
Contents
-
-
-
-
-
-
-
-
-
I. Introduction I. Introduction
-
II. Overview of Stock Exchange Regulation Impacting Corporate Governance II. Overview of Stock Exchange Regulation Impacting Corporate Governance
-
III. Focus on Independent Directors III. Focus on Independent Directors
-
IV. Recognition of Audit Committees Comprised of Independent Directors IV. Recognition of Audit Committees Comprised of Independent Directors
-
V. Establishment of Compensation Committees Composed of Independent Directors V. Establishment of Compensation Committees Composed of Independent Directors
-
VI. Emergence of Nominating/Corporate Governance Committees Comprised of Independent Directors VI. Emergence of Nominating/Corporate Governance Committees Comprised of Independent Directors
-
VII. The Emergence and Codification of Corporate Codes of Ethics VII. The Emergence and Codification of Corporate Codes of Ethics
-
VIII. Conclusion VIII. Conclusion
-
-
-
-
-
6 The Impact of Stock Exchange Rules on the Federalization of Corporate Governance
Get access-
Published:March 2018
Cite
Abstract
This chapter focuses on the important role that the national stock exchanges play in the federalization of corporate governance. Responding to federal legislative and SEC directives and, at times, acting on their own initiative, the stock exchanges have promulgated meaningful rules that comprise a significant component of the corporate governance landscape. Although technically not government regulation, the national stock exchanges play a central role in the enhancement of sound corporate governance practices and policies. Examples include the emphasis by the exchanges on independent directors, board committees (including audit, compensation, and nominating committees), and corporate codes of ethics. Hence, when addressing the federalization of corporate governance, stock exchange regulation is to be given prominent status.
Sign in
Personal account
- Sign in with email/username & password
- Get email alerts
- Save searches
- Purchase content
- Activate your purchase/trial code
- Add your ORCID iD
Purchase
Our books are available by subscription or purchase to libraries and institutions.
Purchasing informationMonth: | Total Views: |
---|---|
October 2022 | 1 |
November 2022 | 4 |
March 2023 | 3 |
April 2023 | 1 |
May 2023 | 3 |
July 2023 | 1 |
October 2023 | 1 |
November 2023 | 1 |
January 2024 | 5 |
March 2024 | 2 |
April 2024 | 1 |
June 2024 | 4 |
August 2024 | 2 |
September 2024 | 7 |
October 2024 | 4 |
December 2024 | 8 |
January 2025 | 2 |
Get help with access
Institutional access
Access to content on Oxford Academic is often provided through institutional subscriptions and purchases. If you are a member of an institution with an active account, you may be able to access content in one of the following ways:
IP based access
Typically, access is provided across an institutional network to a range of IP addresses. This authentication occurs automatically, and it is not possible to sign out of an IP authenticated account.
Sign in through your institution
Choose this option to get remote access when outside your institution. Shibboleth/Open Athens technology is used to provide single sign-on between your institution’s website and Oxford Academic.
If your institution is not listed or you cannot sign in to your institution’s website, please contact your librarian or administrator.
Sign in with a library card
Enter your library card number to sign in. If you cannot sign in, please contact your librarian.
Society Members
Society member access to a journal is achieved in one of the following ways:
Sign in through society site
Many societies offer single sign-on between the society website and Oxford Academic. If you see ‘Sign in through society site’ in the sign in pane within a journal:
If you do not have a society account or have forgotten your username or password, please contact your society.
Sign in using a personal account
Some societies use Oxford Academic personal accounts to provide access to their members. See below.
Personal account
A personal account can be used to get email alerts, save searches, purchase content, and activate subscriptions.
Some societies use Oxford Academic personal accounts to provide access to their members.
Viewing your signed in accounts
Click the account icon in the top right to:
Signed in but can't access content
Oxford Academic is home to a wide variety of products. The institutional subscription may not cover the content that you are trying to access. If you believe you should have access to that content, please contact your librarian.
Institutional account management
For librarians and administrators, your personal account also provides access to institutional account management. Here you will find options to view and activate subscriptions, manage institutional settings and access options, access usage statistics, and more.