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Alida de Flamingh, Thomas P Gnoske, Angel G Rivera-Colón, Velizar A Simeonovski, Julian C Kerbis Peterhans, Nobuyuki Yamaguchi, Kelsey E Witt, Julian Catchen, Alfred L Roca, Ripan Singh Malhi, Genomic analysis supports Cape Lion population connectivity prior to colonial eradication and extinction, Journal of Heredity, Volume 115, Issue 2, March 2024, Pages 155–165, https://doi.org/10.1093/jhered/esad081
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Abstract
Cape lions (Panthera leo melanochaitus) formerly ranged throughout the grassland plains of the “Cape Flats” in what is today known as the Western Cape Province, South Africa. Cape lions were likely eradicated because of overhunting and habitat loss after European colonization. European naturalists originally described Cape lions as “black-maned lions” and claimed that they were phenotypically distinct. However, other depictions and historical descriptions of lions from the Cape report mixed or light coloration and without black or extensively developed manes. These findings suggest that, rather than forming a distinct population, Cape lions may have had phenotypic and genotypic variation similar to other African lions. Here we investigate Cape lion genome characteristics, population dynamics, and genetic distinctiveness prior to their extinction. We generated genomic data from 2 historic Cape lions to compare to 118 existing high-coverage mitogenomes, and low-coverage nuclear genomes of 53 lions from 13 African countries. We show that, before their eradication, lions from the Cape Flats had diverse mitogenomes and nuclear genomes that clustered with lions from both southern and eastern Africa. Cape lions had high genome-wide heterozygosity and low inbreeding coefficients, indicating that populations in the Cape Flats went extinct so rapidly that genomic effects associated with long-term small population size and isolation were not detectable. Our findings do not support the characterization of Cape lions as phylogeographically distinct, as originally put forth by some European naturalists, and illustrates how alternative knowledge systems, for example, Indigenous perspectives, could potentially further inform interpretations of species histories.

Introduction
Lions (Panthera leo ssp.) formerly ranged across Africa, Eurasia, and North America (Hemmer 1974; Yamaguchi et al. 2004; de Manuel et al. 2020) but now exist as one small population in India and as mostly fragmented and/or isolated populations in Africa (Nowell and Jackson 1996; Curry et al. 2021; Bertola et al. 2022). The extinct Cape lion formerly ranged throughout the region south of the Orange River (Mazák 1975), in the various diverse and unique ecological biomes and climatic zones found throughout the “Cape,” including the grassland plains of the South African interior. These grasslands are colloquially referred to as the “Cape Flats” and lie west of the Great Escarpment (Mazák 1975) in what is today known as the Western Cape Province, South Africa. The Great Escarpment is a topological feature that consists of steep slopes that form the edge that separates South Africa’s highland interior plateau from a low-lying coastal area (Clark et al. 2011). Cape lions were also thought to have occurred in the southern parts of what is known today as the Northern, Eastern, and Western Cape Provinces, and the southwest parts of the Free State Province (Burchell 1824; Smith 1842; Skead 1980). The Cape lion population was severely impacted by European settlements and agricultural practices in the mid-1600s (Bryden 1889; Guggisberg 1963; Mazák 1975), as were many African herbivore (Morrison et al. 2007; Ripple et al. 2015) and carnivore populations (Beinart 1998; Stadler 2006; Rust and Taylor 2016). Permanent European colonization, primarily Dutch settlement of the Cape Peninsula beginning in 1652, resulted in Cape lions being hunted for bounty to protect livestock and humans. Documentation of lions being killed are recorded in the journals of the Dutch Governor Jan van Riebeeck (Thom 1952; Skead 1980; Stadler 2006). Cape lions were eventually hunted to extinction in the Western Cape by the 1850s but may have remained until around 1870 in the eastern range of their historical distribution; their complete disappearance was coincident with the collapse of the ungulate populations in the region (Skead 1980).
European naturalists historically described Cape lions as “black-maned lions” (e.g. Griffith 1821; Smith 1842; Mazak 1964; Mazák 1975). These authors claimed that Cape lions were phenotypically distinct from other lion populations. As one of the earliest Cape lion descriptions, Griffith (1821), from a personal communication from Charles Hamilton Smith, notes that Cape lions were:
[a] very curious and singular variety … It was nearly the size of the common African lion; but, when compared therewith, was rather thicker altogether, and quite as heavy; the head and muzzle were broader and more pug-shaped; the under jaw was more projecting; the ears larger, slightly acuminated, and black. In character it was more uneasy and restless. The mane was perfectly black, and covered half of the back, and the whole length of the belly.
In 1842 Smith himself confirms the characteristics noted earlier by Griffith (1821); however, Smith’s publication is considered the type description since it includes a date, journal, and morphological discussion (Smith 1842):
The species is of the largest size, with a bull dog head; the facial line much depressed between the eyes; large pointed ears edged with black; a great mane of the same colour extending beyond the shoulders; a fringe of black hair under the belly; a very stout tail, and the structure in general proportions lower than in other Lions. Habitat the Cape.
Despite these early descriptions that point toward phenotypic distinctiveness, written accounts also report lions with light and/or manes of mixed dark and light mane coloration (Burchell 1824; Bennett 1829). For example, only one of four adult male lion skins that were displayed at the Van Riebeeck Cape Fort Museum Gate, Great Hall, and Governor’s Mansion in Cape Town in the 1660s was noted to have a dark mane (van Riebeeck 1952; Skead 1980).
Initial support for the Cape lions’ distinctiveness was based on a single, wild caught but captive-raised lion described first in Griffith (1821), then by Smith as a personal communication, and again by Smith (1842) in the formal type description (Supplementary File 1). Rather, Cape lions may have had phenotypic and genotypic variation similar to other African lion populations where manes of mature lions vary, with intermediate types, from black to light yellow (West and Packer 2002). Previous studies that analyzed mitochondrial segments and showed that Cape lions do not form a phylogenetically distinct group (Barnett et al. 2006a, 2006b). To understand the long-term evolutionary history of extinct and modern lions, de Manual et al. (2020) investigated the nuclear genomic patterns of 20 lions that occurred across a 30,000-yr timespan, 2 of which were Cape lions. De Manual et al. (2020) found that the genomic diversity of these 2 Cape lions fall within the diversity of South African lions; however, this analysis considered only 10 historical and 4 extant lions from Africa, and the contextualization of Cape lion nuclear genome characteristics as part of expansive genomics patterns across Africa during historic times has not been investigated.
Here we investigate Cape lion genome characteristics, phylogenomic associations, and genetic distinctiveness prior to their geographic extinction from the Cape Flats. We generated complete mitochondrial and low-coverage nuclear genome-wide data for two Cape lions from the Cape Flats. We then compared the data from these Cape lions to historic lion populations that lived across Africa and in India. We investigate the population dynamics of Cape lion populations prior to their eradication using established genome metrics (heterozygosity and inbreeding) that have been used to study genomic signatures of population isolation and small population size and that have been linked to long-term population fitness and persistence (Lande 1994; Lynch et al. 1995; Kirkpatrick and Jarne 2000; Kyriazis et al. 2021). These metrics, combined with phylogenomic analysis of mitogenomes, allowed us to contextualize mitochondrial and nuclear genomic characteristics of Cape lions as part of expansive genomics patterns in lion populations across Africa and in India. In addition, we provide novel inferences and discussion based on our genomic results in light of historic events preceding the Cape lion’s demise.
Methods and materials
Sample information
Bone and tooth samples were collected from two Cape lion specimens (crania) that are currently housed at the Field Museum of Natural History, Chicago, but were originally collected in the 1830s in South Africa (see Supplementary File 2 for more background on the Cape lions in this study). These include Cape lion 1 (Singer 1, JCK10711) and Cape lion 2 (Singer 2, JCK10712). For each lion, we collected 2 g of bone powder by drilling into the skull/petrous bone, and 2 g of dentin and pulp powder by drilling into a canine tooth. To maximize ancient DNA yield per lion, each sample was processed separately. However, shotgun sequencing data for both sample types were pooled for each lion during bioinformatic analyses.
Molecular analysis
Ancient DNA extractions and genomic library preparation were conducted in the Malhi Ancient DNA Laboratory, at the Carl R. Woese Institute for Genomic Biology, University of Illinois at Urbana-Champaign (UIUC). This laboratory is dedicated exclusively to ancient DNA studies. DNA extraction and library preparation was done following the protocol described in de Flamingh et al. (2022) and included negative controls to account for possible contamination by external DNA sources. In brief, whole genomic libraries were constructed using the NEBNext Ultra II DNA Library Prep kit and NEBNext Multiplex Oligos (Unique Dual Indexes) for Illumina. The extracted DNA was pretreated with USER (Uracil-Specific Excision Reagent) enzyme to remove cytosine to uracil nucleotide base changes that are common in ancient DNA (Hofreiter et al. 2001). All samples and negative libraries were pooled and shotgun sequenced to generate 150 bp paired-end reads on an Illumina NovaSeq 6000 platform at the Roy J. Carver Biotechnology Center at the University of Illinois, Urbana-Champaign.
Bioinformatic analysis
Mitochondrial DNA
Samples were de-multiplexed and the reads trimmed using the program FastP v.0.19.6 (Chen et al. 2018) and filtered to have a minimum sequence length of 25 bp after trimming. Reads were aligned to a reference lion mitogenome (PLE isolate with GenBank accession KP202262.1) reported by (Li et al. 2016) using bowtie2 (Langmead and Salzberg 2012). Bowtie2 alignments were converted into BAM format using SAMtools view v. 1.1 (Li et al. 2009), and filtered to remove unmapped reads and reads with a quality score less than 30. Filtered BAM files were then sorted and indexed, with PCR duplicates marked and removed with the Picard Toolkit v. 2.10.1 (Picard Toolkit, Broad Institute 2019). Mitochondrial read alignment datasets were filtered using Numt Parser (de Flamingh et al. 2022) to remove contamination from nuclear-mitochondrial elements. Consensus sequences were generated by retaining only regions that had at least 5X-fold read coverage, using the “Highest Quality” algorithm which considers relative residue quality to generate a majority consensus sequence in Geneious (Kearse et al. 2012).
Cape lion mitogenomes were compared with mitogenome sequences from 118 lions from 13 African countries and from India, sampled between 1860 and the present day (Curry et al. 2021; Fig. 1; Supplementary Table 1). Excluding three lions from contemporary populations, all other samples were reported to have been collected prior to 1950.

Phylogeographic analysis of 2 Cape lion and 114 African and 4 Indian lion mitogenomes. A median-joining analysis of the 2 complete Cape lion mitogenomes and 118 geographically referenced lion showed that 113 of the 120 lions broadly grouped into 6 clusters (panel A). A similar clustering pattern was observed in the maximum likelihood phylogeny, where 113 of 120 lions were partitioned into 6 corresponding clades (panel B). The geographic distribution of the samples is shown in panel C, and the location of historic Cape lion samples from the Cape Flats are indicated with a light yellow-filled star. Cape lion mitochondrial genomes grouped with a cluster (Cluster 6) that included lions from a wide geographic distribution, including southern and eastern Africa, but not with the cluster (Cluster 5) that includes only lions from South Africa. Colors are consistent with geography across panels A–D (panel D). (Black-filled stars indicate three lions from contemporary populations).
Mitogenome sequences were aligned using the program MUSCLE (Edgar 2004). The resulting alignment was then used to construct a median-joining network in the software POPART (Population Analysis with Reticulate Trees; Leigh and Bryant 2015), and to infer a maximum likelihood tree in RaxML v. 8 (Stamatakis 2014) that was repeated 1000 times with 100 bootstrap iterations for each run, using two computational threads and a general time-reversible (GTR) model with optimization of substitution rates and a gamma model of rate of heterogeneity (GTRGAMMA; Stamatakis 2014).
Nuclear DNA analysis
The comparative nuclear DNA dataset comprised 53 lions from 14 African countries (Fig. 2; Supplementary Table 2). To ensure similar sample representation from each country, we selected a subset of the lions from Curry et al. (2021) so that each country is represented by a maximum of 10 lions (Fig. 2B). Unequal sample representation may bias estimates and interpretations of genetic variation (McVean 2009; Burgos-Paz et al. 2014).

Analysis of genome-wide data from 2 Cape lions and 53 other lions. These lions were from 14 countries (panel A) from across Africa (panel B) and from India (panel B—insert). In panel B, the numbers indicate the sample sizes for each country. In a principal component analysis (PCA) of genome-wide genetic variation (panel C), PC1 separated Asiatic lions from all other lions and positioned individuals from DRC and CAR as intermediate to Asiatic and other African lions, while PC2 separated two of four individuals from DRC from all other lions. Panel D shows an enlargement of the African lion cluster. Cape lion 1 and Cape lion 2 (panel D filled black squares) have distinct genomic profiles that were also evident in the admixture analysis (panel E). The two Cape lions did not have depleted genome-wide heterozygosity or higher inbreeding coefficients compared with other historical populations (panel F). Colors in panels A–D consistently correspond to geographic location, while colors in panel E correspond to the probability of belonging to an admixture cluster (K).
Reads for all samples were trimmed using the program FastP v.0.19.6 (Chen et al. 2018) and filtered to have a minimum sequence length of 25 bp after trimming. Reads were aligned to the complete lion genome (v. PanLeo1.0, GenBank accession number GCA_008797005.1; Armstrong et al. 2020) using the mem module in BWA v. 0.7.15 (Li and Durbin 2010). Alignments were converted to BAM format and filtered using the same criteria and software as for the mitochondrial analysis. We merged the BAM files from each sample type for each respective lion, and duplicate reads in merged files were marked and removed with the Picard Toolkit v. 2.10.1. To verify that the genomic libraries had damage patterns that are consistent with ancient DNA, we quantified DNA damage in mapDamage v. 2.0.5 (Jónsson et al. 2013) using a fragment size of 70 bp. For each lion, we calculated the breadth of genome coverage (i.e. the percentage of the genome that has ≥1X-fold read coverage) and the average depth of coverage (the average X-fold number of reads that mapped at any location across the genome). In addition, for each newly sequenced Cape lion, we calculated the depth of coverage distribution for each position across the genome using SAMtools depth. Using a custom Python script (https://github.com/adeflamingh/de_Flamingh_etal_2023_Cape_lion), we processed the SAMtools depth output file to calculate the mean depth of coverage within 250 kbp-sized windows, every 100 kbp (i.e. every 100 kbp along the genome a new window of size 250 kbp is calculated). The calculated averages for each lion were plotted across the genome using a custom R script (https://github.com/adeflamingh/de_Flamingh_etal_2023_Cape_lion) in R version 4.2.1 (Core Team R 2013).
To investigate nuclear genome variation, we used a published phylogeographic analysis pipeline that was developed for low-coverage shotgun sequencing data (Yao et al. 2020). This pipeline uses genotype likelihoods rather than called genotypes to estimate single nucleotide polymorphisms (SNPs) in ANGSD (Korneliussen et al. 2014). The dataset only included SNPs that were present in at least half (n = 28) of the individuals that had a significance (P-value) of ≤0.01, and with a minimum base quality of 30. We visualized the distribution of SNP variant sites along the chromosomes to ensure that the genetic variation observed for the dataset is representative of the complete lion genome. Similar to depth of coverage, we used a custom Python script (https://github.com/adeflamingh/de_Flamingh_etal_2023_Cape_lion) to count variant sites seen in the 55 individuals across 250 kbp windows, again sampled every 100 kbp. We confirmed that the variant sites retained were distributed along all autosomes and not localized to a limited region of the genome. Using a principal component analysis (PCA) in PCAngsd (Meisner and Albrechtsen 2018), we investigated the genetic distances among individuals from different countries reported in published data (see Fig. 2C for geographic distribution of samples per reported country; Curry et al. 2021), and we estimated admixture assuming 2, 3, and 4 clusters (K; Skotte et al. 2013). PCAngsd uses the estimated individual allele frequencies from the PCA analysis in an accelerated non-negative matrix factorization (NMF) algorithm to estimate admixture proportions, and each iteration was run until the root-mean-square deviation (RMSD) of the inferred population structure converged (Meisner and Albrechtsen 2018). We repeated the PCA and admixture analyses for a subset of 46 lions that excluded lions from India and DRC to investigate genetic variation in Eastern and Southern African lion populations.
To investigate Cape lion population dynamics in the context of other lions from historic periods, and in consideration of historic events (e.g. the rapid eradication of wildlife from the Cape region), we calculated two genome metrics: genome-wide heterozygosity (GWH) and an coefficient of inbreeding (ngsF). We estimated GWH in ANGSD as the proportion of heterozygous genotypes (analogous to theta-based estimates). We calculated a global estimate of heterozygocity based on the site frequency spectrum (SFS) for all individuals. Because the Cape lion DNA may contain changes that result from DNA degradation, for example, deamination of cytosine bases (Rohland and Hofreiter 2007), we considered only transversions when calculating GWH. Using the same genotype likelihood scores, we calculated per-individual inbreeding coefficients (F) in the program ngsF (Vieira et al. 2013). We used R to visualize the results of the PCA, admixture, GWH, and ngsF analyses (source code available at https://github.com/adeflamingh/de_Flamingh_etal_2023_Cape_lion). Admixture proportions were iteratively sorted based on their probability of belonging to a cluster and their inbreeding coefficient was sorted based on their sample date, that is, the most recently reported date when that sample was collected, prior to plotting.
We adapted the Rx method for genetic sex determination (Mittnik et al. 2016; de Flamingh et al. 2020) so that it can be used to estimate the genomic sex of lions. We tested the lion Rx method using published shotgun sequencing data from 5 male and 5 female historical lions (the adapted Rx code for lion sex determination is available at https://github.com/adeflamingh/de_Flamingh_etal_2023_Cape_lion). We then used this method to identify the genomic sex of both Cape lion specimens, and visualized genomic sex estimation results using R. Estimating the genomic sex of the two Cape lions provided an additional line of evidence for the authenticity of the specimens that were reported to be from a male and female lion (Supplementary File 2).
Results
Mitogenome analyses
We were able to reconstruct high-coverage complete mitochondrial genomes for both Cape lions; we reconstructed 100% of the breadth of the mitogenome at 45.13X-fold coverage of reads for Cape lion 1 and 31.98X-fold coverage of reads for Cape lion 2. A median-joining analysis of the 2 complete Cape lion mitogenomes and 118 geographically referenced lion mitogenomes (Curry et al. 2021) showed that 113 of the 120 lions broadly grouped into 6 clusters (Fig. 1A). A similar clustering pattern was observed in the maximum likelihood phylogeny, where 113 of 120 lions were partitioned into 6 corresponding clades (Fig. 1B). The seven lions that did not group with Clusters 1 to 6 in the median-joining network and maximum likelihood phylogeny included two captive lions, one lion from Botswana, two lions from Zambia (modern samples), one lion from Kenya, and one lion from Tanzania (modern sample). The three lions that were from modern populations (Supplementary Table 1) did not group with any of the clusters in either the median-joining network or maximum likelihood phylogeny (Fig. 1—black-filled stars). However, the two modern lions from Zambia did cluster together, and all three modern lion haplotypes were intermediately located between mtDNA clusters and grouped within a larger African lion clade on the maximum likelihood topology. Consistent with previous studies (Bertola et al. 2016; de Manuel et al. 2020; Curry et al. 2021) the mitochondrial DNA clustering pattern grouped lions from India with African lions from West Africa (Clusters 1 and 2 in the median-joining network and maximum-likelihood phylogeny). Mitogenome clustering patterns across all phylogenomic analysis are broadly consistent with Dubach et al. 2013; Bertola et al. 2016; Curry et al., 2019, 2021.
Clusters 1 to 5 showed geographic structuring where most individuals within a cluster were from a single country. The majority of individuals in Cluster 1 were from the Democratic Republic of the Congo (DRC) or were captive bred, and one lion each from Central African Republic (CAR), Kenya, and Somalia. Cluster 1 therefore broadly includes lions from central to eastern Africa (see Fig. 1C). Cluster 2 included only individuals from the Gir National Park in India. Cluster 3 included only individuals from Kenya (eastern Africa). Most individuals in Cluster 4 were from Botswana, although one lion was from Zimbabwe and one haplotype was shared between two lions from Gabon and the Republic of Congo (ROC). Cluster 4 therefore broadly includes lions from central to southern Africa. Cluster 5 included only individuals from South Africa. Cluster 6 did not show phylogeographic structuring and comprised individuals from eight African countries, including Botswana, DRC, Kenya, Malawi, Namibia, ROC, South Africa, the two Cape Lions, Tanzania, and individuals bred in captivity (Fig. 1). Although they were grouped together in Cluster 6, the two Cape lions had distinct mitogenome haplotypes. Cluster 2, which included only lions from Gir National Park in India, was separated by the most nucleotide base-pair differences (53 differences) in the median-joining network (Fig. 1A), supporting the position of Asiatic lions as an outgroup and as genetically distinct from African lions. The Cape lions did not group with Cluster 5 (which was geographically limited to South Africa) but rather grouped with Cluster 6 which does not follow phylogeographic structuring and includes individuals from across the African continent.
Genome-wide analyses
To shed further light on the phylogeographic patterns in historical lion populations, we compared the nuclear genomes of the two Cape lions to genome-wide data from 53 lions across Africa and from India. We assembled 26.9% of the complete genome at an average depth of 0.33X-fold read coverage for Cape lion 1, and 21.3% of the genome at an average depth of 0.25X-fold read coverage for Cape lion 2 (Supplementary Table 3; Supplementary Fig. 1). Reads were evenly distributed across the autosomes of Cape lion 1 and Cape lion 2, indicating that our dataset is representative of the complete historic lion genome (Supplementary Fig. 1). Cape lion 1 had lower X-chromosome coverage which is consistent with the lion being male and carrying only a single X-chromosome (see the results for the Rx sex determination in Supplementary Table 4 and Supplementary Fig. 2). In agreement, our Rx code for genomic sex estimation identified Cape lion 1 (Rx = 0.487) as male, while Cape lion 2 (Rx = 0.915) was identified as female. These results are consistent with historical accounts that the Cape lions in this study represent the original male and female lion skins from A. Smith’s South African Institute 1825–1838 (Supplementary File 2; Layard 1861). The adapted Rx code for lion genomic sex determination was able to accurately characterize the genomic sex of all 5 male and 5 female lions. Genotype likelihood analysis of the 55 lion genomes (Fig. 2) resulted in the analysis of a total number of 2,364,730,445 sites, and after filtering, we retained 20,563,944 sites for subsequent analyses, for example, PCA, GWH, and inbreeding coefficient calculation. These filtered sites were consistently distributed across all autosomes (Supplementary Fig. 3), while the X-chromosome showed lower coverage due to sex differences in the sampled individuals, because males carry only one X-chromosome. The Cape lion DNA damage patterns showed nucleotide base-pair changes characteristic of ancient DNA, for example, deamination of cytosine to uracil (Supplementary Fig. 4; Hofreiter et al. 2001).
In a PCA of genome-wide genetic variation (Fig. 2C), PC1 separated Asiatic lions from all other lions. Furthermore, it positioned individuals from DRC and CAR as intermediate to Asiatic and other African lions, while PC2 separated two of the four individuals from DRC from all other lions. Each principal component had a low contribution to the total variation; PC1 explains 5.36% of the variation, while other PCs explain ≤1.67% of the variation. When focusing on the African lion cluster (Fig. 2D), PC1 followed a geographic cline with lions from southern Africa on the left, transitioning to lions from eastern Africa on the right of PC1 (except for one individual from Namibia that was toward the right of PC1). Similarly, PC2 also followed a geographic cline with southern African lions occurring at lower values on the PC2 axis and transitioning into eastern African lions at higher values. Considering only PC2, the Namibian lion (the outlier in PC1) clustered with other southern African lions. PC2 and PC3 separated two DRC and two Asiatic lions from other lions (Supplementary Fig. 5), but otherwise did not show geographic structuring within the African lion cluster. Our two Cape lions (Fig. 2D) have distinct genomic profiles: Cape lion 1 clustered with individuals from southern Africa, for example, Botswana and toward the left in PC1 in the African lion cluster, while Cape lion 2 clustered with individuals from east Africa, for example, Kenya and Tanzania toward the right of the PC1 axis in the African lion cluster. A repeated PCA and admixture analysis of a subset of 46 lions (Supplementary Fig. 6), which excluded lions from India and DRC, showed similar structuring of lion genome-wide variation into southern to eastern geographic cline when considering PC1 and PC2. Cape lion 1 grouped with individuals from southern Africa, for example, Malawi, Namibia, and Zambia, while Cape lion 2 clustered with individuals from east Africa, for example, Ethiopia, Kenya, and Tanzania. These distinct genomic profiles were also evident in the admixture analysis (Fig. 2E), where Cape lion K = 3 partitioned Cape lion 2 into a cluster that consisted of east African lions, while Cape lion 1 showed evidence of admixture between clusters that were from eastern and southern Africa while K = 3 partitioned Cape lion 2 into a cluster that consisted of east African lions. This pattern is repeated when estimating admixture for the subset of 46 lions that excluded lions from DRC and India. For both K = 2 and K = 3 in the complete dataset (53 lions), India, West, and Central Africa are partitioned into a single cluster separate from all other African lions (Fig. 2E). K = 4 did not show biogeographical partitioning beyond the separation of India, West, and Central African lions from other African lions.
The two Cape lions did not have depleted GWH or higher inbreeding coefficients compared with other historical populations (Fig. 2F). Both Cape lions had similar GWH; Cape lion 2 (GWH = 0.00162), which clustered with southern African lions on PCA, had a slightly higher GWH than Cape lion 1 (GWH = 0.00156), which clustered with eastern African lions on PCA. Cape lion 1 and Cape lion 2, respectively, had inbreeding coefficients (F) of 0.103 and 0.069 (Supplementary Table 5; Supplementary Fig. 7), which are lower than the average F for historical lions from Africa (average F = 0.179), India (average F = 0.259), and modern lions (average F = 0.511).
Discussion
Here we show that lions from the Cape Flats had diverse nuclear and mitochondrial profiles prior to extirpation at the beginning of the colonial era and cluster with lions from Eastern and Southern Africa. Our findings do not support Cape lions as a genetically distinct group, as was originally put forth by some European naturalists (Griffith 1821; Smith 1842; Mazak 1964; Mazák 1975), but are consistent with the molecular analyses of partial mitochondrial genomes reported by Barnett et al. (2006a, 2006b). Their nuclear genome-wide characteristics showed that these Cape lions had different genomic profiles, despite being from the same geographic location. Previous research characterized patterns of nuclear genome variation across modern African lion populations and showed that there is a geographic “suture zone” that represents sympatric occurrence of lions with genome characteristics typical of eastern and of southern Africa (described as eastern and southern clades in Bertola et al. 2022). Nuclear genome analyses using microsatellite and SNP markers of modern lion populations indicated that this suture zone extends from northern Zambia down to central Mozambique. However, our analysis of genome-wide data of the two Cape lions suggests that the sympatric occurrence of eastern and southern nDNA clades may have historically extended as far south as the Cape Flats. Specifically, the genomic profile of Cape lion 2 matches historical lions from east Africa, while genomic analysis of Cape lion 1 shows admixture between lions from southern and eastern Africa. Population contiguity, connectivity, and/or gene-flow, may therefore have historically extended across larger geographic scales than what has been reported for modern populations. An isolation-by-distance-like pattern is consistent with Curry et al. 2021.
Starting in the mid 1600s concurrent with the introduction of sheep farming and the establishment of European settlements, Cape lions were eradicated from the Cape Flats region of South Africa (Bryden 1889; Selous 1908; Guggisberg 1963). Simultaneous to the elimination of predators in the Cape and environs, there was also increased subsistence hunting of lion prey species, especially springbok, that competed for grazing forage with sheep (Skead, Vol. 1 1980 and Vol. 2 1987 Thom 1952). Of interest, Sparrman (1785) noted that resident breeding lions had been extirpated from much of the settled portions of the Western Cape by the 1780s, especially in the areas closest to Cape Town and in environs where sheep were raised. According to Sparrman, however, lions continued to appear from time to time in the Western Cape “from the north” (the Karoo), where they presumably followed an annual east-west migration (i.e. “Trekbokken” in the Karoo), of springbok, Cape hartebeest, eland, black wildebeest, quagga, and other prey species until both predator and prey were eventually eradicated (Skead 1980). According to Gordon Cumming (1856), a local population of lions persisted in the Western Cape in the vicinity of the remaining intact migration of Trekbokken, in the Middleburg district of the Great Karoo between Graaff Rienet and Colesberg, up until the late 1840s. The last known Cape Lion specimen record for the Western Cape, in 1848, is a lion cranium and mandible that is now at the Natural History Museum in London (catalog number BM.36.5.26.6). A historical annual migration of lion prey species, apparently similar in scale to the migration in the Serengeti ecosystem in northern Tanzania and southern Kenya (Schaller 2009), would draw nomadic lions from geographically distant areas back into regions where resident breeding lions had been previously eradicated or were no longer present (Hanby and Bygott 1979). Therefore, prey migration could potentially have created a functional landscape corridor that would have allowed for corresponding gene flow and genomic connectivity between Eastern and Southern African lion populations. This is supported by studies on contemporary prides that show that seasonal lion space use is highly dependent on prey availability (Kittle et al. 2016). The disruption of such landscape corridors may have contributed to the increased genetic distinctiveness, lower gene flow, and lower genetic diversity in present-day regional lion populations (Curry et al. 2021; Bertola et al. 2022). In addition, the distinct phenotypic characteristics that some of these extinct Cape lions exhibited, for example, dark and/or more elaborately developed manes (which are not necessarily correlated) similar to some current-day lion populations, may also have been in part a consequence of the variable environments in which they occurred, especially with regard to climate; temperature and humidity (Selous 1908; Percival 1927; Broschart and Gnoske 2001; Gnoske et al. 2006). The presence of variable mane color enumerated as “… yellow, gray, and black” and the movement of lions into unoccupied areas is also supported by historical accounts (Leslie 1833).
Our genomic findings do not support some European naturalists’ historical type descriptions of Cape lions as comprising a distinct group that differed from other African lions (Griffith 1821; Smith 1842; Mazak 1964; Mazák 1975). Rather, our results are consistent with alternative descriptions including traditional ecological knowledge and Indigenous perspectives (Agrawal 1995; Huntington 2000; Jessen et al. 2022) and how they can inform the evolutionary and ecological interpretation of species’ life histories. Descriptions of variation in mane color, size, and body color are also part of Indigenous oral histories that were transmitted to Europeans by the San and Khoisan Indigenous peoples who shared their considerable historic knowledge with the first Dutch settler-pastoralists and other European colonists who followed (Burchell 1824; Bennett 1829). In addition to consulting written accounts of Indigenous knowledge, we strongly encourage researchers to consult directly with living Indigenous communities and pursue research frameworks that are rooted in community engagement and community-based research (Claw et al. 2018; Schroeder et al. 2019; Tsosie and Claw 2020). Some examples of research approaches that center alternative knowledge systems and Indigenous scholarship include studies by Housty et al. (2014), Henson et al. (2021), Reid et al. (2021), and Lenssen-Erz et al. (2023).
The only other genome-scale study of historic South African lions included two “Cape lions” (de Manuel et al. 2020) from geographically distinct parts of South Africa (Cape Town in the south, and King William’s Town which is ~1,000 km east of Cape Town). However, genome-wide data support the placement of both those Cape lions within the genetic diversity found in South African lions. Since very few historical Cape lion genomes have been analyzed, it is feasible that the diversity in genomic profiles will increase as the genomes of other Cape lion specimens are sequenced.
de Manuel et al. (2020) performed genome-wide analyses of two Cape lions to investigate the long-term evolutionary history of extinct and living lions over a 30,000 yr timeframe, whereas our study specifically contextualized Cape lion genome variation through comparison to historic lion populations from across Africa. We find that Cape lions had relatively intermediate GWH and low inbreeding coefficients compared with other historic lions, which suggests that the Cape lion population, and specifically the population in the Cape Flats, did not experience long-term isolation and small population size. In contemporary lion populations, habitat fragmentation and habitat destruction have drastically impacted population size and genomic diversity in both African (Bertola et al. 2016; Curry et al. 2021) and Asiatic (O’Brien et al. 1987) lions. Our analysis and comparisons of genome-wide data from historical and modern lions also showed comparatively low heterozygosity and high inbreeding coefficients in modern lions. This is of concern because such decreases in genetic diversity have been associated with the expression of deleterious phenotypic characteristics in lions (e.g. abnormal sperm production Wildt et al. 1987; Munson et al. 1996). The genome-wide patterns of the two Cape lions in this study suggest that Cape lion populations in the Cape Flats went extinct so rapidly that genomic effects associated with long-term small population size and isolation were not detected. The rapid eradication of lion populations from the Cape Flats region during colonial settlement exemplifies the detrimental impact of European colonization on African wildlife species and ecosystems (Ripple et al. 2015).
Understanding historical population dynamics and species’ genome characteristics preceding local population extinction can also inform contemporary conservation efforts for populations or species that may face similar threats. This can contribute to the success of wildlife conservation initiatives that aim to reintroduce populations to areas where a species previously ranged (He et al. 2016; Latch 2020). Historical benchmarks may be especially beneficial for present-day lion population management, where there has been a call for the introduction of genomic diversity, for example, translocation (Bertola et al. 2022). Our results therefore contribute toward understanding historic population dynamics of Cape lions to complement and inform current conservation initiatives that aim at protecting this vulnerable and declining species (Pečnerová et al. 2017; Curry et al. 2021; Bertola et al. 2022; IUCN Red List of Threatened Species 2022).
Acknowledgments
We want to highlight the important scientific contributions of the late Dr. Ronald Singer, former Chair of the Anatomy Department at the University of Chicago, and a brilliant anatomist and paleoanthropologist. We thank Hazel and Eric Singer for access to and use of these historical specimens. We thank the UIUC High-Throughput Sequencing and Genotyping Unit. We thank Dr. Adam Ferguson and Dr. Tolulope Perrin-Stowe for their help in facilitating access to and collection of the historic DNA samples at the FMNH. For funding, we thank the USAID Wildlife TRAPS Project and the UIUC ACES Office of International Programs.
Funding
AdF was supported by the Program in Ecology, Evolution and Conservation Biology Research Award, UIUC, and by the Cooperative State Research, Education, and Extension Service, United States Department of Agriculture, under project number ILLU 875-952. AGR-C was supported by National Science Fund grant 1645087.
Conflict of interest statement. The authors declare that there is no conflict of interest.
Author contributions
AdF and RSM contributed to research design and execution, data generation, analysis, and interpretation of the genomics aspects of this study. ALR contributed toward the design, analysis, and interpretation of the genomics aspects of the study. TPG and JCK contributed to specimen acquisition, research design and data interpretation. VS and NY contributed to data interpretation. ARC, KW, and JC contributed to the bioinformatic analyses. All authors contributed to the writing and editing of the manuscript.
Data availability
Bioinformatic code:
-https://github.com/adeflamingh/de_Flamingh_etal_2023_Cape_lion
Genetic data:
-Raw aligned sequence reads for the two Cape lions are deposited in the SRA (BioProject PRJNA1062389)
-Unique mitogenome haplotype data are deposited to NCBI Nucleotide Database (Cape Lion 1: Accession number OP930841 and Cape Lion 2: Accession number OP930842)