Summary

A best evidence topic in thoracic surgery was written according to a structured protocol. The question addressed was: Is lobectomy superior to sublobar resection (SLR) for early-stage (cT1/2N0) small-cell lung cancer (SCLC) discovered intraoperatively? Altogether, more than 360 papers were found using the reported search, of which 10 represented the best evidence to answer the clinical question. The authors, journal, date and country of publication, patient group studied, study type, relevant outcomes and results of these papers are tabulated. Surgical treatment was shown to be superior to non-surgical treatment for early-stage SCLC in 8 papers. Seven papers showed that among patients treated surgically, lobectomy is associated with improved survival compared to SLR. One paper demonstrated both improved survival and improved freedom from local recurrence. However, 1 paper showed no difference when lobectomy was compared to anatomical segmentectomy. Three papers demonstrated significant rates of upstaging in surgical patients. Although both lobectomy and SLR are associated with improved survival compared with non-surgical treatment in early-stage SCLC, lobectomy is superior. Lobectomy was associated with improved median and overall survival, better upstaging and decreased local recurrence compared to SLR, although there is potential for selection bias and stage migration. Lobectomy should be considered the optimal approach for patients with early-stage SCLC.

INTRODUCTION

A best evidence topic was constructed according to a structured protocol. This is fully described in the ICVTS [1].

THREE-PART QUESTION

In patients with a solitary pulmonary nodule found intraoperatively to have cT1/2N0 small-cell lung cancer (SCLC), does lobectomy provide superior outcomes to sublobar resection (SLR) in terms of survival and local recurrence?

CLINICAL SCENARIO

You perform wedge resection and node sampling for a solitary pulmonary nodule. Intraoperative pathology diagnoses SCLC. All mediastinal nodes are negative. The patient would tolerate lobectomy. Is wedge resection adequate, or would completion lobectomy provide better outcomes since disease appears to be limited to the lung?

SEARCH STRATEGY

A systematic search was performed in MEDLINE from 1950 to January 2018 using the PubMed interface [small-cell OR small cell lung cancer OR SCLC] AND [lung] AND [lobectomy OR wedge OR segmentectomy OR sublobar] NOT [non-small OR NSCLC].

SEARCH OUTCOME

Three hundred and sixty-four papers were found using the reported search. From these, 10 papers were identified that provided the best evidence to answer the question. These are presented in Table 1.

Table 1:

Best evidence papers

Author, date, journal and country Study type (level of evidence)Patient groupOutcomesKey resultsComments
Varlotto et al. (2011), J Thorac Cardiovasc Surg, USA [2]Review of SEER Stage I or II SCLC, 1988–2005 (n = 2214), 607 patients were treated surgicallyMedian survivalLobectomy: 50 months SLR: 30 months P = 0.006The 2 large SEER database reviews of Stage I or II SCLC by Varlotto et al. and Weksler et al. cover overlapping periods but used somewhat different inclusion criteria
Non-surgical: 20 months P < 0.0001 vs lobectomy
Retrospective database review (level IV)

Weksler et al. (2012), Ann Thorac Surg, USA [3]Review of SEER Stage I or II SCLC, 1998–2007 (n = 3566), 895 patients were treated surgicallyMedian survivalLobectomy: 39 months SLR: 28 months P < 0.001The different inclusion criteria used by Varlotto et al. and Weksler et al. may account for the different survivals seen and why Weksler was able to analyse over 1000 more patients while looking at a period that was 8 years shorter
Non-surgical: 16 months P < 0.0001 vs SLR
Retrospective database review (level IV)

Schreiber et al. (2010), Cancer, USA [4]Review of SEER T1-2N0 versus T3/4N0 and T1-4N1/2 SCLC, 1988–2002 (n = 14 179), 863 patients were treated surgicallyMedian survivalLobectomy: 40 months SLR: 23 months Pneumonectomy: 20 monthsThis review differed from the SEER reviews by Varlotto et al. [2] and Weksler et al. [3] by including more advanced (‘regional’) disease but still demonstrated an overall survival advantage
Retrospective database review (level IV)
Non-surgical: 13 months P < 0.01

Ahmed et al. (2017), Clin Lung Cancer, USA [5]Review of SEER Stage I SCLC, 2007–2013 (n = 1902), 28.5% of patients underwent surgeryMedian survivalLobectomy: 66 months SLR: 24 months P < 0.001This retrospective database review was unique in demonstrating that the removal of ≥4 lymph nodes was associated with improved survival. Patients with ≥4 nodes removed were more likely to have undergone lobectomy than SLR
Non-surgical: 27 months
Retrospective database review (level IV)
≥4 lymph nodes removed: 60 months
<4 nodes: 25 months P < 0.001

Wakeam et al. (2017), Lung Cancer, Canada/USA [6]Review of the NCDB Stages I–IIIA SCLC, 2004–2013 (n = 29 994), including 2619 patients treated surgicallyMedian survivalStage I Surgery: 38.6 months Chemoradiation: 22.9 months P < 0.0001This recent study, the largest surgical cohort found to date, demonstrated less risk of death with lobectomy than other surgeries even in advanced (Stage IIIA) disease
Propensity-matched database review (level IV)
Hazard ratio for death, lobectomy versus other surgeries:
Stage I: HR 0.52, 95% CI 0.47–0.59
Stage II: HR 0.81, 95% CI 0.66–1.00
Stage IIIA: HR 0.63, 95% CI 0.51–0.78

Wakeam et al. (2017), Lung Cancer, Canada/USA [7] Retrospective database review (level IV)Review of the NCDB T1/2N0M0 SCLC, 2004–2013 (n = 9740), including 2210 patients treated surgicallyPredictors of surgical therapyPatients treated with lobectomy compared to SLR tended to be younger, better educated, higher income, less likely on Medicaid, more often T1/2 and more likely treated in academic or high-volume centreThis recent review of practice patterns in SCLC treatment indicated the potential sources of selection bias that may impact outcomes of lobectomy versus SLR

Combs et al. (2015), J Thorac Oncol, USA [8]Review of the NCDB ‘potentially resectable’ (cI–IIIA) SCLC, 1998–2011 (n = 28 621), 2476 patients treated surgically5-Year survivalLobectomy: 40% SLR: 21%This review, which overlaps with Wakeam et al. [6] but includes more advanced disease also demonstrated improved survival with lobectomy and 19% upstaging in surgical patients
Pneumonectomy: 22% P < 0.0001
Retrospective database review (level IV)
Chemo/chemoradiation: 12%

Thomas et al. (2016), Lung Cancer, USA [9]Review of NCDB cT1/2N0 SCLC treated with surgery and adjuvant chemotherapy, 2004–2013 (n = 477)Upstaging25% of patients upstaged, 81% due to positive nodes and 30% had increased T-stageThis fairly modern database review demonstrated a significant rate of upstaging in surgically resected cT1/2N0 SCLC
Retrospective database review (level IV)
5-Year survivalWorse survival in upstaged patients (52% vs 36%, P < 0.01)
Takei et al. (2014), J Thorac Oncol, Japan [10]Review of resected SCLC cases in the Japanese Joint Committee of Lung Cancer Registry 2004 (n = 243)5-Year survivalLobectomy: 58% Wedge: 31% P = 0.002This single-year database review was unique in failing to demonstrate improved survival of lobectomy compared to segmentectomy, though it was superior to wedge. There was a considerable surgical upstaging of cI patients
Segmentectomy: 64% P = 0.78 vs lobectomy
Retrospective database review (level IV)
Upstaging23% of Stage cI patients upstaged to pII or III

Stish et al. (2015), Clin Lung Cancer, USA [11]Review of resected SCLC cases at the Mayo Clinic, 1985–2012 (n = 54)5-Year survivalLobectomy or greater: 48% SLR: 15% P = 0.03This single-centre series demonstrated the advantage of lobectomy or greater in terms of local control, which may, in turn, contribute to survival
Local recurrenceHR 3.5 favouring lobectomy or greater. SLR was an independent risk factor for recurrence
Retrospective single-centre review (level IV)
Author, date, journal and country Study type (level of evidence)Patient groupOutcomesKey resultsComments
Varlotto et al. (2011), J Thorac Cardiovasc Surg, USA [2]Review of SEER Stage I or II SCLC, 1988–2005 (n = 2214), 607 patients were treated surgicallyMedian survivalLobectomy: 50 months SLR: 30 months P = 0.006The 2 large SEER database reviews of Stage I or II SCLC by Varlotto et al. and Weksler et al. cover overlapping periods but used somewhat different inclusion criteria
Non-surgical: 20 months P < 0.0001 vs lobectomy
Retrospective database review (level IV)

Weksler et al. (2012), Ann Thorac Surg, USA [3]Review of SEER Stage I or II SCLC, 1998–2007 (n = 3566), 895 patients were treated surgicallyMedian survivalLobectomy: 39 months SLR: 28 months P < 0.001The different inclusion criteria used by Varlotto et al. and Weksler et al. may account for the different survivals seen and why Weksler was able to analyse over 1000 more patients while looking at a period that was 8 years shorter
Non-surgical: 16 months P < 0.0001 vs SLR
Retrospective database review (level IV)

Schreiber et al. (2010), Cancer, USA [4]Review of SEER T1-2N0 versus T3/4N0 and T1-4N1/2 SCLC, 1988–2002 (n = 14 179), 863 patients were treated surgicallyMedian survivalLobectomy: 40 months SLR: 23 months Pneumonectomy: 20 monthsThis review differed from the SEER reviews by Varlotto et al. [2] and Weksler et al. [3] by including more advanced (‘regional’) disease but still demonstrated an overall survival advantage
Retrospective database review (level IV)
Non-surgical: 13 months P < 0.01

Ahmed et al. (2017), Clin Lung Cancer, USA [5]Review of SEER Stage I SCLC, 2007–2013 (n = 1902), 28.5% of patients underwent surgeryMedian survivalLobectomy: 66 months SLR: 24 months P < 0.001This retrospective database review was unique in demonstrating that the removal of ≥4 lymph nodes was associated with improved survival. Patients with ≥4 nodes removed were more likely to have undergone lobectomy than SLR
Non-surgical: 27 months
Retrospective database review (level IV)
≥4 lymph nodes removed: 60 months
<4 nodes: 25 months P < 0.001

Wakeam et al. (2017), Lung Cancer, Canada/USA [6]Review of the NCDB Stages I–IIIA SCLC, 2004–2013 (n = 29 994), including 2619 patients treated surgicallyMedian survivalStage I Surgery: 38.6 months Chemoradiation: 22.9 months P < 0.0001This recent study, the largest surgical cohort found to date, demonstrated less risk of death with lobectomy than other surgeries even in advanced (Stage IIIA) disease
Propensity-matched database review (level IV)
Hazard ratio for death, lobectomy versus other surgeries:
Stage I: HR 0.52, 95% CI 0.47–0.59
Stage II: HR 0.81, 95% CI 0.66–1.00
Stage IIIA: HR 0.63, 95% CI 0.51–0.78

Wakeam et al. (2017), Lung Cancer, Canada/USA [7] Retrospective database review (level IV)Review of the NCDB T1/2N0M0 SCLC, 2004–2013 (n = 9740), including 2210 patients treated surgicallyPredictors of surgical therapyPatients treated with lobectomy compared to SLR tended to be younger, better educated, higher income, less likely on Medicaid, more often T1/2 and more likely treated in academic or high-volume centreThis recent review of practice patterns in SCLC treatment indicated the potential sources of selection bias that may impact outcomes of lobectomy versus SLR

Combs et al. (2015), J Thorac Oncol, USA [8]Review of the NCDB ‘potentially resectable’ (cI–IIIA) SCLC, 1998–2011 (n = 28 621), 2476 patients treated surgically5-Year survivalLobectomy: 40% SLR: 21%This review, which overlaps with Wakeam et al. [6] but includes more advanced disease also demonstrated improved survival with lobectomy and 19% upstaging in surgical patients
Pneumonectomy: 22% P < 0.0001
Retrospective database review (level IV)
Chemo/chemoradiation: 12%

Thomas et al. (2016), Lung Cancer, USA [9]Review of NCDB cT1/2N0 SCLC treated with surgery and adjuvant chemotherapy, 2004–2013 (n = 477)Upstaging25% of patients upstaged, 81% due to positive nodes and 30% had increased T-stageThis fairly modern database review demonstrated a significant rate of upstaging in surgically resected cT1/2N0 SCLC
Retrospective database review (level IV)
5-Year survivalWorse survival in upstaged patients (52% vs 36%, P < 0.01)
Takei et al. (2014), J Thorac Oncol, Japan [10]Review of resected SCLC cases in the Japanese Joint Committee of Lung Cancer Registry 2004 (n = 243)5-Year survivalLobectomy: 58% Wedge: 31% P = 0.002This single-year database review was unique in failing to demonstrate improved survival of lobectomy compared to segmentectomy, though it was superior to wedge. There was a considerable surgical upstaging of cI patients
Segmentectomy: 64% P = 0.78 vs lobectomy
Retrospective database review (level IV)
Upstaging23% of Stage cI patients upstaged to pII or III

Stish et al. (2015), Clin Lung Cancer, USA [11]Review of resected SCLC cases at the Mayo Clinic, 1985–2012 (n = 54)5-Year survivalLobectomy or greater: 48% SLR: 15% P = 0.03This single-centre series demonstrated the advantage of lobectomy or greater in terms of local control, which may, in turn, contribute to survival
Local recurrenceHR 3.5 favouring lobectomy or greater. SLR was an independent risk factor for recurrence
Retrospective single-centre review (level IV)

CI: confidence interval; HR: hazard ratio; NCDB: National Cancer Database; SCLC: small-cell lung cancer; SEER: Survival, Epidemiology and End Results; SLR: sublobar resection.

Table 1:

Best evidence papers

Author, date, journal and country Study type (level of evidence)Patient groupOutcomesKey resultsComments
Varlotto et al. (2011), J Thorac Cardiovasc Surg, USA [2]Review of SEER Stage I or II SCLC, 1988–2005 (n = 2214), 607 patients were treated surgicallyMedian survivalLobectomy: 50 months SLR: 30 months P = 0.006The 2 large SEER database reviews of Stage I or II SCLC by Varlotto et al. and Weksler et al. cover overlapping periods but used somewhat different inclusion criteria
Non-surgical: 20 months P < 0.0001 vs lobectomy
Retrospective database review (level IV)

Weksler et al. (2012), Ann Thorac Surg, USA [3]Review of SEER Stage I or II SCLC, 1998–2007 (n = 3566), 895 patients were treated surgicallyMedian survivalLobectomy: 39 months SLR: 28 months P < 0.001The different inclusion criteria used by Varlotto et al. and Weksler et al. may account for the different survivals seen and why Weksler was able to analyse over 1000 more patients while looking at a period that was 8 years shorter
Non-surgical: 16 months P < 0.0001 vs SLR
Retrospective database review (level IV)

Schreiber et al. (2010), Cancer, USA [4]Review of SEER T1-2N0 versus T3/4N0 and T1-4N1/2 SCLC, 1988–2002 (n = 14 179), 863 patients were treated surgicallyMedian survivalLobectomy: 40 months SLR: 23 months Pneumonectomy: 20 monthsThis review differed from the SEER reviews by Varlotto et al. [2] and Weksler et al. [3] by including more advanced (‘regional’) disease but still demonstrated an overall survival advantage
Retrospective database review (level IV)
Non-surgical: 13 months P < 0.01

Ahmed et al. (2017), Clin Lung Cancer, USA [5]Review of SEER Stage I SCLC, 2007–2013 (n = 1902), 28.5% of patients underwent surgeryMedian survivalLobectomy: 66 months SLR: 24 months P < 0.001This retrospective database review was unique in demonstrating that the removal of ≥4 lymph nodes was associated with improved survival. Patients with ≥4 nodes removed were more likely to have undergone lobectomy than SLR
Non-surgical: 27 months
Retrospective database review (level IV)
≥4 lymph nodes removed: 60 months
<4 nodes: 25 months P < 0.001

Wakeam et al. (2017), Lung Cancer, Canada/USA [6]Review of the NCDB Stages I–IIIA SCLC, 2004–2013 (n = 29 994), including 2619 patients treated surgicallyMedian survivalStage I Surgery: 38.6 months Chemoradiation: 22.9 months P < 0.0001This recent study, the largest surgical cohort found to date, demonstrated less risk of death with lobectomy than other surgeries even in advanced (Stage IIIA) disease
Propensity-matched database review (level IV)
Hazard ratio for death, lobectomy versus other surgeries:
Stage I: HR 0.52, 95% CI 0.47–0.59
Stage II: HR 0.81, 95% CI 0.66–1.00
Stage IIIA: HR 0.63, 95% CI 0.51–0.78

Wakeam et al. (2017), Lung Cancer, Canada/USA [7] Retrospective database review (level IV)Review of the NCDB T1/2N0M0 SCLC, 2004–2013 (n = 9740), including 2210 patients treated surgicallyPredictors of surgical therapyPatients treated with lobectomy compared to SLR tended to be younger, better educated, higher income, less likely on Medicaid, more often T1/2 and more likely treated in academic or high-volume centreThis recent review of practice patterns in SCLC treatment indicated the potential sources of selection bias that may impact outcomes of lobectomy versus SLR

Combs et al. (2015), J Thorac Oncol, USA [8]Review of the NCDB ‘potentially resectable’ (cI–IIIA) SCLC, 1998–2011 (n = 28 621), 2476 patients treated surgically5-Year survivalLobectomy: 40% SLR: 21%This review, which overlaps with Wakeam et al. [6] but includes more advanced disease also demonstrated improved survival with lobectomy and 19% upstaging in surgical patients
Pneumonectomy: 22% P < 0.0001
Retrospective database review (level IV)
Chemo/chemoradiation: 12%

Thomas et al. (2016), Lung Cancer, USA [9]Review of NCDB cT1/2N0 SCLC treated with surgery and adjuvant chemotherapy, 2004–2013 (n = 477)Upstaging25% of patients upstaged, 81% due to positive nodes and 30% had increased T-stageThis fairly modern database review demonstrated a significant rate of upstaging in surgically resected cT1/2N0 SCLC
Retrospective database review (level IV)
5-Year survivalWorse survival in upstaged patients (52% vs 36%, P < 0.01)
Takei et al. (2014), J Thorac Oncol, Japan [10]Review of resected SCLC cases in the Japanese Joint Committee of Lung Cancer Registry 2004 (n = 243)5-Year survivalLobectomy: 58% Wedge: 31% P = 0.002This single-year database review was unique in failing to demonstrate improved survival of lobectomy compared to segmentectomy, though it was superior to wedge. There was a considerable surgical upstaging of cI patients
Segmentectomy: 64% P = 0.78 vs lobectomy
Retrospective database review (level IV)
Upstaging23% of Stage cI patients upstaged to pII or III

Stish et al. (2015), Clin Lung Cancer, USA [11]Review of resected SCLC cases at the Mayo Clinic, 1985–2012 (n = 54)5-Year survivalLobectomy or greater: 48% SLR: 15% P = 0.03This single-centre series demonstrated the advantage of lobectomy or greater in terms of local control, which may, in turn, contribute to survival
Local recurrenceHR 3.5 favouring lobectomy or greater. SLR was an independent risk factor for recurrence
Retrospective single-centre review (level IV)
Author, date, journal and country Study type (level of evidence)Patient groupOutcomesKey resultsComments
Varlotto et al. (2011), J Thorac Cardiovasc Surg, USA [2]Review of SEER Stage I or II SCLC, 1988–2005 (n = 2214), 607 patients were treated surgicallyMedian survivalLobectomy: 50 months SLR: 30 months P = 0.006The 2 large SEER database reviews of Stage I or II SCLC by Varlotto et al. and Weksler et al. cover overlapping periods but used somewhat different inclusion criteria
Non-surgical: 20 months P < 0.0001 vs lobectomy
Retrospective database review (level IV)

Weksler et al. (2012), Ann Thorac Surg, USA [3]Review of SEER Stage I or II SCLC, 1998–2007 (n = 3566), 895 patients were treated surgicallyMedian survivalLobectomy: 39 months SLR: 28 months P < 0.001The different inclusion criteria used by Varlotto et al. and Weksler et al. may account for the different survivals seen and why Weksler was able to analyse over 1000 more patients while looking at a period that was 8 years shorter
Non-surgical: 16 months P < 0.0001 vs SLR
Retrospective database review (level IV)

Schreiber et al. (2010), Cancer, USA [4]Review of SEER T1-2N0 versus T3/4N0 and T1-4N1/2 SCLC, 1988–2002 (n = 14 179), 863 patients were treated surgicallyMedian survivalLobectomy: 40 months SLR: 23 months Pneumonectomy: 20 monthsThis review differed from the SEER reviews by Varlotto et al. [2] and Weksler et al. [3] by including more advanced (‘regional’) disease but still demonstrated an overall survival advantage
Retrospective database review (level IV)
Non-surgical: 13 months P < 0.01

Ahmed et al. (2017), Clin Lung Cancer, USA [5]Review of SEER Stage I SCLC, 2007–2013 (n = 1902), 28.5% of patients underwent surgeryMedian survivalLobectomy: 66 months SLR: 24 months P < 0.001This retrospective database review was unique in demonstrating that the removal of ≥4 lymph nodes was associated with improved survival. Patients with ≥4 nodes removed were more likely to have undergone lobectomy than SLR
Non-surgical: 27 months
Retrospective database review (level IV)
≥4 lymph nodes removed: 60 months
<4 nodes: 25 months P < 0.001

Wakeam et al. (2017), Lung Cancer, Canada/USA [6]Review of the NCDB Stages I–IIIA SCLC, 2004–2013 (n = 29 994), including 2619 patients treated surgicallyMedian survivalStage I Surgery: 38.6 months Chemoradiation: 22.9 months P < 0.0001This recent study, the largest surgical cohort found to date, demonstrated less risk of death with lobectomy than other surgeries even in advanced (Stage IIIA) disease
Propensity-matched database review (level IV)
Hazard ratio for death, lobectomy versus other surgeries:
Stage I: HR 0.52, 95% CI 0.47–0.59
Stage II: HR 0.81, 95% CI 0.66–1.00
Stage IIIA: HR 0.63, 95% CI 0.51–0.78

Wakeam et al. (2017), Lung Cancer, Canada/USA [7] Retrospective database review (level IV)Review of the NCDB T1/2N0M0 SCLC, 2004–2013 (n = 9740), including 2210 patients treated surgicallyPredictors of surgical therapyPatients treated with lobectomy compared to SLR tended to be younger, better educated, higher income, less likely on Medicaid, more often T1/2 and more likely treated in academic or high-volume centreThis recent review of practice patterns in SCLC treatment indicated the potential sources of selection bias that may impact outcomes of lobectomy versus SLR

Combs et al. (2015), J Thorac Oncol, USA [8]Review of the NCDB ‘potentially resectable’ (cI–IIIA) SCLC, 1998–2011 (n = 28 621), 2476 patients treated surgically5-Year survivalLobectomy: 40% SLR: 21%This review, which overlaps with Wakeam et al. [6] but includes more advanced disease also demonstrated improved survival with lobectomy and 19% upstaging in surgical patients
Pneumonectomy: 22% P < 0.0001
Retrospective database review (level IV)
Chemo/chemoradiation: 12%

Thomas et al. (2016), Lung Cancer, USA [9]Review of NCDB cT1/2N0 SCLC treated with surgery and adjuvant chemotherapy, 2004–2013 (n = 477)Upstaging25% of patients upstaged, 81% due to positive nodes and 30% had increased T-stageThis fairly modern database review demonstrated a significant rate of upstaging in surgically resected cT1/2N0 SCLC
Retrospective database review (level IV)
5-Year survivalWorse survival in upstaged patients (52% vs 36%, P < 0.01)
Takei et al. (2014), J Thorac Oncol, Japan [10]Review of resected SCLC cases in the Japanese Joint Committee of Lung Cancer Registry 2004 (n = 243)5-Year survivalLobectomy: 58% Wedge: 31% P = 0.002This single-year database review was unique in failing to demonstrate improved survival of lobectomy compared to segmentectomy, though it was superior to wedge. There was a considerable surgical upstaging of cI patients
Segmentectomy: 64% P = 0.78 vs lobectomy
Retrospective database review (level IV)
Upstaging23% of Stage cI patients upstaged to pII or III

Stish et al. (2015), Clin Lung Cancer, USA [11]Review of resected SCLC cases at the Mayo Clinic, 1985–2012 (n = 54)5-Year survivalLobectomy or greater: 48% SLR: 15% P = 0.03This single-centre series demonstrated the advantage of lobectomy or greater in terms of local control, which may, in turn, contribute to survival
Local recurrenceHR 3.5 favouring lobectomy or greater. SLR was an independent risk factor for recurrence
Retrospective single-centre review (level IV)

CI: confidence interval; HR: hazard ratio; NCDB: National Cancer Database; SCLC: small-cell lung cancer; SEER: Survival, Epidemiology and End Results; SLR: sublobar resection.

RESULTS

Varlotto et al. [2] reviewed the Survival, Epidemiology and End Results (SEER) database for Stage I or II SCLC, 1988–2005 (n = 2214, surgery in 607). The median survival for lobectomy was higher than SLR (50 vs 30 months, P = 0.006). Both lobectomy and SLR had longer survival than radiation ± chemotherapy (SEER does not include chemotherapy data) (20 months, P < 0.0001, P < 0.002, respectively).

Weksler et al. [3] reviewed the SEER database for Stage I or II SCLC in a partially overlapping period, 1998–2007 (n = 3566, surgery in 895). The median survival for lobectomy was superior to wedge resection (39 vs 28 months, P < 0.0001). Wedge was superior to radiation ± chemotherapy (16 months, P < 0.0001). Schreiber et al. [4] used SEER data from an overlapping period, 1988–2002, examining ‘localized’ disease (T1/2N0) and ‘regional’ disease (T3/4N0 or T1-4N1–2) (n = 14 179). Surgery was performed in 863 patients (387 localized, 476 regional). For all, (localized and regional) the median survival for lobectomy was higher than SLR, pneumonectomy or non-surgical treatment (radiation ± chemotherapy) (40 vs 23 vs 20 vs 13 months, P < 0.001). Lobectomy for localized disease had even higher survival (median 65 months, 52.6% 5-year overall survival). SLR with localized disease survival was not reported.

Ahmed et al. [5] reviewed the SEER database for Stage I SCLC, 2007–2013 (n = 1902, surgery in 543). The survival for lobectomy was superior to SLR (66 vs 24 months, P < 0.001). Patients for whom ≥4 lymph nodes were removed showed superior survival compared to patients with <4 nodes removed (60 vs 25 months). The removal of ≥4 nodes predicted survival in a multivariate analysis, and ≥4 nodes were more often removed via lobectomy (78.5% vs 21.5%). Lobectomy outcomes may be related, in part, to the improved node harvest.

Wakeam et al. [6] performed a propensity-matched review of Stages I–IIIA SCLC in the National Cancer Database (NCDB), 2004–2013, comparing surgery plus chemotherapy vs chemoradiation (n = 29 994). Surgery had longer survival in pN0 (35.1–42.7 vs 22.1 months, P < 0.001), pN1 (24.2 vs 18.3 months, P = 0.03) and pN2 (17.6–22.3 vs 14.6 months, P = 0.007). In 2619 resected patients, lobectomy had higher survival compared with any other procedures, for Stages I, II and IIIA [hazard ratio (HR) = 0.52, 0.81, 0.63, respectively]. Wakeam et al. [7] published a separate study of T1/2N0 SCLC in NCDB, 2004–2013, that found that patients treated with lobectomy, compared to SLR, tended to be younger, better educated, higher income, less likely on Medicaid, more often T1 than T2 and more likely treated in an academic or high-volume centre. These factors may contribute to improved outcomes seen with lobectomy.

Combs et al. [8] also reviewed Stages I–IIIA SCLC in NCDB, 1998–2011. Of 28 621 ‘potentially resectable’ patients, 2476 underwent resection. Five-year survival was higher for lobectomy compared to SLR (nearly all wedge resections) for Stage I (49% vs 30%, P = not stated) and for Stages I–IIIA combined (40% vs 21%, P < 0.0001).

Thomas et al. [9] published a review of the NCDB T1/2N0 SCLC treated with surgery and adjuvant chemotherapy, 2004–2013 (n = 477). Of these, 75.6% had a lobectomy or greater and 25% of patients were upstaged by surgery, 81% because of nodes resected, potentially a benefit of lobectomy over SLR.

In 2014, Takei et al. [10] published a review of resected SCLC in the Japanese Joint Committee of Lung Cancer Registry, 2004 (n = 243). Five-year survival was higher for lobectomy or bilobectomy than wedge (58.3% vs 30.6%, P = 0.002). Segmentectomy was associated with the highest survival 63.6%, though not significant compared to lobectomy (P = 0.78).

Stish et al. [11] reviewed resected SCLC at the Mayo Clinic, 1985–2012 (n = 54). Diagnosis was made intraoperatively in 63%. Five-year survival for the 31 patients undergoing lobectomy or greater resection was superior to the 21 patients undergoing SLR (16 wedge and 5 segmentectomy) (48% vs 15%, P = 0.03). Local recurrence was more likely after SLR (HR 3.5, P = 0.01), and type of surgery was the only independent risk factor for local recurrence. Of 24 patients with recurrence, 8 were isolated intrathoracic recurrences, isolated to the lung in 5, indicating a potential benefit of more aggressive surgery.

The reviewed studies were heterogeneous with respect to stage, preoperative staging and adjuvant therapy. Many were small series drawn from extended periods of time. As retrospective studies, each is subject to selection bias and stage migration. Two (Wakeam et al. [6] and Thomas et al. [9]) used the NCDB data from the same time period, and a third (Combs et al. [7]) used an overlapping time period but different stages and end points. Varlotto et al. [2], Weksler et al. [3] and Schreiber et al. [4] analysed partially overlapping data from SEER. Weksler et al. included only SEER codes for SCLC (Stage I or II), whereas Varlotto et al. also included fusiform-cell carcinoma (Stage I or II) and Schrieber et al. included fusiform, oat and intermediate cell (‘non-metastatic’). One study was excluded because it examined the same data in an overlapping time period as Varlotto et al., with similar results [12]. Several other studies were excluded that had very small number of patients.

The American College of Chest Physicians [13], American Society of Clinical Oncology [14] and European Society of Medical Oncology [15] recommend surgery for cT1/2N0 SCLC but do not distinguish between types of resection. Findings summarized here support the National Comprehensive Cancer Network [16] recommendation of lobectomy over SLR.

CLINICAL BOTTOM LINE

Although both lobectomy and SLR are associated with improved survival compared with non-surgical treatment in early-stage SCLC, lobectomy is superior. Lobectomy was associated with improved median and overall survival, better upstaging and decreased local recurrence compared to SLR, although there is potential for selection bias and stage migration. Lobectomy should be considered the optimal approach for patients with early-stage SCLC.

Conflict of interest: none declared.

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