L-AMBDeceased
40DBS+CPF 50 mg + L-AMB 3 mg/kg8C. guilliermondii1≤0.0150.50.51S/WTWTWT+CPF + VCZAlive
No.Hematological diseaseHSCTPrior antifungal therapyCandida speciesMIC (μg/ml)Susceptibility for prior antifungal agentsFksp amino acid substitutionβ-D-glucan (≥11 pg/μl)Treatment after BrC diagnosisOutcome at 30 days
Antifungal agentsDuration (days)FLCVCZMCFCPFAMBFks1 HS1Fks1 HS2Fks2 HS1Fks2 HS2
1MLFLC 100 mg12C. albicans0.5≤0.0150.030.51SWTWT+VCZAlive
2ALL+F-FLC 200 mg8C. albicans0.5≤0.015≤0.030.50.5SWTWT+L-AMBDeceased
3AMLFLC 200 mg21C. krusei≥12810.250.51non-WTWTWT+MCF → MCF + L-AMBAlive
4AML+VCZ 400 mg91C. krusei>64>80.12511NSWTWT+VCZ + MCFDeceased
5AML+VCZ 400 mg105C. lusitaniae≥12840.060.50.5non-WTWTWT+Died before BrC diagnosisDeceased
6AML+VCZ 400 mg58C. guilliermondii≥128≥160.510.5non-WTWTWTCPF + L-AMBDeceased
7ML+MCF 75 mg d14C. glabrata40.25140.5NSS629PWTWTWTMCF + L-AMBDeceased
8MDS+MCF 300 mg32C. albicans1≤0.015140.5NSS645PWT+L-AMBAlive
9MDS+MCF 75 mg27C. guilliermondii6410.2510.5SWTWT-L-AMBDeceased
10AML-MRC+MCF 150 mg30C. guilliermondii160.50.060.50.5SWTWTL-AMBDeceased
11AML+MCF 50 mg42C. guilliermondii80.250.2510.5SWTWT+L-AMBAlive
12AML+MCF 50 mg38C. guilliermondii80.250.250.51SWTWTL-AMBDeceased
13AML+MCF 150 mg54C. guilliermondii40.1250.1250.50.5SWTWTL-AMBAlive
14MDS+MCF 150 mg63C. parapsilosis20.06110.5SWTWT+L-AMBDeceased
15ML+MCF 150 mg31C. parapsilosis10.030.511SWTWT+VCZ → L-AMBAlive
16ALL+MCF 150 mg79C. parapsilosis20.06220.5SWTWTL-AMB → FLCAlive
17ML+MCF 150 mg63C. parapsilosis10.030.511SWTWT+L-AMBAlive
18MLMCF 150 mg23C. parapsilosis10.030.510.5SWTWTL-AMBAlive
19AMLMCF 150 mg21C. parapsilosis10.030.511SWTWTMCF (continued same drug)Alive
20ML+MCF 150 mg63C. lusitaniae2≤0.0150.250.51SWTWTL-AMB → VCZDeceased
21MLMCF 150 mg10C. krusei≥12810.12511SWTWTMCF (continued same drug)Alive
22ALL+CPF 50 mg32C. kefyr0.5≤0.015121non-WTF651SWTL-AMB + VCZAlive
23AMLCPF 50 mg20C. parapsilosis0.5≤0.015111SWTWTL-AMBAlive
24AML+CPF 50 mg91C. parapsilosis80.125110.5SWTWT+L-AMB → VCZAlive
25MLCPF 50 mg10C. parapsilosis10.030.50.50.5SWTWT+CPF + L-AMB → CPF + VCZDeceased
26MLCPF 50 mg3C. parapsilosis20.030.250.50.5SWTWT+L-AMB → FLCAlive
27ATLCPF 50 mg54C. parapsilosis1≤0.0150.510.5SWTWTCPF + FLCZAlive
28ML+CPF 50 mg21C. parapsilosis10.030.511SWTWTL-AMBAlive
29 aMPN+CPF 50 mg26C. guilliermondii80.5211SWTWT+CPF + L-AMB → CPF + VCZAlive
30 bMLCPF 50 mg40C. guilliermondii80.250.1250.250.5SWTWTL-AMBDeceased
31AML+L-AMB 2.5 mg/kg42C. krusei640.50.1250.51WTWTWT+MCF + L-AMBDeceased
32MM+L-AMB 2 mg/kg14C. rugosa40.068161InconclusiveeWTWTMCF + L-AMB → MCF + VCZDeceased
33ML+L-AMB 2.5 mg/kg5C. guilliermondii0.50.250.250.51WTWTWTDied before BrC diagnosisDeceased
34MLL-AMB 3 mg/kg32C. lusitaniae20.030.50.251WTWTWT+MCF + L-AMB → MCF + VCZAlive
35 cAML+L-AMB 2.5 mg/kg44C. guilliermondii410.511WTWTWTMCF + VCZAlive
36AML-MRC+L-AMB 2 mg/kg20C. guilliermondii160.50.1250.50.25WTWTWTL-AMB → L-AMB + CPFAlive
37ML+CPF 50 mg + VRC 100 mg35C. nivariensis≥12840.060.51NS/non-WTWTWT+CPF + VCZ → L-AMBDeceased
38ALL+CPF 50 mg + FLC 200 mg7C. guilliermondii160.50.1250.51S/non-WTWTWT+L-AMBDeceased
39ML+CPF 50 mg + L-AMB 1 mg/kg4C. nivariensis20.060.520.5NS/WTWTWT+CPF + L-AMBDeceased
40DBS+CPF 50 mg + L-AMB 3 mg/kg8C. guilliermondii1≤0.0150.50.51S/WTWTWT+CPF + VCZAlive

In the MIC columns, shaded areas indicate the antifungal agents administrated at the onset of breakthrough candidemia. MIC values higher than the CBPs or ECVs are shown in bold. The CBPs and ECVs are listed in Table S1. HSCT, hematopietic stem cell transplantation; MIC, minimal inhibitory concentration; FLC, fluconazole; F-FLC, fosfluconazole; VCZ, voriconazole; MCF, micafungin; CPF, caspofungin; AMB, amphotericin B; L-AMB, liposomal amphotericin B; ALL, acute lymphoblastic leukemia; AML, acute myeloid leukemia: AML-MRC, AML with myelodysplasia-related changes; MDS, myelodysplastic syndromes; ML, malignant lymphoma; MPN, myeloproliferative neoplasms; DBS, Diamond-Blackfan syndrome; S, susceptible; NS, non-susceptible; WT, wild-type; non-WT, non-wild type; X##X = amino acid, position, amino acid substitute; ‘… ’ = not tested.

a, b, and c

Sustained candidemia (≥14 days) cases.

c

Recurrence of candidemia case.

d

Dose reduction due to liver dysfunction.

e

No criteria to determine drug susceptibility to C. rugosa.

Table 4.

Summary of BrC by class of prior antifungal agents.

No.Hematological diseaseHSCTPrior antifungal therapyCandida speciesMIC (μg/ml)Susceptibility for prior antifungal agentsFksp amino acid substitutionβ-D-glucan (≥11 pg/μl)Treatment after BrC diagnosisOutcome at 30 days
Antifungal agentsDuration (days)FLCVCZMCFCPFAMBFks1 HS1Fks1 HS2Fks2 HS1Fks2 HS2
1MLFLC 100 mg12C. albicans0.5≤0.0150.030.51SWTWT+VCZAlive
2ALL+F-FLC 200 mg8C. albicans0.5≤0.015≤0.030.50.5SWTWT+L-AMBDeceased
3AMLFLC 200 mg21C. krusei≥12810.250.51non-WTWTWT+MCF → MCF + L-AMBAlive
4AML+VCZ 400 mg91C. krusei>64>80.12511NSWTWT+VCZ + MCFDeceased
5AML+VCZ 400 mg105C. lusitaniae≥12840.060.50.5non-WTWTWT+Died before BrC diagnosisDeceased
6AML+VCZ 400 mg58C. guilliermondii≥128≥160.510.5non-WTWTWTCPF + L-AMBDeceased
7ML+MCF 75 mg d14C. glabrata40.25140.5NSS629PWTWTWTMCF + L-AMBDeceased
8MDS+MCF 300 mg32C. albicans1≤0.015140.5NSS645PWT+L-AMBAlive
9MDS+MCF 75 mg27C. guilliermondii6410.2510.5SWTWT-L-AMBDeceased
10AML-MRC+MCF 150 mg30C. guilliermondii160.50.060.50.5SWTWTL-AMBDeceased
11AML+MCF 50 mg42C. guilliermondii80.250.2510.5SWTWT+L-AMBAlive
12AML+MCF 50 mg38C. guilliermondii80.250.250.51SWTWTL-AMBDeceased
13AML+MCF 150 mg54C. guilliermondii40.1250.1250.50.5SWTWTL-AMBAlive
14MDS+MCF 150 mg63C. parapsilosis20.06110.5SWTWT+L-AMBDeceased
15ML+MCF 150 mg31C. parapsilosis10.030.511SWTWT+VCZ → L-AMBAlive
16ALL+MCF 150 mg79C. parapsilosis20.06220.5SWTWTL-AMB → FLCAlive
17ML+MCF 150 mg63C. parapsilosis10.030.511SWTWT+L-AMBAlive
18MLMCF 150 mg23C. parapsilosis10.030.510.5SWTWTL-AMBAlive
19AMLMCF 150 mg21C. parapsilosis10.030.511SWTWTMCF (continued same drug)Alive
20ML+MCF 150 mg63C. lusitaniae2≤0.0150.250.51SWTWTL-AMB → VCZDeceased
21MLMCF 150 mg10C. krusei≥12810.12511SWTWTMCF (continued same drug)Alive
22ALL+CPF 50 mg32C. kefyr0.5≤0.015121non-WTF651SWTL-AMB + VCZAlive
23AMLCPF 50 mg20C. parapsilosis0.5≤0.015111SWTWTL-AMBAlive
24AML+CPF 50 mg91C. parapsilosis80.125110.5SWTWT+L-AMB → VCZAlive
25MLCPF 50 mg10C. parapsilosis10.030.50.50.5SWTWT+CPF + L-AMB → CPF + VCZDeceased
26MLCPF 50 mg3C. parapsilosis20.030.250.50.5SWTWT+L-AMB → FLCAlive
27ATLCPF 50 mg54C. parapsilosis1≤0.0150.510.5SWTWTCPF + FLCZAlive
28ML+CPF 50 mg21C. parapsilosis10.030.511SWTWTL-AMBAlive
29 aMPN+CPF 50 mg26C. guilliermondii80.5211SWTWT+CPF + L-AMB → CPF + VCZAlive
30 bMLCPF 50 mg40C. guilliermondii80.250.1250.250.5SWTWTL-AMBDeceased
31AML+L-AMB 2.5 mg/kg42C. krusei640.50.1250.51WTWTWT+MCF + L-AMBDeceased
32MM+L-AMB 2 mg/kg14C. rugosa40.068161InconclusiveeWTWTMCF + L-AMB → MCF + VCZDeceased
33ML+L-AMB 2.5 mg/kg5C. guilliermondii0.50.250.250.51WTWTWTDied before BrC diagnosisDeceased
34MLL-AMB 3 mg/kg32C. lusitaniae20.030.50.251WTWTWT+MCF + L-AMB → MCF + VCZAlive
35 cAML+L-AMB 2.5 mg/kg44C. guilliermondii410.511WTWTWTMCF + VCZAlive
36AML-MRC+L-AMB 2 mg/kg20C. guilliermondii160.50.1250.50.25WTWTWTL-AMB → L-AMB + CPFAlive
37ML+CPF 50 mg + VRC 100 mg35C. nivariensis≥12840.060.51NS/non-WTWTWT+CPF + VCZ → L-AMBDeceased
38ALL+CPF 50 mg + FLC 200 mg7C. guilliermondii160.50.1250.51S/non-WTWTWT+L-AMBDeceased
39ML+CPF 50 mg + L-AMB 1 mg/kg4C. nivariensis20.060.520.5NS/WTWTWT+CPF + L-AMBDeceased
40DBS+CPF 50 mg + L-AMB 3 mg/kg8C. guilliermondii1≤0.0150.50.51S/WTWTWT+CPF + VCZAlive
No.Hematological diseaseHSCTPrior antifungal therapyCandida speciesMIC (μg/ml)Susceptibility for prior antifungal agentsFksp amino acid substitutionβ-D-glucan (≥11 pg/μl)Treatment after BrC diagnosisOutcome at 30 days
Antifungal agentsDuration (days)FLCVCZMCFCPFAMBFks1 HS1Fks1 HS2Fks2 HS1Fks2 HS2
1MLFLC 100 mg12C. albicans0.5≤0.0150.030.51SWTWT+VCZAlive
2ALL+F-FLC 200 mg8C. albicans0.5≤0.015≤0.030.50.5SWTWT+L-AMBDeceased
3AMLFLC 200 mg21C. krusei≥12810.250.51non-WTWTWT+MCF → MCF + L-AMBAlive
4AML+VCZ 400 mg91C. krusei>64>80.12511NSWTWT+VCZ + MCFDeceased
5AML+VCZ 400 mg105C. lusitaniae≥12840.060.50.5non-WTWTWT+Died before BrC diagnosisDeceased
6AML+VCZ 400 mg58C. guilliermondii≥128≥160.510.5non-WTWTWTCPF + L-AMBDeceased
7ML+MCF 75 mg d14C. glabrata40.25140.5NSS629PWTWTWTMCF + L-AMBDeceased
8MDS+MCF 300 mg32C. albicans1≤0.015140.5NSS645PWT+L-AMBAlive
9MDS+MCF 75 mg27C. guilliermondii6410.2510.5SWTWT-L-AMBDeceased
10AML-MRC+MCF 150 mg30C. guilliermondii160.50.060.50.5SWTWTL-AMBDeceased
11AML+MCF 50 mg42C. guilliermondii80.250.2510.5SWTWT+L-AMBAlive
12AML+MCF 50 mg38C. guilliermondii80.250.250.51SWTWTL-AMBDeceased
13AML+MCF 150 mg54C. guilliermondii40.1250.1250.50.5SWTWTL-AMBAlive
14MDS+MCF 150 mg63C. parapsilosis20.06110.5SWTWT+L-AMBDeceased
15ML+MCF 150 mg31C. parapsilosis10.030.511SWTWT+VCZ → L-AMBAlive
16ALL+MCF 150 mg79C. parapsilosis20.06220.5SWTWTL-AMB → FLCAlive
17ML+MCF 150 mg63C. parapsilosis10.030.511SWTWT+L-AMBAlive
18MLMCF 150 mg23C. parapsilosis10.030.510.5SWTWTL-AMBAlive
19AMLMCF 150 mg21C. parapsilosis10.030.511SWTWTMCF (continued same drug)Alive
20ML+MCF 150 mg63C. lusitaniae2≤0.0150.250.51SWTWTL-AMB → VCZDeceased
21MLMCF 150 mg10C. krusei≥12810.12511SWTWTMCF (continued same drug)Alive
22ALL+CPF 50 mg32C. kefyr0.5≤0.015121non-WTF651SWTL-AMB + VCZAlive
23AMLCPF 50 mg20C. parapsilosis0.5≤0.015111SWTWTL-AMBAlive
24AML+CPF 50 mg91C. parapsilosis80.125110.5SWTWT+L-AMB → VCZAlive
25MLCPF 50 mg10C. parapsilosis10.030.50.50.5SWTWT+CPF + L-AMB → CPF + VCZDeceased
26MLCPF 50 mg3C. parapsilosis20.030.250.50.5SWTWT+L-AMB → FLCAlive
27ATLCPF 50 mg54C. parapsilosis1≤0.0150.510.5SWTWTCPF + FLCZAlive
28ML+CPF 50 mg21C. parapsilosis10.030.511SWTWTL-AMBAlive
29 aMPN+CPF 50 mg26C. guilliermondii80.5211SWTWT+CPF + L-AMB → CPF + VCZAlive
30 bMLCPF 50 mg40C. guilliermondii80.250.1250.250.5SWTWTL-AMBDeceased
31AML+L-AMB 2.5 mg/kg42C. krusei640.50.1250.51WTWTWT+MCF + L-AMBDeceased
32MM+L-AMB 2 mg/kg14C. rugosa40.068161InconclusiveeWTWTMCF + L-AMB → MCF + VCZDeceased
33ML+L-AMB 2.5 mg/kg5C. guilliermondii0.50.250.250.51WTWTWTDied before BrC diagnosisDeceased
34MLL-AMB 3 mg/kg32C. lusitaniae20.030.50.251WTWTWT+MCF + L-AMB → MCF + VCZAlive
35 cAML+L-AMB 2.5 mg/kg44C. guilliermondii410.511WTWTWTMCF + VCZAlive
36AML-MRC+L-AMB 2 mg/kg20C. guilliermondii160.50.1250.50.25WTWTWTL-AMB → L-AMB + CPFAlive
37ML+CPF 50 mg + VRC 100 mg35C. nivariensis≥12840.060.51NS/non-WTWTWT+CPF + VCZ → L-AMBDeceased
38ALL+CPF 50 mg + FLC 200 mg7C. guilliermondii160.50.1250.51S/non-WTWTWT+L-AMBDeceased
39ML+CPF 50 mg + L-AMB 1 mg/kg4C. nivariensis20.060.520.5NS/WTWTWT+CPF + L-AMBDeceased
40DBS+CPF 50 mg + L-AMB 3 mg/kg8C. guilliermondii1≤0.0150.50.51S/WTWTWT+CPF + VCZAlive

In the MIC columns, shaded areas indicate the antifungal agents administrated at the onset of breakthrough candidemia. MIC values higher than the CBPs or ECVs are shown in bold. The CBPs and ECVs are listed in Table S1. HSCT, hematopietic stem cell transplantation; MIC, minimal inhibitory concentration; FLC, fluconazole; F-FLC, fosfluconazole; VCZ, voriconazole; MCF, micafungin; CPF, caspofungin; AMB, amphotericin B; L-AMB, liposomal amphotericin B; ALL, acute lymphoblastic leukemia; AML, acute myeloid leukemia: AML-MRC, AML with myelodysplasia-related changes; MDS, myelodysplastic syndromes; ML, malignant lymphoma; MPN, myeloproliferative neoplasms; DBS, Diamond-Blackfan syndrome; S, susceptible; NS, non-susceptible; WT, wild-type; non-WT, non-wild type; X##X = amino acid, position, amino acid substitute; ‘… ’ = not tested.

a, b, and c

Sustained candidemia (≥14 days) cases.

c

Recurrence of candidemia case.

d

Dose reduction due to liver dysfunction.

e

No criteria to determine drug susceptibility to C. rugosa.

Antifungal susceptibility to previously administered agents

Six of eight BrC cases (75%) under azole therapy were caused by Candida species not susceptible to the preceding azoles in vitro (Table 4). The remaining two patients received low-dose FLC (100 or 200 mg/day, Table 4); in both cases, FLC-sensitive C. albicans was isolated. On the other hand, most BrCs during echinocandin treatment (23/28, 82.1%) were caused by Candida species susceptible to the echinocandins used; all eight BrCs during L-AMB administration were due to AMB-sensitive Candida species. The trend in susceptibility of BrC isolates to the prior drug was that azole-resistant strains were more common in the azole pre-treated group, whereas isolates from echinocandin pre-treated cases and L-AMB pre-treated cases were often sensitive to the prior drug, consistent with previous reports.15–17, 19, 20, 32, 41

The susceptibility to prior echinocandin treatment depends on Candida species. All isolates of the C. guilliermondii complex (9 isolates), C. parapsilosis (12 isolates), C. krusei (1 isolate), and C. lusitaniae (1 isolate) were susceptible to echinocandins, whereas C. nivariensis (2 isolates), C. albicans (1 isolate), C. glabrata (1 isolate), and C. kefyr (1 isolate) were not. Since reduced susceptibility to echinocandin involves amino acid substitutions in the hot spot region of the FKS protein, the catalytic subunit of the 1,3-β-D-glucan synthase,25, 42–45 we evaluated the presence of FKS gene mutations in isolates. Each strain of C. glabrata, C. albicans, and C. kefyr isolated during echinocandin therapy showed a mutation in the HS1 region of FKS1 and non-susceptibility to prior echinocandins (Table 4). All C. guilliermondii complex and C. parapsilosis isolates harbored naturally occurring polymorphisms in the FKS1 region, showing a tendency toward higher echinocandin MICs than wild-type C. albicans, as previously reported.42–45

Treatments and outcomes after BrC diagnosis

A detailed description on treatments and outcomes is shown in Table 4. A total of 38 cases (95%) were diagnosed with BrC; two (5%) patients died before the diagnosis of breakthrough infection. The crude mortality rates at days 14 and 30 were 32.5% and 45.0%, respectively. The median time from BrC to death within 30 days was 9.5 days (IQR, 3–15 days). Thirty-three cases (86.8%) changed the antifungal therapy after BrC, while five (13.2%) continued with the prior antifungal agents. One case treated with VRC died before BrC diagnosis; the isolates were later confirmed to be resistant to VRC. The prior azole treatments of the other five cases were changed to therapies comprising susceptible antifungal agents; however, three (60%) patients died within 30 days after BrC. In addition, 21 (87.5%) BrC patients with prior echinocandin monotherapies received L-AMB-based regimens, including combination therapies; of those, 1/3 died within 30 days of diagnosis. Two patients (8.3%) continued with their previous MCF treatment because of the good susceptibility and clinical course. The last case (4.2%) was continuously treated with CPF and received FLC after diagnosis, resulting in a favorable outcome. Five of six prior L-AMB treatment cases (83.3%) were added or changed to echinocandin agents with or without VRC after diagnosis; two of whom died. One case receiving L-AMB treatment died before BrC diagnosis, although the isolate was sensitive to amphotericin B. One BrC case receiving combination therapy was treated with L-AMB monotherapy after the prior treatment proved ineffective, with a fatal consequence. Two BrC cases in which one of the two prior antifungal drugs was ineffective were either switched to another class of agents or continued on the prior medication, but both died. The remaining BrC case on combination therapy changed treatment from L-AMB to VCZ on a decision of ineffective previous therapy and survived, although both previous medications were susceptible to the isolate. The patients that developed BrC during combination therapy had a worse prognosis, with 3 out of 4 patients dying, possibly because they were more severely ill, given that all patients received HSCT-related therapy.

Features of C. guilliermondii and C. parapsilosis breakthrough infection

Since the C. guilliermondii complex and C. parapsilosis were the two dominant species in this study (Table 2), we focused on the characteristics of breakthrough infection caused by these two species (Table 5). Patient age and sex were similar in both C. guilliermondii complex and C. parapsilosis BrC cohorts. Myeloid malignancy was the dominant hematological disease in the C. guilliermondii complex group (69.2%), while lymphoid malignancy was most common in the C. parapsilosis group (66.7%). Most patients in the C. guilliermondii complex cohort (12 cases, 92.3%) received HSCT-related therapy. In contrast, the C. parapsilosis cohort had significantly fewer patients receiving HSCT treatment (6 cases, 50%, P = .03). Among the risk factors for candidemia, the rates of administration of systemic corticosteroid and CVC insertion were similar, whereas ICU stay and neutropenia were slightly more frequent in the C. guilliermondii complex group (46.2% versus 16.7%, P = .202; 76.9% versus 50.0%, P = .226, respectively). Most patients of the C. parapsilosis cohort presented with fever at BrC onset compared to the C. guilliermondii complex (91.7% versus 46.2%, P = .032). No patient in the C. parapsilosis cohort sustained or relapsed from candidemia, while 3 (23.1%) had a persisting candidemia for >14 days in the C. guilliermondii complex despite immediate CVC removal after BrC diagnosis (No. 29, 30, and 35 cases, 20 days, 23 days, and 37 days, respectively, Table 4). Moreover, the No. 35 case relapsed after one month. The incidence of septic shock at BrC onset was similar in both C. guilliermondii complex and C. parapsilosis groups (15.4% and 16.7%, respectively), as was the presence of disseminated infections (7.6% and 8.3%, respectively). The positive rate of serum BDG was 50% in the C. parapsilosis cohort, same as for all BrC cases in this study (Table 1), while that in the C. guilliermondii complex cohort was lower (30.8%).

Table 5.

Feature comparison of C. guilliermondii complex and C. parapsilosis breakthrough infection.

C. guilliermondii complex
(n = 13)
C. parapsilosis (= 12)P-value
Demographics
 Median age (IQR)58 (47–64)52 (43–63)
 Gender, male8 (61.5%)7 (58.3%)
Underlying hematological disease and treatment
 Myeloid malignancy9 (69.2%)4 (33.3%)
 Lymphoid malignancy3 (23.1%)8 (66.7%)
 Other1 (7.7%)0 (0%)
 HSCT-related therapy12 (92.3%)6 (50%)0.03
Risk factors of candidemia
 Systemic corticosteroids10 (76.9%)7 (58.3%)0.411
 CVC/TPN13/11 (100%/84.6%)12/11 (100%/91.7%)
 ICU stay (previous 30 days)6 (46.2%)2 (16.7%)0.202
 Neutropenia10 (76.9%)6 (50%)0.226
   Median neutrophil at onset (/µl, IQR)5 (0–470)714 (25–2475)0.112
 Mucositis6 (46.2%)6 (50%)1
Clinical features
 Fever at onset6 (46.2%)11 (91.7%)0.032
 Sustained candidemia (≥14 days)3 (23.1%)0 (0%)0.22
 Recurrence of candidemia1 (7.7%)0 (0%)1
 Septic shock at onset2 (15.4%)2 (16.7%)1
 Disseminated infection1 (7.7%)1 (8.3%)1
 Serum (1,3)-beta-D-glucan positive4 (30.8)6 (50%)0.428
 Deaths within 30 days7 (53.8%)2 (16.7%)0.0968
Prior antifungal agent
 Monotherapy11 (84.6%)12 (100%)
  Echinochandin7 (53.8%)12 (100%)
  Azole1 (7.7%)0 (0%)
  L-AMB3 (23.1%)0 (0%)
 Combination therapy2 (15.4%)0 (0%)
 Median duration days (IQR)30 (20–42)27 (21–63)0.531
Susceptibility to antifungal agents
 MIC50/MIC90 (µg/ml, range)
  MCF0.25/0.5 (0.06–2)0.5/1 (0.5–2)
  CPF0.5/1 (0.25–1)1/1 (0.5–2)
  FLC8/64 (0.5–≥128)1/2 (0.5–8)
  VRC0.5/1 (≤0.015–≥16)0.03/0.06 (≤0.015–0.125)
  AMB0.5/1 (0.25–1)0.5/1 (0.5–1)
 Non-susceptible for prior antifungal agent (%)a2 (15.4)0 (0)0.48
C. guilliermondii complex
(n = 13)
C. parapsilosis (= 12)P-value
Demographics
 Median age (IQR)58 (47–64)52 (43–63)
 Gender, male8 (61.5%)7 (58.3%)
Underlying hematological disease and treatment
 Myeloid malignancy9 (69.2%)4 (33.3%)
 Lymphoid malignancy3 (23.1%)8 (66.7%)
 Other1 (7.7%)0 (0%)
 HSCT-related therapy12 (92.3%)6 (50%)0.03
Risk factors of candidemia
 Systemic corticosteroids10 (76.9%)7 (58.3%)0.411
 CVC/TPN13/11 (100%/84.6%)12/11 (100%/91.7%)
 ICU stay (previous 30 days)6 (46.2%)2 (16.7%)0.202
 Neutropenia10 (76.9%)6 (50%)0.226
   Median neutrophil at onset (/µl, IQR)5 (0–470)714 (25–2475)0.112
 Mucositis6 (46.2%)6 (50%)1
Clinical features
 Fever at onset6 (46.2%)11 (91.7%)0.032
 Sustained candidemia (≥14 days)3 (23.1%)0 (0%)0.22
 Recurrence of candidemia1 (7.7%)0 (0%)1
 Septic shock at onset2 (15.4%)2 (16.7%)1
 Disseminated infection1 (7.7%)1 (8.3%)1
 Serum (1,3)-beta-D-glucan positive4 (30.8)6 (50%)0.428
 Deaths within 30 days7 (53.8%)2 (16.7%)0.0968
Prior antifungal agent
 Monotherapy11 (84.6%)12 (100%)
  Echinochandin7 (53.8%)12 (100%)
  Azole1 (7.7%)0 (0%)
  L-AMB3 (23.1%)0 (0%)
 Combination therapy2 (15.4%)0 (0%)
 Median duration days (IQR)30 (20–42)27 (21–63)0.531
Susceptibility to antifungal agents
 MIC50/MIC90 (µg/ml, range)
  MCF0.25/0.5 (0.06–2)0.5/1 (0.5–2)
  CPF0.5/1 (0.25–1)1/1 (0.5–2)
  FLC8/64 (0.5–≥128)1/2 (0.5–8)
  VRC0.5/1 (≤0.015–≥16)0.03/0.06 (≤0.015–0.125)
  AMB0.5/1 (0.25–1)0.5/1 (0.5–1)
 Non-susceptible for prior antifungal agent (%)a2 (15.4)0 (0)0.48

Data are the number. (%) of cases, unless otherwise indicated.

IQR, interquartile range; HSCT, hematopietic stemcell transplantation; ICU, intensive care unit; CVC, central venous catheter; TPN, total parenteral nutrition; L-AMB, liposomal amphotericin B; FLC, fluconazole; VCZ, voriconazole; MCF, micafungin; AMB, amphotericin B; MIC, minimum inhibitory concentration.

a

In the case of the combination therapy, non-susceptible include the cases that were not susceptible for one or more of the prior agents.

Table 5.

Feature comparison of C. guilliermondii complex and C. parapsilosis breakthrough infection.

C. guilliermondii complex
(n = 13)
C. parapsilosis (= 12)P-value
Demographics
 Median age (IQR)58 (47–64)52 (43–63)
 Gender, male8 (61.5%)7 (58.3%)
Underlying hematological disease and treatment
 Myeloid malignancy9 (69.2%)4 (33.3%)
 Lymphoid malignancy3 (23.1%)8 (66.7%)
 Other1 (7.7%)0 (0%)
 HSCT-related therapy12 (92.3%)6 (50%)0.03
Risk factors of candidemia
 Systemic corticosteroids10 (76.9%)7 (58.3%)0.411
 CVC/TPN13/11 (100%/84.6%)12/11 (100%/91.7%)
 ICU stay (previous 30 days)6 (46.2%)2 (16.7%)0.202
 Neutropenia10 (76.9%)6 (50%)0.226
   Median neutrophil at onset (/µl, IQR)5 (0–470)714 (25–2475)0.112
 Mucositis6 (46.2%)6 (50%)1
Clinical features
 Fever at onset6 (46.2%)11 (91.7%)0.032
 Sustained candidemia (≥14 days)3 (23.1%)0 (0%)0.22
 Recurrence of candidemia1 (7.7%)0 (0%)1
 Septic shock at onset2 (15.4%)2 (16.7%)1
 Disseminated infection1 (7.7%)1 (8.3%)1
 Serum (1,3)-beta-D-glucan positive4 (30.8)6 (50%)0.428
 Deaths within 30 days7 (53.8%)2 (16.7%)0.0968
Prior antifungal agent
 Monotherapy11 (84.6%)12 (100%)
  Echinochandin7 (53.8%)12 (100%)
  Azole1 (7.7%)0 (0%)
  L-AMB3 (23.1%)0 (0%)
 Combination therapy2 (15.4%)0 (0%)
 Median duration days (IQR)30 (20–42)27 (21–63)0.531
Susceptibility to antifungal agents
 MIC50/MIC90 (µg/ml, range)
  MCF0.25/0.5 (0.06–2)0.5/1 (0.5–2)
  CPF0.5/1 (0.25–1)1/1 (0.5–2)
  FLC8/64 (0.5–≥128)1/2 (0.5–8)
  VRC0.5/1 (≤0.015–≥16)0.03/0.06 (≤0.015–0.125)
  AMB0.5/1 (0.25–1)0.5/1 (0.5–1)
 Non-susceptible for prior antifungal agent (%)a2 (15.4)0 (0)0.48
C. guilliermondii complex
(n = 13)
C. parapsilosis (= 12)P-value
Demographics
 Median age (IQR)58 (47–64)52 (43–63)
 Gender, male8 (61.5%)7 (58.3%)
Underlying hematological disease and treatment
 Myeloid malignancy9 (69.2%)4 (33.3%)
 Lymphoid malignancy3 (23.1%)8 (66.7%)
 Other1 (7.7%)0 (0%)
 HSCT-related therapy12 (92.3%)6 (50%)0.03
Risk factors of candidemia
 Systemic corticosteroids10 (76.9%)7 (58.3%)0.411
 CVC/TPN13/11 (100%/84.6%)12/11 (100%/91.7%)
 ICU stay (previous 30 days)6 (46.2%)2 (16.7%)0.202
 Neutropenia10 (76.9%)6 (50%)0.226
   Median neutrophil at onset (/µl, IQR)5 (0–470)714 (25–2475)0.112
 Mucositis6 (46.2%)6 (50%)1
Clinical features
 Fever at onset6 (46.2%)11 (91.7%)0.032
 Sustained candidemia (≥14 days)3 (23.1%)0 (0%)0.22
 Recurrence of candidemia1 (7.7%)0 (0%)1
 Septic shock at onset2 (15.4%)2 (16.7%)1
 Disseminated infection1 (7.7%)1 (8.3%)1
 Serum (1,3)-beta-D-glucan positive4 (30.8)6 (50%)0.428
 Deaths within 30 days7 (53.8%)2 (16.7%)0.0968
Prior antifungal agent
 Monotherapy11 (84.6%)12 (100%)
  Echinochandin7 (53.8%)12 (100%)
  Azole1 (7.7%)0 (0%)
  L-AMB3 (23.1%)0 (0%)
 Combination therapy2 (15.4%)0 (0%)
 Median duration days (IQR)30 (20–42)27 (21–63)0.531
Susceptibility to antifungal agents
 MIC50/MIC90 (µg/ml, range)
  MCF0.25/0.5 (0.06–2)0.5/1 (0.5–2)
  CPF0.5/1 (0.25–1)1/1 (0.5–2)
  FLC8/64 (0.5–≥128)1/2 (0.5–8)
  VRC0.5/1 (≤0.015–≥16)0.03/0.06 (≤0.015–0.125)
  AMB0.5/1 (0.25–1)0.5/1 (0.5–1)
 Non-susceptible for prior antifungal agent (%)a2 (15.4)0 (0)0.48

Data are the number. (%) of cases, unless otherwise indicated.

IQR, interquartile range; HSCT, hematopietic stemcell transplantation; ICU, intensive care unit; CVC, central venous catheter; TPN, total parenteral nutrition; L-AMB, liposomal amphotericin B; FLC, fluconazole; VCZ, voriconazole; MCF, micafungin; AMB, amphotericin B; MIC, minimum inhibitory concentration.

a

In the case of the combination therapy, non-susceptible include the cases that were not susceptible for one or more of the prior agents.

Echinocandin monotherapy was the most frequent prior treatment of both C. parapsilosis and C. guilliermondii complex BrC; in particular, all 12 C. parapsilosis BrC episodes occurred while using echinocandins. On the other hand, the C. guilliermondii complex was isolated in 13 patients treated with all classes of antifungal agents (MCF, 5; CPF, 2; L-AMB, 3; VCZ, 1; CPF plus VCZ, 1; and CPF plus L-AMB, 1; respectively). Median time of prior antifungal agent use was similar between groups (C. guilliermondii complex, 30 days; C. parapsilosis, 27 days, respectively).

All C. parapsilosis isolates were susceptible to prior echinocandins, whereas two C. guilliermondii complex isolates were non-susceptible to prior azole agents. Comparing the MIC azole values between C. guilliermondii complex and C. parapsilosis, MIC50 values were higher in the C. guilliermondii complex (FLC, 8 µg/ml versus 1 µg/ml; VRC 0.5 µg/ml versus 0.03 µg/ml, respectively) as were MIC90 values (FLC, 64 µg/ml versus 2 µg/ml; VRC 1 µg/ml versus 0.06 µg/ml, respectively).

The survival curves at 30 days of both groups, calculated using the Kaplan–Meier method (Fig. 1a), show that the 30-day survival rate of the C. parapsilosis group was higher—but not significantly different—than that of the C. guilliermondii complex (83.3%, 46.2%, respectively, P = .054).

Kaplan–Meier survival curves of patients with BrC. (A) Curves of patients with BrC due to C. guilliermondii complex and C. parapsilosis. (B) Curves of patients receiving or not receiving HSCT-related therapy. P values were calculated using the log-rank test.
Figure 1.

Kaplan–Meier survival curves of patients with BrC. (A) Curves of patients with BrC due to C. guilliermondii complex and C. parapsilosis. (B) Curves of patients receiving or not receiving HSCT-related therapy. P values were calculated using the log-rank test.

Mortality in BrC patients with and without HSCT-related therapy

The high mortality of C. guilliermondii BrC (53.8%) was associated with a higher rate of HSCT treatment (92.3%) than in the C. parapsilosis cohort (Fig. 1a and Table 5). Furthermore, all BrC cases observed during combination therapy also received HSCT-related treatment. Given the high mortality rate (75%), to determine whether HSCT was relevant to the BrC outcomes, we evaluated the impact of HSCT-related therapy on BrC survival. BrC patients receiving HSCT-related treatment had a significantly lower survival at 30 days than the non-HSCT cohort (Fig. 1b, 44.8% versus 81.8%, P = .0297).

Discussion

In this study, we described the clinical and microbiological features of 40 BrC cases in patients with hematologic diseases at a single tertiary institution. The most frequent isolate was the C. guilliermondii complex (32.5%), and the second was C. parapsilosis (30.0%). To the best of our knowledge, the unfavorable characteristics of the C. guilliermondii complex BrC in hematological patients are highlighted for the first time in this study.

Candida guilliermondii complex is an uncommon yeast, responsible for only 1.4% of all candidemia cases.30 This proportion depends on the geographic region, with relatively higher rates in Asia (1.8%–2.6%) and Latin America (3.7%).30, 31, 46 The proportion of C. guilliermondii complex is slightly higher when it is the causative agent of BrC (4.8%–15%).15, 16, 20, 34 Most C. guilliermondii complex candidemia has been reported in patients with cancer, especially those with hematological malignancies.15, 16, 31, 34, 47–49 This might explain why C. guilliermondii complex was found in most patients in our study. However, our data showed a higher incidence than previously reported (4.8%–15%),15, 16, 20, 34 which may be due to regional characteristics or other factors. The Japanese national surveillance data on candidemia (2010–2019) show an increasing frequency of infection with C. guilliermondii since 2014.49 In addition, the incidence rate of candidemia caused by C. guilliermondii complex and C. parapsilosis in Japanese hospitals providing HSCT was significantly higher than that in other hospitals.49 In our study, C. guilliermondii complex BrC with hematological disease was detected in 2011 (Fig. S1). Although there was no clear upward trend in C. guilliermondii complex BrC, the combined proportion of C. guilliermondii complex and C. parapsilosis BrC showed an increasing trend from 2011 onwards. The proportion of C. guilliermondii complex in BrC with hematological disease in this study was higher than that of C. guilliermondii complex in all candidemia in our hospital over the same period, 2009–2020. Thus, our single-center data are consistent with the general trend in Japan.

In our study, breakthrough infections with C. guilliermondii complex tended to be more common in HSCT patients (92.3%) and showed a high mortality rate (53.8%); there were three cases (23.1%) of C. guilliermondii complex candidemia lasting >2 weeks, of which one case relapsed after one month, suggesting that these refractory fungemia cases might be related to severe host conditions, especially HSCT, and that the breakthrough infection may not be the direct cause of death. Indeed, the mortality rate for BrC in HSCT recipients was significantly higher than in the non-HSCT cohort (P = .0297, Fig. 1b). Candida guilliermondii complex BrC in hematological patients may be a potentially fatal condition, including critical underlying disease. A previous report50 showed that C. guilliermondii complex candidemia was more frequently persistent than that of C. albicans; moreover, patients with C. guilliermondii complex candidemia had usually a severe underlying disease but a lower mortality rate and less severe clinical presentations than those with C. albicans. This is mostly consistent with our results, except for the lower mortality rate; the reason for the higher mortality rate in our patients could be that 92.3% were receiving HSCT-related treatment and may have had more severe underlying conditions.

Previously, C. albicans was the most frequently isolated species, but the widespread FLC use has led to increased isolation rate of relatively azole-resistant Candida species, such as C. glabrata and C. krusei.11, 17, 51–56 Over the last decade, C. parapsilosis has been reported as the most common causative organism (41%–56%) in BrC observed during echinocandin administration, especially in hematological patients.15, 57, 58 In this study, echinocandins were the most common antifungal agents administered at BrC onset; 60% of all patients received echinocandin monotherapy and 10% combination therapy including echinocandins (Tables 2 and 4). Furthermore, C. parapsilosis was the second most common pathogen causing BrC (30%) (Table 3). The high frequency of BrC caused by the C. guilliermondii complex and C. parapsilosis in our study could be attributed to their intrinsically low echinocandin susceptibility and the high frequency of echinocandin use. In this study, all cases of BrC due to C. parapsilosis developed during echinocandin administration as did 9 of 13 cases of BrC due to the C. guilliermondii complex; the remaining four cases with the C. guilliermondii complex received echinocandins as prior therapy within the previous 60 days. All C. guilliermondii complex and C. parapsilosis isolates harbored naturally occurring polymorphisms in the FKS1 region and showed a tendency toward higher echinocandin MICs than wild-type C. albicans, as previously reported.42–45 All these isolates were echinocandin-sensitive according to CLSI M60-Ed2 criteria. However, since they caused BrC, there might be no relation between the efficacy in vivo and MIC in vitro, particularly in hematological patients. All C. guilliermondii complex isolates in this study had the naturally occurring L633M and T634A substitutions as intrinsic hot spot mutations in FKS1, consistent with previous reports.44 The positive BDG rate was low in the C. guilliermondii complex BrC, 4 out of 13 cases (30.8%); thus, these FKS1 intrinsic mutations and the use of antifungal drugs such as echinocandin could potentially affect BDG synthesis.59 Future research is needed to clarify this point.

This study had some limitations. It was retrospectively conducted at a single tertiary-care teaching hospital. Thus, its results may not be generalizable to other institutions. In addition, the number of cases was relatively small. More cases need to be accumulated to evaluate prognosis according to Candida species and to analyze the clinical characteristics of BrC patients who received HSCT-related therapy.

Acknowledgement

R.N. designed the study and performed the experiments. R.N., Y.E., N.M., and N.S. analyzed the data. R.N. and Y.E. wrote the paper. Y.E., N.M., N.S., Y.N., A.Y., Y.M., K.K., and K.A. reviewed the draft manuscript. This study was supported by a Grant from the Japan Society for the Promotion of Science KAKENHI 20K17465 (Y.E.).

Author contributions

Ruriko Nishida (Conceptualization, Data curation, Formal analysis, Investigation, Methodology, Project administration, Writing – original draft), Yoshihiro Eriguchi (Conceptualization, Formal analysis, Funding acquisition, Supervision, Writing – original draft, Writing – review & editing), Noriko Miyake (Supervision, Writing – review & editing), Yoji Nagasaki (Supervision, Writing – review & editing), Akiko Yonekawa (Supervision), Yasuo Mori (Supervision), Koji Kato (Supervision), Koichi Akashi (Supervision), and Nobuyuki Shimono (Supervision, Writing – review & editing)

Conflict of interest

The authors have no conflicts of interest to declare. The authors alone are responsible for the content and the writing of the paper.

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